CSA things and FDCA Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

Practice of Pharmacy Defined

A
  • Interpreting, evaluating prescription orders, compounding, dispensing, labeling, drug selection, administering vaccine, participating in DUR, proper and safe drug storage, maintenance of proper records, consulting with patients & practitioners, operating & managing a pharmacy … and performance of drug therapy management pursuant to a written collaborative practice agreement with one or more physicians who have an established physician-patient relationship.
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2
Q

Key points of the FDCA What did it establish? What definitions did it expand on? What must ___ contain?

A

New drugs cant be marketed until they are approved for safety by the FDA for use under labeled conditions. Labeling must contain adequate directions for use Expanded definitions of adulterations and misbranding Grandfathered drugs were drugs pre 1938

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3
Q

Types of Licenses

What is important to note about them?

A
  • Active
    • License by exam or score transfer
    • License by reciprocity (pharmacist is already licensed in another state)
  • Inactive- Failure to do CE
  • Voided license failure to pay license renewal fee
    • Neither an inactive nor voided license allows the holder to legally practice.
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4
Q

Parenteral Product prep

7 requirements

What applies and what is more strict?

A
  1. Laminar flow hood or other suitable aseptic environment, annually certified
  2. Aseptic work area
  3. Nearby sink
  4. Current Iv incompatibility/stability reference
  5. P and P manual
  6. USP 797 applies and is more strict
  7. Labeling for IV
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5
Q

Dietary Supplement Health and Education Act DSHEA - What did it Mandate the FDA to do? - What do these product require? - When can a DS be removed? - What are developed?

A

Mandates FDA to regulate DS as special type of food (in contrast to a drug) - Products do not require pre-market approval - FDA can only take action to remove DS from the market after establishing the product to be adulterated (unsafe) or misbranded (labeling is false or misleading) - GMPs are developed by the manufacturers for all precesses, packaging, labeling, and holding of products - Dont follow that=adulteration

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6
Q

Administer

Who can do it?

If the patient is?

When can a pharmacist?

What if the patient doesnt have a primary care provider?

How are records kept?

A
  • Practitioner or pursuant to the lawful direction of practitioner
  • The patient under supervision of practitioner
  • A pharmacist authorized in K.S.A 65-1635a amendments thereto
    • Must complete immunization training
    • Influenza vaccine to persons 6 years old or older and other vaccines to persons 12 years old or older pursuant to a vaccination protocol
    • On or after July 1st 2020 immunizers must report the immunization to the state registry maintained by KDHE
  • (a) A pharmacist or a pharmacy student or intern who is working under the direct supervision and control of a pharmacist may administer influenza vaccine to a person six years of age or older and may administer vaccine, other than influenza vaccine, to a person 12 years of age or older pursuant to a vaccination protocol if the pharmacist, pharmacy student or intern has successfully completed a course of study and training, approved by the accreditation council for pharmacy or the board, in vaccination storage, protocols, injection technique, emergency procedures and recordkeeping and has taken a course in cardiopulmonary resuscitation (CPR) and has a current CPR certificate when administering vaccine. A pharmacist or pharmacy student or intern who successfully completes such a course of study and training shall maintain proof of completion and, upon request, provide a copy of such proof to the board. (b) All vaccinees will be given a written immunization record for their personal files. The administering pharmacist or pharmacist supervising an administering pharmacy student or intern shall promptly report a record of the immunization to the vaccinee’s primary care provider by mail, electronic facsimile, e-mail or other electronic means. If the vaccinee does not have a primary care provider, then the administering pharmacist or pharmacist supervising an administering pharmacy student or intern shall promptly report a record of the immunization to the person licensed to practice medicine and surgery by the state board of healing arts who has entered into the vaccination protocol with the pharmacist. The immunization will also be reported to appropriate county or state immunization registries, except that if the person vaccinated or, if the person is a minor, the parent or guardian of the minor, objects to the report, the report shall not be made.
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7
Q

Nonresident Pharmacies

Where must they be register

Who is the PIC?

What about the pharmacists working there?

How must this pharmacy be available?

A

Each pharmacy shall be currently licensed or registered in good standing in the state in which it is located.

  • Each pharmacy shall provide and maintain, in readily retrievable form, the record of a satisfactory inspection conducted within the previous 18-month period by the licensing entity of 116 the state where the pharmacy is located. If no such inspection record is readily available, the record of a satisfactory inspection conducted at the expense of the pharmacy within the previous 18-month period by a third party recognized by the board to inspect may be accepted.
  • The pharmacy shall maintain an incoming toll-free telephone number for use by Kansas customers to facilitate personal communication with a pharmacist with access to patient records. (1) This service shall be available during normal business hours for at least 40 hours and six days per week
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8
Q

DEA form used by pharmacists to report theft or significant loss.

A

DEA form 106

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9
Q

The maximum amount of codeine (mg) per 100ml or 100g combined with one or more active, non‐narcotic ingredients to be scheduled as a CV.

A

200 mg

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10
Q

Losing your license

  • What are the ground for it? 3 types
  • What does the board have the authority to do?
A
  • Unprofessional conduct: (1) Fraud in securing a registration or permit; (2) intentional adulteration or mislabeling of any drug, medicine, chemical or poison; (3) causing any drug, medicine, chemical or poison to be adulterated or mislabeled, knowing the same to be adulterated or mislabeled; (4) intentionally falsifying or altering records or prescriptions; (5) unlawful possession of drugs and unlawful diversion of drugs to others; (6) willful betrayal of confidential information under K.S.A. 65-1654, and amendments thereto; (7) conduct likely to deceive, defraud or harm the public; (8) making a false or misleading statement regarding the licensee’s professional practice or the efficacy or value of a drug; (9) commission of any act of sexual abuse, misconduct or exploitation related to the licensee’s professional practice; or (10) performing unnecessary tests, examinations or services which have no legitimate pharmaceutical purpose.
  • Professional Incompetency: (1) One or more instances involving failure to adhere to the applicable standard of pharmaceutical care to a degree that constitutes gross negligence, as determined by the board; (2) repeated instances involving failure to adhere to the applicable standard of pharmaceutical care to a degree that constitutes ordinary negligence, as determined by the board; or (3) a pattern of pharmacy practice or other behavior that demonstrates a manifest incapacity or incompetence to practice pharmacy.
  • Board can- require licensee to submit to mental or physical examination or a drug screen or any combination
    • or to get fingerprinted and to submit a national criminal health check.
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11
Q

A registrant transferring a pharmacy business operation to another registrant must notify the nearest DEA office at least ______ days before the date of the proposed transfer.

A

14 days

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12
Q

Quantity of drug a pharmacist may dispense to a patient on a CII emergency prescription.

A

Enough for the emergency period, not limited to a specific number of doses

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13
Q

Pharmacist Scope of Practice

  • Determined by?
  • Who has independent prescribing? 5
  • Who can do stuff under protocol?
  • What can a kansas pharmacist do? 3 things
A
  • MD’s, DOs, DDS’s, DVM’s, podiatrists
  • PAs and APRN can as well under protocol
  • Pharmacist cant but they can:
    1. Vaccinate under a signed protocol with age and vaccine limitations
    2. Enter to a signed collaborative drug therapy management arrangement
    3. Sign a state-wide protocol to dispense naloxone (Emergency Opioid Antagonist protocol)
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14
Q

The minimum age of individuals allowed to purchase CV‐OTCs in Kansas.

A

18

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15
Q

Number of times a CII prescription can be transferred.

A

0

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16
Q

Collaborative Drug Therapy Management

  • What is it?
  • What is the physicians responsibilty
  • What shouldnt be construed?
A
  • • Means “a practice of pharmacy where a pharmacist performs certain pharmaceutical-related patient care functions for a specific patient which have been delegated to the pharmacist by a physician through a collaborative practice agreement
  • Physician is responsible for patient care following initial dx and assessment and direction/supervision of the pharmacist • “Nothing in this subsection shall be construed to permit a pharmacist to alter a physician’s orders or directions, diagnose or treat any disease, independently prescribe drugs or independently practice medicine and surgery.”
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17
Q

Length of time a pharmacist has to verify accuracy of the computer record for filling/refilling of CIII and CIV prescriptions.

A

72 hours

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18
Q

Medical Care facility (hospital) pharmacies

Who can obtain drugs from the pharmacy for inpatient use?

What quantity of drugs may be supplied for ER outpatient use?

Requires Checks of? How often?

A
  • Responsibilities of Pharmacist in Charge (68-7-11)
  • Procedure requirements for inpatient service and ER outpatient service when a pharmacist is NOT on premises
  • Who can obtain drugs from the pharmacy for inpatient use?
  • What quantity of drugs may be supplied for ER outpatient use? A) An interim supply of prepackaged drugs shall be supplied to an outpatient only by a designated registered professional nurse or nurses pursuant to a prescriber’s medication 112 order when a pharmacist is not on the premises and a prescription cannot be filled. The interim supply shall be labeled with the following information:(i) The name, address, and telephone number of the medical care facility; (ii) the name of the prescriber. The label shall include the name of the practitioner and, if involved, the name of either the physician’s assistant (PA) or the advanced registered nurse practitioner (ARNP);
  • Required checks of drug records and conditions of drug storage [68-7-11(e)]
    • How often?

The interim supply shall be limited in quantity to an amount sufficient to supply the outpatient’s needs until a prescription can be filled

) The pharmacist-in-charge of the medical care facility pharmacy shall maintain documentation of at least quarterly checks of drug records and conditions of drug storage, in all locations within the facility, including nursing stations, emergency rooms, outpatient departments, and operating suites

  • Pre-packaging requirements [68-7-11(h)]
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19
Q

So your licensed What about it?

What happens if you fail to register?

A
  • License must be displayed conspicuously visible to the public- where you are practicing
  • Can get a duplicate if you lose the original or its destroyed
  • Reinstatement after 3 consecutive year lapse. Upon failure of a pharmacist to renew a registration under the provisions of K.S.A. 65-1632 for three consecutive years or more, the board shall require the applicant to take a written or oral examination prior to reinstatement. Upon satisfactory completion of that examination and compliance with the provisions of K.S.A. 65-1632, the applicant shall be entitled to a renewal of registration if no grounds exist for denying the renewal.
  • Reciprocating to another state
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20
Q

Length of time a Kansas pharmacy must keep controlled substance records.

A

5 years from the date of the last entry

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21
Q

The allowable number of refills for phentermine prescribed for treatment of obesity in Kansas.

A

0

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22
Q

health departments and private not for profit family planning clinics

What can they have? and do?

PIC responsibilities:

  • What do they need to develop?
  • What do they need to perform and how often?
  • Assure adherence to?
  • Records of?
A
  • • May store and distribute non-controlled drugs approved for a formulary
  • PIC responsibilities
    • Develop policies & procedures for distribution and control of drugs
    • Perform and document quarterly checks of drug storage conditions and drug records
    • Assure adherence to prepackaging procedures & label requirements
    • Adequate records of drug distribution by nurse(s) maintained
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23
Q

Allowable time to complete a partial fill for CII for a patient residing in a LTCF.

A

Within 60 days of the date of issue.

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24
Q

Drug Efficacy Study Implementation Project (DESI) - What was the Objective? - What happened in 2006?

A
  • Evaluate OTC and Rx drugs for efficacy that were approved between 1938 and 1962 - Removing unapproved drugs from the market.
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25
Q

What can registration for a pharmacy also include and what dont you have to do?

A

The issuance of a registration for any pharmacy shall also have the effect of permitting such pharmacy to operate as a retail dealer without requiring such pharmacy to obtain a retail dealer’s permit. On evidence satisfactory to the board:

  1. That the pharmacy for which the registration is sought will be conducted in full compliance with the law and the rules and regulations of the board;
  2. that the location and appointments of the pharmacy are such that it can be operated and maintained without endangering the public health or safety; and
  3. that the pharmacy will be under the supervision of a pharmacist, a registration shall be issued to such persons as the board shall deem qualified to conduct such a pharmacy.
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26
Q

Collaborative Drug therapy Management CDTM advisory committee

How many members and from where?

What is the purpose?

A
  • 7 members from BOP and Board of Healing Arts
    • Purpose: promote consistent regulation and enhance coordination among boards with jurisdiction over licensees involved in collaborative drug therapy management.
    • advise and make recommendations to the Board of Pharmacy and Board of Healing Arts on matters relating to collaborative drug therapy management
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27
Q

Maximum amount of pseudoephedrine base that may be sold to a purchaser in a day

A

3.6 g (base)

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28
Q

Board Disciplinary Actions

  • Who files a petition?
  • Board and ______ can enter into what?
  • What can be scheduled?
  • What else can be scheduled
  • There is an opportunity for?
A
  • Enter board and licensee may enter into stipulations
  • A hearing can be scheduled
  • A formal hearing can be scheduled
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29
Q

Automated drug delivery systems

What are the PICs responsibilities? 5

How often should it be checked for accuracy?

A
  • maintain the system
  • Assuring the stocking, accounting and dispensing is accurate
  • Assuring confidentiality
  • Limit loading and unloading to R.PH, intern or tech
  • Security maintanence
  • Inspected for accuracy at least monthly and it is the PIC responsibility
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30
Q

Allowable number of times and/or length of time a pharmacist may refill a CIII or CIV prescription, if authorized.

A

5 x or 6 months whichever comes first

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31
Q

A PIC must notify the Board in writing within _________ of ceasing to serve as PIC.

A

5 days

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32
Q

Medical Care Facility Pharmacy

  • Need adequate what?
  • Supervise and train?
  • preparation of?
  • What type of medication review?
  • Check whaaaa?
    • What can a tech check? 5 things
    • What does the checking tech need?
      1. Has a current?
      2. Has either one of the following
        1. Experience for how long? Plus
        2. Or?
        3. And has to take what?
A
  • Adequate drug information references
  • Supervision and training of technicians
  • P & P for preparation of IV’s
  • 7-day “after-the-fact” review of medication orders (68-7-11(l)) -Each medication order shall be reviewed by a pharmacist within seven days of the date it was written
  • Security
  • Tech-check-Tech requirements (68-7- 11(q)) • Note the technician requirements—-
  • Except with regard to drugs that have not been checked for accuracy by a pharmacist after having been repackaged, prepackaged, or compounded in a medical care facility pharmacy, a pharmacy technician in a medical care facility may check the work of another pharmacy technician in filled floor stock, a crash cart tray, a unit dose cart, or an automated dispensing machine if the checking pharmacy technician meets each of the following criteria: (1) Has a current certification issued by the pharmacy technician certification board or a current certification issued by any other pharmacy technician certification organization approved by the board. Any pharmacy technician certification organization may be approved by the board if the board determines that the organization has a standard for pharmacy technician certification and recertification not below that of the pharmacy technician certification board; (2) has either of the following experience levels: (A) One year of experience working as a pharmacy technician plus at least six months experience working as a pharmacy technician in the medical care facility at which the checking will be performed; or (B) one year of experience working as a pharmacy technician in the medical care facility at which the checking will be performed; and (3) has successfully completed a written training program and related examination designed by the pharmacist-in-charge of the medical care facility pharmacy to demonstrate competency in accurately checking whether floo
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33
Q

Allowable time to complete a partial fill for CII for an ambulatory patient.

A

Within 72 hours of the first partial fill

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34
Q

Confidentiality

Priviledged comi

A

The confidential communications between a licensed pharmacist and the pharmacist’s patient and records of prescription orders filled by the pharmacist are placed on the same basis of confidentiality as provided by law for communications between a physician and the physician’s patient and records of prescriptions dispensed by a physician. Nothing in this subsection shall limit the authority of the board or other persons, as provided by law, from inspecting the book or file of prescription orders kept by a pharmacy or firm performing any duty or exercising any authority as otherwise provided by law.

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35
Q

CE

How many hours?

What are some restrictions to the CEs that can count?

What needs to be furnished?

Within ___ days of completion?

When can you carry over hours?

A
  • Thirty clock-hours of continuing education shall be required for renewal of a pharmacist license during each licensure period. Continuing education clock-hours may be prorated for licensure periods that are less than biennial at a rate of 1.25 clock-hours per month.
  • Continuing education programs shall not include in-service programs, on-the-job training, orientation for a job, an education program open to the general public, a cardiopulmonary resuscitation (CPR) course, a basic cardiac life support (BCLS) course, emergency or disaster training or direct experience at a healthcare facility under a code blue, testing out of a course, and medical school courses
  • Each provider shall furnish a certificate of completion to the licensee for each continuing education program that the licensee has successfully completed. Each certificate shall be in a format approved by the board and shall include the following: (A) The licensee’s name; (B) the title and date of the approved continuing education program; (C) the name of the provider, D) the number of continuing education clock-hours approved by the board; (E) the number of continuing education clock-hours completed by the licensee; (F) the approved program number issued by the board; and (G) the provider’s dated signature, certifying program completion
  • Within 30 days of completion, each licensee shall submit to the board proof of completion of any approved continuing education program not reported to the ACPE-NABP CPE monitor service. No credit shall be given for any certificate of completion received by the board after the June 30 expiration date of each licensure period.
  • A licensee shall not be allowed to carry forward excess clock-hours earned in one licensure period into the next licensure period
  • The required continuing education shall be obtained in the two-year licensure period ending on the June 30 expiration date of each license.
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36
Q

Minimum required equipment

A
  • Equipment and supplies to compound in good repair and available in sufficient quanitity to meet the needs of practice
  • Note this requirement is for other than medical care facility pharmacy
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37
Q

Pharmacy Interns or Students

  • Who do they register with?
  • What must be displayed
  • How many hours?
    • Once they are registered?
    • How many interns can a preceptor supervise?
  • When you get newly employed what do you have to do and what time frame
  • What if you move?
A
  • Must register with the board
  • Must display registration at work
  • Must get 1740 preceptor supervised hours
    • Once registered have to get them within 6 years
    • Preceptor can only supervise 2 interns
  • Within 30 days of getting a new job need to tell the board
  • Must tell board within 30 days of moving, changing email, or legal name.
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38
Q

DEA form used to report disposal or destruction of CS.

A

DEA form 41

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39
Q

Patient medication profile requirements

5 things and how long do they need to keep them?

A
  1. Pt name and address
  2. Prescriber name
  3. Initial date of dispensing Rx number
  4. Drug name, strength and quantity dispensed
  5. Name of dispensing pharmacist
  6. Drug allergies or sensitivities
  7. Retain 5 years from date of last entry
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40
Q

Registration as a pharmacy: what type of pharmacies are included?

When does it need to be renewed?

What must be displayed?

When open?

Designate?

A
  • Retail pharmacy non-resident pharmacies and hospital pharmacies (termed medical care facility pharmacies)
  • Renew with the board of pharmacy annually (expires on june 30th)
  • Display the registration
  • Have a pharmacist on duty when open
  • Designate a PIC
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41
Q

Pharmacy Functions in Refilling

  • How can they be refilled?
  • Fill all scripts with strict conformity of direction except? 4 exception
A
  • Rx cannot be refilled more than authorized or after one year following the date of issuance whichever is first
  • Except:
    1. Providing a 3 monts supple of rx drug that is not a CS or psychotherapeutic drug if sufficient number of refills to do so
    2. Dispense a 7 day emergency refilling
    3. Exercise brand substitution brand exchange if in compliance with the orange book
    4. Exercise biologic exchange if in compliance with the purple book
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42
Q

Length of time in which a pharmacy must notify the local DEA Diversion Field Office after discovery of a theft or significant loss of a CS

A

Within one business day

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43
Q

Script transfer and Faxing

How can control substances be transferred?

What can pharmacy interns do?

A
  • CS must be between two licenses pharmacists
  • Interns can transfer non CSs
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44
Q

Number of days a physician may administer methadone to a patient while waiting for admission to a narcotic treatment program.

A

3 days, one day at a time

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45
Q

How frequently must a community pharmacy submit dispensing data to KTRACS?

A

Within 24 hours of being dispensed unless exempted or filling a zero report

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46
Q

Durham Humphrey Amendment to the FDCA - What did it differentiate? - What did prescription drugs have to carry? - This was in order to comply with what?

A

Differentiation between OTC from prescription (legend) drugs - Required prescription drugs to Carry “Caution federal law prohibits dispensing without a prescription or RX only - This was in order to comply with adequate directions for use.

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47
Q

Allowable number of times and/or length of time a Kansas pharmacist may refill a CV prescription, if authorized.

A

5 x or 6 months whichever is first

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48
Q

Resposibility of PIC

  • Assure that tech training?
  • What is reviewed and when?
  • What needs to be available and why?
  • Notifies board of?

Ratio to pharmacists

  • Two scenerios
A
  • Assure the tech course of training addressess specific topics designed for the pharmacy
  • Training course is annually review
  • Documentation of training must be provided for inpection
  • PIC tells the board when the effective date of tech employement is
  • 2:1 or 3:1 if two have current certification by the pharm tech certification board.
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49
Q

Home Health Agencies and Hospice

A

May handle and store specific drugs identified by written protocol with a pharmacy and approved by the PIC. • Quarterly checks required by PIC • Allowable drugs: • Sterile water and saline for injection or irrigation • Heparin flush • diphenhydramine injection • epinephrine injection

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50
Q

The controlled substance schedule of oral diphenoxylate with atropine.

A

CV

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51
Q

CQI Procedures

  • If the pharmacist is aware of an Incident?
  • WHos responsible for prepare the report and how do you report it?
  • How long is the report retained for and when must you be able to provide it to the board?
  • Reports are? Except?
A
  • Pharmacists aware of an incident must report it to PIC as soon as practical
  • Involved pharmacist and PIC are responsible for preparing the report
    • Complainant’s name, address, age, phone number
    • Name of each employee involved & license number
    • Date of incident & date of report
    • Pharmacist’s description of incident
    • Prescriber’s name and whether contacted
    • Signatures of all involved employees
    • Report retained for 5 years and available to board within 3 business days, if requested
    • Reports non-discoverable except by the board of pharmacy
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52
Q

The length of time a DEA “Dispenser” registration is valid.

A

3 years

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53
Q

Requirements for electronic data storage systems

7

What must you be able to reproduce and in what time frame.

A
  1. Daily back up is performed
  2. Maintain a written rx on file
  3. Have a numerical system for rx ID
  4. Maintain a written or electronic daily log
  5. Store each active pt profile
  6. Document that pharmacist is responsible for each authorization refill
    1. ID on a daily basis the pharmacist fill Rxs
  7. Able to reproduce all information in the system in written form within 72 hours of being requested
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54
Q

What are the 3 categories of option claims that a DS can have?

A
  • Structure/function claims-
  • But the manufacturer needs to be able to substantiate these claims are truthful and not misleading
  • Need to notify FDA within 30 days of making the claim
  • But must conatin disclaimer that it isnt evaluated by the FDA -
  • Health Claims
  • relationship of DS to a disease or condition
  • this is generally not permitted unless the FDA has promulgated a regulation re: conditions and labeling

Nutritional Support Claims- highlight nutritional attributes of a product.

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55
Q

Pharmacist licensure

  • How old do you have to be?
  • Graduate where?
  • Complete a minimum of?
  • What do you have to pass and what score?
  • What may be required?
  • When might you have to notify the board
A
  • 18 years old
  • Board approved school
  • Once year of preceptor supervised 1740
  • Pass NAPLEX and MPJE with 75
  • May need to get finger printed and criminal background check
  • Notify board within 30 days of changing residential address or email address
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56
Q

Incident reports in other than a med care facility

68-7-12b

A
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57
Q

Retail dealer

A

means a person selling at retail non-prescription drugs which are prepackaged, fully prepared by the manuf. for use by the consumer. Shall NOT include: • controlled substances • legend drugs • drugs administered by injection

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58
Q

Vaccination protocol

  • What is it?
  • How long is it valid?
A
  • Written physician approved policies and procedures for record keeping, reporting and adminitering vaccines
  • No greater than 2 year validity.
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59
Q

Utilization of Unused meds

What is the objective?

What are the donating entities?

What is a qualifying center or clinic?

Donated meds are considered?

Read study guide

A
  • To make available unused medications to medically indigent (voluntary)
  • Donating:
    • LTCF, mail service pharmacies, hospital pharmacies
  • Qualifying center or clinic mean indigent health clinic federally qualified health center, or community mental health center.
  • Donating meds are not considered resold
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60
Q

The maximum amount of codeine (mg) per dosage unit combined with one or more active, non‐narcotic ingredients to be scheduled as a CIII.

A

90 mg

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61
Q

Indigent health clinic, Federally-qualified health center (65-1648)

A

• Supervised by PIC • RN or PA approved by the PIC shall be in charge of distribution and control of drugs • No regulations yet

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62
Q

Kefauver Harris - What proof did we need? - What did it establish? - Increased controls over? - What did it give the FDA the authority to do?

A

Required proof of efficacy prior to marketing - Established current GMP requirements - Increased controls over clinical investigations (informed consent) - Gave FDA authority over Rx drug advertising.

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63
Q

Additional responsibilities of the PIC

Maintain written P and P that Address?

4 things

A
  • Function of all personell
  • Control and accountability of drugs in compliance with fed/state law
  • Documentation of reportable incidents
  • Maintenance of records of dispensing, prepackaging, and compounding
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64
Q

Following the initial CS inventory, a registrant must conduct the next CS inventory within what time period? (Kansas)

A

1 year at least 8 months after the previous inventory

65
Q

Electronic Supervision is hospitals

A

“Electronic supervision” means pharmacist supervision in real-time of a tech or pharmacy student working in a KS medical care facility pharmacy. • Application to the board required • Pharmacist may be electronically connected to multiple hospital pharmacies at one time • Pharmacist may supervise only one student or tech in a hospital pharmacy at one time. • Only one student or tech may work in the remote hospital pharmacy site at one time. • Pharmacist must verify each order before dispensing

66
Q

The CS schedule of a preparation containing not more than 50mg of morphine per 100ml or per 100grams combined with one or more active non‐narcotic ingredients.

A

CIII

67
Q

Drug stores

  • If a PIC stops being a PIC when must the board be notified?
  • What do they have to do before they leave?
  • What must the new PIC do?
  • What if there is a change in ownership?
  • Nametags
A
  • Notify within 5 days
  • Do a CS inventory
  • Do a CS Inventory within 72 hours of becoming the PIC
  • If there is a change in majority ownership must tell board within 5 days after change
68
Q

Veterinary Medical TEaching

A

• Under supervision of a PIC • Responsible for • P & P • Storage, maintenance of prescription meds • Packaging, distribution, adequate safety

69
Q

IV label Requirements

  • In addition to other label requirements what are the 4 others?
A
  1. Product name, additives, quantity
  2. Expiration date
  3. flow rate
  4. Storage conditions if applicable
70
Q

PIC

  • What type of concept?
  • WHo needs one?
    • What is a violation?
    • What are they responsible for?
  • What else does a PIC need to do what time frame?
  • What is the PIC responsible for?
  • Limits to being a PIC?
A
  • State concept
  • All pharmacies need a PIC
    • Operating for more than 30 days without one is a violation of the practice act
    • Responsible for compliance with laws but does not relieve other pharmacists from compliance
  • Must pass and exam within 30 days of becoming a PIC, score an 85 or better
  • Responsible for ensuring that a licensed pharmacist is on duty at all times that the pharmacy is open
  • May not be the PIC in more than 1 full time pharmacy operation
    • Full time site is where on premises pharmacist services total 30 hours or more/week
71
Q

Maximum amount of pseudoephedrine that can be sold to a purchaser in 30 days

A

9 g base

72
Q

Prescription Label Requirements

What needs to be on it?

What drugs need and Caution: Federal law prohibits the transfer of this drug to any person other than the person for whom it was prescribed.

A

II, III, IVs

73
Q

Maximum number of doses (quantity) that may be prescribed and dispensed on a single CII prescription

A

There is no limit in federal or Kansas law

74
Q

The controlled substance schedule of buprenorphine S.L.

A

CIII

75
Q

Maximum number of days’ supply that may be prescribed and dispensed on multiple CII prescriptions. (Note: the multiple prescriptions will all have the same date of issuance.)

A

90 day supply

76
Q

Pharm Tech Scope of Practice

What can they do?

What are they required to do:

  • When does registration expire
  • Pass?
  • Successfully complete?
  • Got a new job?
  • Where does the registration go?
  • What must they wear?
A
  • May package, do manipulative, repetitive or nondiscretionary tasks related to Rx processing . . . But does NOT perform duties restricted to a pharmacist.
  • Register with the Board; Registrations expire every two years
  • Pass one or more exams within time specified by the Board and pay registration fee
  • Successfully complete employment-specific training
  • Notify the Board of new employer within 30 days of changing jobs
  • Display registration in part of business where engaging in tech. activities (65-1663)
  • Wear nametag
77
Q

Prepackaging and Repackaging Labels

What six things are required and what can be omitted if suitable records are kept.

A
  • Brand or Generic name
  • Manufacturer
  • Drug Strength and quantity
  • Lot number, date repackaged and person responsible
  • BUD
  • AUX labels if needed

Pharmacist/intern initials

78
Q

Pharmacy Functions in Fillin Rxs

  • Read and interpret the script
  • Identify?
  • Make a reasonable effort to?
  • Who gets new Rx’s?
    • Who can get refills?
  • Document what? Of who?
A
  • Identify in the record what pharmacist verified the accuracy of the prescription
  • Make a reasonable effort to ensure the Rx is for a liegitamate medical purpose by an authorized prescriber.
  • Only pharmacist or pharm intern can receive a new script order.
    • A pharmccy tech can get a refill if authorized
  • First and last name of transferring agent
79
Q

Shared Services

A

Shared services in Kansas includes: • Shared order filling and • Shared order processing • See study guide on BB • How do these regulations compare to central fill regulations in federal CSA?

80
Q

Time a pharmacist has to obtain the original prescription from a physician for an emergency CII

A

7 days

81
Q

LTCF

A

• Requires consulting pharmacist • Develop policies and procedures • Assure proper control and accountability for emergency kit • Methods of drug distribution • Dispensed via a prescription • Traditional, unit-dosed, and/or automated drug delivery system • Emergency kit • Supplied by pharmacy • Drugs identified by P & T Committee • (Recall CSA requirements if automated dispensing machine used for CS) • Locked and sealed • Expiration date • No greater than 1 year from date of filling

82
Q

Number of times a CIII, CIV or CV prescription (with refills) can be transferred in Kansas if pharmacies do not share real‐time computer system.

A

One time

83
Q

Emergency Opioid Antagonist Statewide protocol

What does it require:

  • what is the time frame?
  • Must?
  • Each dispensing must be? How long must the record be retained?
A
  • Pharmacist must submit signed protocol (statewide or individual if desired) to the board w/in 5 days of signing; notify board within 30 days if stopping
  • Must counsel or you cant dispense
  • Must docume each dispensing
    • Record as the prescriber either the pharmacist or protocol physician
    • Retain the record within the pharmacy for at least 5 years
84
Q

CII prescription is valid for _______ from its date of issue (KS).

A

6 months

85
Q

A drug wholesaler, acting as a supplier, has how much time to complete a DEA Form‐222 before it becomes void?

A

Within 60 days of the date of issuance

86
Q

Whole sale distributor 68-14-1

A
87
Q

What is a reportable incident?

A

For purposes of this regulation, “reportable incident” and “incident” shall mean a preventable medication error involving a prescription drug and resulting in any of the following:

  1. (1) The patient receiving the wrong drug;
  2. the patient receiving an incorrect drug strength
  3. the patient receiving an incorrect dosage form;
  4. the drug being received by the wrong patient;
  5. inadequate or incorrect packaging, labeling, or directions; or
  6. the dispensing of a drug to a patient in a situation that results in or has the potential to result in serious harm to the patient.
88
Q

Drop station?

Where can rxs be picked up?

A

Cannot be picked up at a location other than a registered pharmacy

89
Q

CPA

  • What must it detail?
  • What cant it authorize?
  • How is it documented? by whom
  • Who where, when?
  • When are these updated? Timeframe?
A
  • Must detail methods, procedures, decision criteria the pharmacist uses to perform, document, and communicate witht he physician regarding CDTM
  • May NOT authorize a pharmacist to administer and flu vaccine except pursuant to the vaccine statue/regulations
  • Must be signed and dated by each physician and pharmacist
  • Signing pharmacist must send a copy to the board within 5 business days
  • Review and update at least every 2 years
90
Q

Required References in Drug Stored

A
  • May include internet sources, annually updated
  • Current KS law
    • Texts
      • Toxicolgy
      • Pharmacology
      • drug interactions
      • pt focused drug reference
      • Drug equivalence
      • Medical dictionary
91
Q

Dispensing previously dispense meds

whats the expection

A

“Except for prescription drugs in unit-dose systems that contain only one medication and in which the drug has not reached the patient and is still intact, prescription drugs that have been dispensed to the final consumer shall not be resold, re-dispensed or distributed by a licensed pharmacist.” (68-12-2)

92
Q

Institutional Drug Room (65-1637a and 68-7-21)

A

• Definition: Site where prescription-only drugs are stored & from where they are dispensed or administered. • e.g. providing drug needs of jail, juvenile detention center inmates, college students, inpatient hospice • Must be supervised by pharmacist or practitioner • Must develop/approve training and supervision of personnel in providing drugs and controlling drugs • Maintain at least quarterly review of drug records, storage conditions for all drugs • Develop P & P for documenting reportable incidents • Assure drugs dispensing for use outside the institution are adequately labeled.

93
Q

Pharmacist may sell no more than ____ ml or ____ doses of a codeine‐containing CV OTC in _____ hours.

A

120 mL or 24 doses in 48 hours

94
Q

Pharmacy Functions in Fillin Rxs

  • Select?
  • Interpret?
  • Encourage proper drug utilization how?
    • What else should you offer? What is important to note?
    • Supervise techs and?
A
  • Select drug products
  • Interpret pt records, perform drug regimen reviews
  • Encourage proper drug utilization by personally offering to counsel on each new Rx, annually for maintenance and refills when appropriate
    • Offer supplemental information but that does not replace verbal counseling
    • and delegate non-judgemental functions
95
Q

Pharm Tech are also required to?

  • What must they complete and in what time frame? How much?
  • When does the registration year end?
  • If a tech is registered after 7/1/17 what must they do?
  • What can the board do?
A
  • Complete 20 documented hours of continuing education each registration year q 2 years
  • Registration end october 31st
  • Must pass PTCB or ExCPT exam before renewal
  • Board can suspend revoke or deny renewal of tech registration on same grounds as those of pharmacists- may also require physical or mental exam
96
Q

Miscellaneous items of note

Rx vs Med Orders

Dispensing from Rx ____ is not permitted

Brand exchange?

Interchangable biologics?

A
  • Dispensing from prescription copies is not permitted
  • It is state law that prohibits a pharmacist from dispensing a generic product that is not considered bioequivalent according to the FDA (orange book)
  • Interchangable biologics
    • Inform the patient of the interchange
    • Maintain a record of biological product dispensed
    • Communicate to the presciber within 5 business days following dispensing the product name and manufacturer dispensed unless
      • There is no interchangeable produt for the one prescribed or
      • A refill is not changed from the prior dispensed
  • Board will maintain a link on the website to the FDA interchangeable product list.
97
Q

Within _____ hours after beginning to function as a PIC, the PIC shall conduct a controlled substance inventory.

A

72

98
Q

Allowable time to complete partial fills on a CII prescription for a patient diagnosed “terminally ill”

A

60 days

99
Q

Pharmacist license renewal

  • When does the license expire?
    • How is the date established and what is it?
    • What could result in a fine?
  • What 3 things does a license renewal require?
A
  • License expires every 2 years
    • Date is established by regulation June 30th
    • If you keep practicing and dont renew you get fined
  • License renewal
    • Completion of board furnished application
    • Payment of fee
    • Completion and documentation of continuing education
      • ACPE-NABP online CPE monitoring
      • Kansas BOP approved CE programs
100
Q

What is the FDA? What do they issue?

A

Primary agency that enforces FDCA through regulation and issuance of guidance documents

101
Q

What are the exceptions to registration with the controlled substances act?

A
  • Agents or Employees of a registrant acting within their scope of practice
    • Individual practicioners employed in a hospital, use internal code and DEA #
    • Pharmacists
102
Q

What types of pharmacies register as despensers?

What i the number of the form?

What can corporations use?

How long are these valid for?

A

Community pharmacies, hospital pharmacies, teaching institutions

  • 224
  • 224b
  • Valid for 3 years
  • Registration can be denie revoked
  • Costs 731 bucks lasts for 3 years
103
Q

How long does a dispensing registration form _____ last?

A
  • 224
  • lasts for 3 years
104
Q

Manufacturing Exceptions?

What cant it exceed?

How is the pharmacy registered?

A

A pharmacy registered as a dispenser may manufacture or distribute to other practitioners an aqueous or oleaginous soln. or solid dosage form containing a narcotic substance in a preparation NOT exceeding 20% of the complete product

AS a dispenser

105
Q

A pharmacy registered as a dispenser can have what type of distribution exceptions?

A

A pharmacy registered as a dispenser may sell to other registrants without registering as a distributor as long as the total number of dosage units distributed does not exceed 5% of the total units of CS distributed and dispensed in one calendar year.

106
Q

How can you modify a registration?

A

Can request on line or on paper

Then DEA will issue a new one.

107
Q

How do you terminate a pharmacy registration?

A
  • Notify nearest DEA office
  • Return DEA certification of registration and Unused voided 222 forms and explanation of disposal or transfer of all CSs
108
Q

Transfer of Business to another Registrant?

A
  • Notify area DEA Special Agent at least 14 days prior to transfer with specifics via certified mail (receipt requested) or in person
109
Q

How must pharmacies store their CS’s? II-V

A
  • Pharmacies (including hospital pharmacies) must store CII‐CVs in a securely locked, substantially constructed cabinet OR may disperse CII‐CVs among non‐CS stock
  • Physicians dont have this choice.
110
Q

CSA Security Requirements

Who are registrants prohibited from employing that have access to CS’s?

But what can the registrant seek out?

A
  • Convicted of a felony related to a CS
  • had a DEA registration denied or revoked
  • Has surrendered a DEA registration for “cause”

Regestrant can try to get a waiver: which is based on a bunhc of factors listed in the pharmacy manual, and this must be granted before hiring.

111
Q

What are the manufacturing quotas?

A

QUOTAS for the amount of CIs and CIIs that can be produced giving them a ceiling and is published in the FR.

112
Q

Addiction Treatment

Opioid Treatment Programs

Detoxification what is the objective?

A

Objective to achieve and opioid drug free state through use of decreasing does

113
Q

OTPs

Maintenance?

When can methadone 40 mg tablets be used

A

Objective to treat an opioid dependent individual with stable opioid agonist therapy for a period in excess of 21 days

these are inforced by substance abuse and mental health services

114
Q

Use of methadone

Can be used for what two things and how?

How can pharmacies dispense them?

If a prescriber isnt certified with an OTP?

A
  • Can be used for detox or maintenance IF the pt is entrolled in an OTP
  • But pharmacists can other dispense methadone for pain not for detox or maintenance
  • Prescribers not entrolled in an OTP: MAY administer methadone for a maximum of 3 days – one day at a time – to maintain patient while enrolling in OTP (3‐day rule); • Administer to hospital inpatient while the patient is being treated for an illness or diagnosis outside of detox or maintenance
115
Q

Drug Addiction Treatment Act.

Office Based Treatment

What do the prescribers need?

What can they prescibe?

What drugs are currently prescribed for this purpose?

What worries might the pharmacist have?

A

Need Special education and DEA Number

Buprenorphine SL

Bup/Naloxone

is the prescriber qualified? Additional registrations and X number, Use of drugs for off label purposes? 3 day rule

116
Q

Combat Methamphetamine Act

A
  • Ephedrine, PSE, and phenylpropanolamine are considered scheduled listed chemical products
  • Regulated sellers must follow requirements for OTC sales
    • Exception of a single sale of 60 mg or less of PSE
  • Products must be behind the counter or in locked cabinet
  • Employer must self certify annually on DEA website and maintain documentation that each employee is trained
    *
117
Q

What else needs to be done due to the Combat Methamphetamine Act

A

Logbook

  • Written or electonic and photo ID required for Sales Identifies:
    • Products purchased by name
    • Quantity Sold
    • Name, Address, signature of purchaser
    • Date and time of sale
    • Seller must determine that signature and ID match
    • Logbook has to give notice that false or misleading information may lead to criminal penalties..
118
Q

Combat Methamphetamine Act

Sale limitations

A

3.6 grams of product base per day regardless of transactions number

9 g per 30 days

7.5 g if purchased by mail

Must be 18 in KS

119
Q

What needs to be on a CS prescription?

A
  • Prescriber name and address
  • Pts full name and address
  • date issued
  • Drug name, strength, dosage form, quantity and directions for use
  • Refill info
  • Prescriber name manually signed
  • DEA number
120
Q

What Cs can be changed? What cant be changed?

A

CIII CIV and CVs

Need prescriber auth

cant change pts name drug (except generic) and prescribers signature

CIIs• A pharmacist may add a date if it is not written with consultation with the prescriber. A pharmacist may also change a drug strength, quantity, and directions for use after consulting with the prescriber. The patient’s address, prescriber’s DEA number may also be added. A dosage form may be selected if one is not written. All information added/changed must be initialed dated and timed.

121
Q

Prescription drug labels what schedules need this sticker

A
123
Q

CII script limits

A

No refills Valid for 6 months from date of issue (kansas)

124
Q

CIII and CIV

Script limits

A

No more than 5 x or 6 months after the date of issue whichever is first

Refill record on back or other appropriate document date refilled quanitity pharmacist initials

Total number of refills must be retrievable

125
Q

CV limits

A

Fed: May refill as Authorized

Kansas: No more than 5 times or 6 months after the date issue which ever come first

Refill record documented like above

126
Q

Secobarbital Schdule?

A

2

127
Q

Phenobarbital Schedule?

A

4

128
Q

Nalbuphine Schedule

A

2

129
Q

Alprazolam Schedule

A

4

130
Q

partial filling of CIII and CVs

A
  • Yes
  • You must record the partials the same way as you record refills on the back of the paper Rx or however else its done
  • Quantity dispensed for ALL partials fills cannot exceed quantity prescribed (face quantity + refill)
  • No dispensing can occur beyond 6 months of the date of issuance
  • Partial fill doesnt = refill
131
Q

CII partial

A

Yes

Quantity, date of the partial and name of pharmacist filled on the face of the paper Rx

No dispensing can occur beyond 72 hours of the partial filling

If remaining portion is not able to be filled within 72 hours notify prescriber

132
Q

Exceptions to CII partial fill limitations

A

Pts in LTCF

Terminally ill

  • Requirements
    • On Prescription Face: terminally ill or LTCF
    • On back or where appropriate: Date quantitiy dispensed, remaining quanitity, to be dispensed, ID of dispensing pharmacist
    • Limitation: 60 days from issue date
133
Q

Emergency CII

Scripts

Criteria Needed

A
  • Need to take Immediately
  • No alt available
  • Not reasonably possible for prescriber to give written script
134
Q

Rules for Multiple CIIs

A
  • You cant refill a single CII
  • But you can issue multiple scripts if:
    • Each Script is issued for a actual medical reasons
    • Provider provides written insturctions on each scriptexcept for the first one indicatin when they can be filled
    • Issuance is permissible under state law
    • The quantity of all doesnt exceed a 90 day supply
  • You cant fill it before the earliest day
135
Q

Ryan Haight Online Act

A

Objective: To prevent illicit sales of CS over the Internet by “rogue” Web sites, while allowing the use of electronic communications for prescribing and dispensing CS for legitimate medical purposes.

  • Valid prescription: issued for legitimate purpose by practitioner who has conducted at least one in‐person patient evaluation.
  • Pharmacies that meet the definition of “online pharmacy” must obtain modification of their DEA registration for all Internet business
136
Q

How many times can CIII, CIV, CV scripts be transferred?

A

ONce

Except if they share a real time data base then they can be refilled however many times its says up to 5

has to be a real pharmacist doing the transferr

137
Q

Records are required for allCSs that are?

A

Purchased • Dispensed • Distributed • Returned • Destroyed • Lost or Stolen • Inventoried (CS on hand)

138
Q

What forms are needed for CS?s

A

DEA 222 Forms • Executed & unexecuted • Power of Attorney forms • DEA Registration certificate • Self‐certification certificate and PSE sales logbook • Logbook for sales of C‐V OTC products

139
Q

How long must CS records be kept

A

2 years fed 5 years kanasasfrom date of last entry

140
Q

What has to be maintain separately from all other records?

A

CIs and CIIs

141
Q

What Cs must be readily retrievable?

What records must be kept at the registration site for all?

A

CIII-CV

Executed paper DEA 222 forms • Prescriptions (paper) • Inventory records

These can be kept centrally: Financial and shipping records, if DEA notified • Electronic refill records

142
Q

Filing of Cs

A
  1. Electronically searchable file(s)
  2. Manual filing: 3 methods
  • 3‐file method
  • 2‐file methods (Note: p. 278 of text)
  1. All CS together & all non‐CS together (“C” stamped on III, IV, & V)
  2. All CII together & all other CS + non‐CS together (“C” stamped on III, IV, & V)

Need red C but waived for electronic

143
Q

record sales of CV OTC

A
  • Pt must be 18
  • Must have ID if unknown to pharmacist
  • Must document sale
    • Name/Address of purchaser • Name/Quantity of drug • Date of purchase • Name/initials of dispensing pharmacist
  • Dispensing must be done my pharmacist but non pharm can do the payment
144
Q

Computer for CIII and CIV Script records

A

Can be used as an alternative to hard copy but need to have thee requirements

  • Pharmacists verification of accuracy on hard copy or print out or bounf book or file
  • Date signed must be within 72 hours
  • Can print out any refill data to user pharmacy within 48 hours if kept central
  • Back up system
145
Q

What form is needed to purchase CIIs?

A

Form 222

hard copy or electronic

with a CSOS

Currently a triplicate form however proposed single sheet format

Signed and dated by person authorized to sign a registration application

Know manual procedure for completing DEA 222 form

146
Q

Lost or Stolen DEA 222 forms

Types?

A

Lost In Translation

  • Execute new form, execute statement noting serial number of lost form, date of lost form, list of drugs and fact drugs werent recieved
  • Retain copy number 3 with statement

Stolen Order Forms

  • Report to nearest DEA office stating the serial numbers of stolen and or date of issuance
  • Must Notify DEA if found
147
Q

When can a Pharmacy (dispenser) act as a supplier?

A
  1. Returning CII drugs to a wholesaler (distributor) manufacturer or reverse distributor
  2. Selling a pharmacy business requires the seller to
    1. Inform the DEA 14 days prior to sale
    2. Transfer all CII drugs by use of DEA 222 form
  3. Distributing CII drugs between DEA registrants
148
Q

What does a physician have to do if he wants CIIs for office use?

A

A physician must use a DEA Form 222 in order to obtain C‐II drugs for office use from another registrant – usually pharmacy. A physician may NOT write a prescription to acquire C‐II drugs from a pharmacy for this purpose.

149
Q

What serves as the record for CIII CIVs and CVs?

A

The invoice or packing slip you do not need a DEA form but you have to file it separately and it must be readily retrievable

150
Q

CS inventory Records

A
  • Initial: Right when they start dispensing
  • Biennial at least every 2 years, kansas is annual
  • Separate inventories for each registered site
  • Inventory CS on hand
  • Opening or closing of business
  • Newly controlled substances on effective date of scheduling published in the FR
151
Q

CS Inventory Counting

A

Exact count of CIIs CIIIs and CIV CV in containers more than 1000 doses

Estimate of CIII, CIV, CV in containers of 1000 or less

152
Q

Disposal/ Destruction of CS inventory

2 methods

A
  • 1 Registrant requests permission from the DEA
    • Complete form 41 listing everything
    • DEA will direct the method
  • 2 Registrant uses a reverse distributor
    • CIIs are transferred to the reverse via the Reverse distribu DEA form 222
    • CIII through V drugs must also be documented and record retained by the registrant
    • Reverse distibu must submit form 41 for the DEA disosal and destruction
153
Q

Secure Responsible Drug Disposal Act

Who can be come ____ collectors? And what can they do?

What is done with registration?

A

Purpose: Disposal of CS returned from ultimate users or long term care facilities (LTCF) on behalf of their patients

  • retail pharmacies and hospitals or clinics pharmacies may voluntarily become authorized collectors and:
    • Administer mail back programs or
    • Maintain collection receptacles within the pharmacy
    • Or manage a collection receptacle at a LTCF
  • DEA requires modification of registration to become an authorized collector
  • Pharmacies May not co-mingle their inventory disposal/destruction w/these returns
154
Q

Theft Or significant Loss of CS

A

Must tell DEA in writing within one day

Submit Form 106

What

Tell police

155
Q

What is exempt from law?

A

• Peyote (CI, psychoactive alkaloid, hallucinogen) is exempt from control when used in bona fide religious activities by the Native American Church. (Persons that manufacture and distribute must register, however.)

156
Q

DEA pharmacy inspections

A

CSA authorized inspection of controlled premises

Inspections are usually drug accountability / compliance audits- so every ones knows the records are being kept correctly

  • DEA may inspect, copy, and verify records, reports, required forms, equipment, and CS
  • Cannot inspect financial, sales, pricing data, or personal records unless registrant provides written consent
  • • Cannot review patient charts
  • No right to interview witnesses, including registrant or employees
  • • May collect samples (usually will leave receipt)
157
Q

Notice Of Inpections

A
  • DEA investigators should present their DEA credentials and a Notice of Inspection (Form 82).
  • Consent must be informed and voluntary.
  • Registrant may withhold consent or withdraw it at any time.
  • • Anything incriminating said by registrant may be used against them
158
Q

Administrative Inspection Warrant

A
  • Administrative Inspection Warrant differs from a Notice of Inspection
  • • DEA may obtain a warrant if registrant consent was withheld or withdrawn from an inspection
  • • Allows DEA to inspect during regular business hours – which does NOT mean at the convenience of the owner •
  • Entry/inspection must be permitted by the registrant
  • Refusal can carry fine and jail sentence
159
Q

preparing for inspections

A
  • Proactively prepare. Maintain, review, and regularly update CS policies and procedures for compliance with DEA requirements
    • Share an audit plan with employees and conduct a practice drill
  • Examine agent(s)’ credentials, obtain their business cards, and ascertain the purpose.
  • Take detailed notes of what was said, done, and suggested by agents during the inspection.
  • Answer questions asked, but do not speculate. Silence is preferable to incriminating statements.
  • Everything said during an audit may be introduced in an administrative, civil, or criminal proceeding
  • Request a final discussion or exit interview with inspectors