ELS paper 1 Flashcards

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1
Q

doctrine of judicial precedent

A

The whole system of precedent is founded on the principle of stare decisis, i.e. “let the decision stand”. Generally, decisions in similar past cases will be followed if they are made in a court at the same or higher level in the hierarchy

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2
Q

Ratio decidendi

A

its the binding part of the written judgement and the bit that is followed in the future
R v Howe- duress is not a defence to murder

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3
Q

Obiter dicta

A

other things said
this is the persuasive authority
IN r v howe it was said duress is not a a defence to attempted murder
R v gotts got persuaded by this

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4
Q

Law reporting

A
  • Formal systematic reporting has been carried out since 1865 but there are many reports which predate this
  • the report notes the are of law, date, court, parties, judges and advocates as well as the facts and judgements
    -they will either be written by the judge themselves or by an independent lawyer and checked by the judge for accuracy
    -they can be found in specialist journals, on websites or in certain broadsheet newspapers
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5
Q

Court hierarchy

A
  1. Allows refinement of the law by increasingly more capable judges through the appeals process
  2. Informs us about the status and authority of a particular decision, i.e. who is bound by the decision?
  3. Allocates cases to courts with specialist knowledge.
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6
Q

overruling (all courts)

A
  • any superior court can overrule the decision of an inferior one
    Pepper v Hart (1993) (House of Lords) overruled Davis v Johnson (1979) (Court of Appeal) and said Hansard could be referred to for the purposes of statutory interpretation.
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7
Q

overruling (supreme court)

A

the practice statement of 1966 gave the supreme court the power to overrule its own decisions it was a necessary step
- without it if the lords got a decision wrong the law would be flawed forever
- this is used sparingly
Arthur J.S. Hall v Simons overruled Rondel v Worsley
-Lawyers could be sued for negligence in presenting cases.

R v G ( overruled MPC v Caldwell
- A person is only reckless if they foresaw the risk. It is not enough that an ordinary person would have seen the risk.

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8
Q

Overruling (court of appeal)

A

Younng v bristol aeroplane tells us that the court of appeal can only overrule its own decisions if
1. There is a later Supreme Court decision that says something different
2. Two earlier Court of Appeal decisions conflict, i.e. they say different things
3. The earlier Court of Appeal decision overlooked some piece of legislation in error

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9
Q

Overruling (court of appeal)

A

Younng v bristol aeroplane tells us that the court of appeal can only overrule its own decisions if
1. There is a later Supreme Court decision that says something different
2. Two earlier Court of Appeal decisions conflict, i.e. they say different things
3. The earlier Court of Appeal decision overlooked some piece of legislation in error

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10
Q

Distinguishing

A

Any judge can distinguish a case by showing that the facts are significantly different to those of the case they are supposed to be bound by
Merritt v Merritt (1971) distinguished Balfour v Balfour (1919)
domestic agreements not binding- written agreements are binding
Fairchild v Glenhaven and Wisher v Essex
wisher- couldnt show what caused their baby’s blindness, Fairchild could

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11
Q

adv judicial

A

Advantages
-Certainty & predictability – existing laws established & future ones anticipated
- Less room for judicial error – judges just follow superior cases, Graham, Byrne, Ivey Test
- Treating similar cases in the same way is just, e.g. R v Howe & R v Gotts
- Judge remains impartial – personal opinion doesn’t come into it – Wilmer LJ in Automatic Telephone & Electric Co. Ltd v Registrar of Restrictive Trading Arrangements
- Based on reality not hypothetical situations

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12
Q

Literal rule

A

The statute is given its word for word dictionary meaning (the Oxford English Dictionary at the time of the Act). There is no embellishment. The judge does exactly what Parliament has said, whether it makes sense in practical terms or not.

Whiteley v Chappel – a dead man was not literally “entitled to vote”

LNER v Berriman – oiling track was not literally “relaying or repairing” it

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13
Q

Golden rule

A

when the literal rule produces an absurd outcome
R v Allen
Narrow application: two meanings - choose least absurd
To “marry” could mean either
1. a binding legal promise to share your life with someone or
2. to go through a ceremony.
As it was impossible to do the former with two people, the second meaning was used to secure a bigamy conviction

Adler v George 
Wider application: one meaning – adapt meaning 
The defendant broke into a military base but argued he was “in” the base rather than “in the vicinity of the base” as the statute specified.  The words were held to mean “in or in the vicinity of”.
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14
Q

purposive approach

A

The purposive approach is more progressive. It simply asks, “What was the aim or purpose of this new law regardless?”

quintavalle case- whether the old act covered this new development of cloning embryos

R v Registrar General ex parte Smith- when 18 get told birth parents unless trying to kill and said to hurt people was not the purpose of this law
s.3 human rights act 1998
judges must interpret the legislation in a way they protect a persons human rights

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15
Q

mischief rule

A

Heydon’s Case –
This 16th century case tells us judges should consider:

  1. What was the law before the new Act?
  2. What mischief was Parliament trying to remedy?
  3. What remedy was Parliament trying to provide?

Smith v Hughes
The prostitutes in question weren’t literally “soliciting in the street” but the judges believed Parliament had passed the Act with the intention of cleaning up the streets and so dismissed the appeal against conviction.

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16
Q

intrinsic

A

intrinsic aid are internal aids and can be found within the act itself
• Long title
A summary of what the Act is about.
• Short title
This was useful in the Quintavalle case. “Embryos” were mentioned so it was considered the Act’s purpose to cover them.
• Preamble
o In older Acts, this paragraph at the start summarised its aims, etc. New Acts simply have a “long title” containing this

• Headings
o Indicate the purpose of a particular section. The heading of s.1 below makes its purpose very clear; to define theft regardless of the old common law

• Schedules
o Like an appendix at the back of a book with further information and often definitions

• Rules of language (see below)

• Presumptions (assumed unless Parliament states the opposite)
o Won’t be retrospective and affect the past
o Won’t bind the crown
o Won’t change the common law/case law
o Crimes will require mens rea

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17
Q

extrinsic

A

• Dictionary
o Most useful for the Literal and Golden Rules e.g. “passenger” in Cheeseman v DPP
• Hansard
o Everything said in Parliament. Used since Pepper v Hart but not much use.
• Law Commission Reports
o Some Acts, e.g. the Fraud Act 2006 are based entirely on Commission Reports so some useful explanation can be found there.
• Interpretation Act 1978
o Rules on gender, time, distance, etc. for all other Acts
• Treaties
o E.g. the Factortame case makes it clear judges should interpret law in line with Treaty of Rome 1957

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18
Q

literal rule adv and disadv

A

ADVANTAGES
Respects democratic power of Parliament and lets them make laws, Whitely v Chappell left reform of voting law to Parliament
Outcome of case is certain
Simple & predictable application, e.g. Cheeseman v DPP solely based on definition of “passenger”

DISADVANTAGES
Assumes Parliament drafts perfect laws but Whitely v Chappell left a loophole
Can produce absurd & unjust results, e.g. poor widow in LNER v Berriman
Parliament may be forced to draft a new Act as in Whitely v Chappell
Words often have many meanings, e.g. “marry” in R v Allen

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19
Q

Golden rule ADV and DISADV

A

ADVANTAGES
-Prevents unjust outcomes by applying some common sense unlike the Literal Rule, e.g. who could let D breach security like the D in Adler v George?
-Prevents Act being redundant, e.g. R v Allen. If D won, no one could ever be prosecuted.
-Respects Parliament like the Literal Rule, particularly the Narrow Approach which simply chooses the definition the judge believes Parliament intended

DISADVANTAGES
-Half-baked fall-back approach as it is not even a single set rule. Prof. Zander at the LSE calls it a “feeble parachute”
-Limited chances to use the rule, i.e. when Literal Rule fails
-An element of judicial law making especially with wider application, e.g. the judge could change the meaning of “vicinity” in Adler v George

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20
Q

MISCHIEF ADV AND DISADV

A

ADVANTAGES

Fills gaps/fixes defects in the law, e.g. having the public witness prostitution, Smith v Hughes
Avoids unjust outcomes, e.g. what if it were applied to LNER v Berriman?
Tries to determine Parliament’s actual intention

DISDVANTAGES
Judicial law making
Unpredictable outcome, e.g. “in the street” meant indoors in Smith v Hughes
Limited to looking back at problems in the la

21
Q

purposive approach ADV AND DISADV

A

ADVANTAGE
Flexible & forward looking
Avoids absurd outcomes like letting someone find their mother to kill her, R v Registrar General ex parte Smith
Tries to determine Parliament’s actual intention
Consistent with EU law and approach

DISADVANATGE
- Judicial law making taking over the role of Parliament. The words “shall give” were ignored R v Registrar General ex parte Smith
- Difficult to predict outcome e.g. should the law on embryos have been reviewed after the cloning debate? Quintavalle

22
Q

MAGISTRATES qualification

A
  • 18-65 to apply
  • no formal qualifications
  • qualities- character, understanding, communications and maturity
  • 26 half days per year
23
Q

Magistrates disqualification

A

• Serious criminal conviction or many minor offences
• Bankrupt
• Police, traffic wardens, etc.
• Relative working in local law enforcement, justice or serving as a magistrate on same bench

24
Q

MAGISTRATES selection

A

• Application form or nomination by employer, union, etc.
• Interviews by Local Advisory Committee (mix of magistrates & lay people)
• Effort to “balance the bench”
• Recommendation to and appointment by Lord Chancellor/Minister of Justice on behalf of the Crown
• Swearing oath of allegiance

25
Q

Magistrates training

A

• Overseen by Judicial College under Courts Act 2003
• Court clerk as trained lawyer arranges or delivers
• Induction
• Observation of trials
• Visits to prisons, etc.
• On-going training and appraisal
• Sitting as Winger
Possible mention later of..
• Chairmanship training
• Specialist panel training, i.e. Youth Court or Domestic Violence Panel.

26
Q

MAGISTRATES work

A

Pre-charge
• Authorising warrants for police to search, arrest, etc.
• Extending detention in police custody
Pre-trial
• Bail applications if police refuse Bail Act 1976
• Funding – should D get legal aid?
• Pre-trial review if later summary trial
• “Plea before venue” for either-way offences
• “Send for trial” to the Crown Court if indictable offence
Trial
• Hearing evidence as bench of three
• Decide verdict beyond reasonable doubt
• Unanimous or majority decision
• Stating reason for decision in court
Post-trial
• Deciding sentence with reference to maximum sentencing powers
• Committing case to Crown Court for sentence if their powers are insufficient.

27
Q

MAGISTRATES ADV AND DISADV

A

ADVANTAGE
• Low cost compared to salary of District Judge
• Local knowledge & empathy
• Public confidence in a system hundreds of years old
• Limited availability of judges
• Trial by peers
• Represents community well, e.g. gender (50:50) & balanced bench ethnically, politically
DISADVANTAGES
• Age? Only 4% under 40
• Wealth? Only rich can volunteer
• Possible bias towards police? Magistrates = 20% acquitted, Juries = 60%
• Regional variation in sentencing – White Paper “Justice For All 2001”, e.g. a conviction “receiving stolen goods” saw 4% of defendants imprisoned in Reading and 40% in South London

28
Q

JURIES qualification

A

• 18-75 (up from 70 - s.68 Courts & Criminal Justice Act 2015)
• Random selection
• From electoral register by Central Summoning Bureau
• Resident in UK for at least 5 yrs since age 13
• Set out in Juries Act 1974

29
Q

JURIES disqualification

A

• On bail
• Receiving treatment for mental illness
• Custodial sentence five years or more = life ban
• Any other custodial or community sentence = 10 yr ban
• Exclusion of deaf as no 13th juror allowed as an interpreter

30
Q

JURIES selection

A

• Excusal = cannot serve at, e.g. soldier on extended tour of duty or person has served as a juror in last two years
• Deferral = delayed once within 12 months, e.g. exams
• Random selection from panel in waiting room
• Possible reference to vetting & background checks, e.g. R v Ponting
• “Standby for Crown”, i.e. no grounds given, prosecution only
• Challenge to the polls, challenge to the array , e.g. the “Romford Jury”
• Oath or affirmation

31
Q

JURIES work

A

• Listening to evidence and submissions from advocates
• Listening to judge’s summing up of evidence and legal directions
• Secret discussion with other jurors only, Contempt of Court 1981
• Unanimous or majority verdicts of 10:2 at judge’s discretion
• Verdict must be beyond reasonable doubt
• Foreman’s public announcement of verdict

32
Q

JURIES adv and disadv

A

• Trial by peers – justice for the people by the people – Lord Devlin “The lamp that shows that freedom lives”
• Open justice – hearing (not deliberation) is public & advocates have to explain law in ordinary terms
• Public participation in justice system
• Limits power of the state as jurors have final say, Bushell’s Case
• Fair verdicts, jury equity, R v Wang, Bushell’s Case
• Shared decision = thorough debate
• Min. Of Justice Report “Are Juries Fair? 2010” states juries are trusted and almost always impartial

DISADVANATGES
• Perverse verdicts, e.g. R v Ponting, R v Young, R v Owen
• Make up of panel and selection issues
• Influence within panel of legal professional or police, e.g. R v Abdroikof
• ..or a bias juror, Sander v UK
• Media pressure, R v West
• Internet & social media influencing jurors? Joanna Frail Facebook case
• Case can be too complex for some

33
Q

JUDGE’S ROLES

A

ALL CASES
Pre-trial directions: Advising on key issues, witnesses, trial dates, etc.
Supervise trial: Ensure advocates act & are treated fairly
Admissibility: Decide if evidence can be lawfully introduced
Appeal: provide leave to appeal to higher court
CIVIL
Decide law AND fact: Effectively judge & jury but only on “balance of probability”
Quantum of damages: Looking at facts & precedent, how much is payable?
Make orders: Damages, injunctions, custody, etc.
CRIMINAL
Supervise the jury: Was selection fair? Are they behaving correctly?
Direct the jury: Sum up case and inform jury of the options available to them in law
Pass sentence: After a “plea” in mitigation & a report from the probation service

34
Q

SELECTION OF JUDGES

A
  • they need to have the relevant qualification as a barrister, solicitor or legal executive
  • gained experience - tribunals courts and enforcement act 2007
  • appointment is all about the judicial appointments commission (JAC)
  • set up by the constitutional reform act 2005
  • made up with judges lawyers and lay people
  • R(Jones) v JAC not a judge because of his points on his driving license
35
Q

TERMINATION of judges

A
  1. Retirement (usually at 70)
  2. Resignation (often an “unofficial” way of dismissing a judge)
  3. Removal due to infirmity (e.g. in a long term coma)
  4. Dismissal (sacked!)
    to remove superior court judges they require a resolution of the house of commons , house of lords and monarch under the act of settlement 1701 and senior courts act 1981
    Jonah Barrington removed- didnt even use the procedure as he fled to France
    For INFERIOR judges
    its set out in the constitutional reform act 2005.. the judicial conduct investigation office (JCIO) will investigate any matters and the lord chief of justice can advise and issue reprimands and the lord chancellor can suspend
36
Q

JUDICIAL INDEPENDENCE

A

Montesquieu said that judiciary should be able to operate without external pressures
- JAC - selection on merit and not appointed by executive
- Constitutional reform Act 2005
upholds the rule of law
creates separate supreme court
s.3 duty on ministers to respect independence
- Autonomy of legal profession
judges are usually former lawyers who are self governing
- Sub judice rule
speaker can prevent comment in parliament
contempt of court could lead to imprisonment
- immunity from law suit
sirros v moore- if acting in good faith
- Security of tenure
job security since act of settlement 1701
- once a judge always a judge
convention states no return to private legal practice if a salaried judge
-Nemo judex en cause sua
Re Pinochet

37
Q

IMPORTANCE OF INDEPENDENCE judges

A
  • Fair trials
    meets the requirements of article 6 of the echr
  • public confidence
    -Ensures rule of law
    no one can be above the law
    R(miller) v PM
  • facilitates judicial review and public enquiries
  • allows actions of government to be legally scrutinised
  • avoid totalitarianism
    Montesquieu’s theory. no one should have all the power
    r(miller) v sec state for exiting eu
38
Q

SELECTION METHOD ADV DISADV

A

Advantages
 Based on merit unlike the old system
 Transparent – open public process
 Lay people involvement
 Facilitates separation of powers and limits role of executive in particular
 More diverse intake into the judiciary thanks to rules allowing solicitors and legal executives to apply as well as Outreach Strategy of wider advertising and promotion of vacancies

Disadvantages:
x Sec. of State for Justice, i.e. “Lord Chancellor” still has a large say retaining considerable executive influence.
x If the legal profession still doesn’t represent sexes and ethnicity fairly, the judiciary never can because of the entry requirements Tribunals, Courts & Enforcement Act 2007
x Most applicants will be former trial lawyers but being a good advocate does not guarantee you will be a good judge.
x Invariably, judges will have reached a substantial age by the time they are appointed. Does this point and the one above suggest the need for “career” judges?
x Will top QCs apply? – It could be a 90% pay cut!

39
Q

barristers

A
  • opening and closing a case
  • full right of audience which allows them to present at any court
  • crown court they present the plea of mitigation and help prove the case is beyond reasonable doubt or raise the level of doubt
  • most barristers are advocates and share their opinions and advice on the case
  • they write the most important documents and draft some that are used in courts
    they examine and cross examine evidence
  • they make the opening statement
40
Q

DISADC OF JUDICIAL PRECEDENT]

A

DISADVANTAGES
- Stare decisis limits creative development of the law
- it can be mechanical & thoughtless
- Mistakes are perpetuated, e.g. R v Clarence
- Can be confusing, with so many different precedents
- Maybe hard to identify precedent. In Dodd’s Case the CA couldn’t find the HL’s ratio!
- Little flexibility
- Law develops by “chance”, e.g. waiting for a case to happen as in Ivey v Genting Casinos
- Lack of research - just arguments of counsel
- Can be retrospective, e.g. SW v UK- raped their wife but were convicted when their act wasnt a crime at the time
- Undemocratic – just three people may change the law of the land
- Overruling a case may be unjust to those who have based their affairs on the precedent

41
Q

role of solicitors

A

The work of the solicitor depends on the type of firm they work at
= they will most likely be interviewing clients
=negotiating on their behalf
=paperwork including
-writing letters on behalf of clients
- drafting contracts, leases or other legal documents
- drawing up wills
- dealing with conveyancing(housing)
= may also if he wishes act for some of his clients in court
- standing ip in court

42
Q

what are the functions of the four main institutions

A

the institutions of the EU and their functions are set out in what used to be called the Treaty of Rome but has been renamed as the Treaty of the functioning EU

43
Q

Council of the EU

A

Makes EU law often in conjunction with parliament
- minister from each member state, dependent on issue involved
- states take it in turn each 6 months to be president
- most decisions= double majority rule
-15/27 states (55%)
- representing more than 65% of the EU population

44
Q

COMMISSION

A

proposes EU law
enforces EU law
- one commissioner per state, nominated by the state but sworn under oath to represent whole EU
- one of the 27 is proposed as president by the council, currently Ursula von der leyen
- EU parliament must approve nominations for the above

45
Q

PARLIAMENT

A

Makes Eu law in conjunction witch council or consulted where it has no power
- elected by public in member states every 5 years
- number of MEPS dictated by population of the member state
- legislation passed by majority vote

46
Q

Court Of Justice

A

Interprets EU law Article 19 TEU
- 27 judges- one appointed by each member state for a renewable 6 year term, not to represent the state but bring an understanding of its legal system
- assisted by 11 advocates general who provide initial opinions on cases
- judicial role- ruling on disputes between member states
- supervisory role- article 267 TFEU preliminary rulings

47
Q

Direct applicability

A

member states do not have to legislate to create enforceable EU legal rights

48
Q

Direct Effect

A

enforceable legal rights are created that EU citizens can use
horizontally- against fellow citizens
vertically- against a member state of government body