Dodd Frank Flashcards

1
Q

The Dodd-Frank Wall Street Reform Act of 2010

A

Dodd-Frank

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2
Q

Banking Institutions maintain healthy capitalization ratios

A

Dodd-Frank

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3
Q

Limits banking institutions from owning more than 3% of a hedge fund’s total ownership interest Limits banking institutions from owning interests in hedge funds that exceed 3% of their Tier 1 Capital (Common Stock + Retained Earnings + non-redeemable; non-cumulative Preferred Stock)

A

Dodd-Frank

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4
Q

Relationships with hedge funds must be fully disclosed to regulators

A

Dodd-Frank

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