Dodd Frank Flashcards
1
Q
The Dodd-Frank Wall Street Reform Act of 2010
A
Dodd-Frank
2
Q
Banking Institutions maintain healthy capitalization ratios
A
Dodd-Frank
3
Q
Limits banking institutions from owning more than 3% of a hedge fund’s total ownership interest Limits banking institutions from owning interests in hedge funds that exceed 3% of their Tier 1 Capital (Common Stock + Retained Earnings + non-redeemable; non-cumulative Preferred Stock)
A
Dodd-Frank
4
Q
Relationships with hedge funds must be fully disclosed to regulators
A
Dodd-Frank