Ethics

Question 1

Ethic

what are the standards

Answer 1

Question 2

Ethic

what are the standards

I A

Knowledge of the law

Answer 2

Question 3

Ethic

what are the standards

I B

Indepence and objectivity

Answer 3

告诉雇主，没同意，不违反这条

但违反adiitional compensation

Question 4

I C

misrepresentation

Answer 4

Question 5

I D

misconduct

Answer 5

Question 6

Ethics

II A

MNI

Answer 6

Question 7

Ethics

II B

Market manipulation

Answer 7

Question 8

Ethics

III A

Loyalty prudence, care

Answer 8

Question 9

Ethics

III B

Fair Dealing

Answer 9

Question 10

Ethics

III C

Suitability

Answer 10

Question 11

Ethics

III D

Performance Representation

Answer 11

Question 12

Ethics

III E

Preservation of confidentiality

Answer 12

Question 13

Ethics

IV A

Loyalty

Answer 13

Question 14

Ethics

IV B

Additional Compensation

Answer 14

Question 15

Ethics

IV C

Responsibility of a supervisor

Answer 15

Question 16

Ethics

V A

Diligence and reasonable basis

Answer 16

Question 17

Ethics

V B

Communication with clients

Answer 17

Question 18

Ethics

V C

Record retention

Answer 18

Question 19

Ethics

VI A

Disclosure of conflict

Answer 19

Question 20

Ethics

VI B

Priority of transaction

Answer 20

Question 21

Ethics

VI C

Referral fee

Answer 21

Question 22

Ethics

VII

Conduct as members and candidates

Answer 22

Question 23

Ethics

VII B

Reference to institute, designation, program

Answer 23

Question 24

Ethics

VII B

How to use CFA

Answer 24