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ZZZ - REG > Day 14 > Flashcards

Day 14 Flashcards

1
Q

What is not eligible for LKE?

A

Stocks, bonds, partnership interest, and securities

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2
Q

Rule 506 of Regulation D of the Securities Act of 1933

A

Offering can raise an unlimited dollar amount but are restricted to only 35 accredited “sophisticated” investors. Mist notify the SEC within 15 days of the first sale

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ZZZ - REG (31 decks)

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