Core Duties and the appropriate guidance to CD Flashcards
CD 1
You MUST observe your duty to the court in the administration of justice
You must act in the best interest of each client
Which CD does that represent ?
CD2
True or false
You must act with honesty, and with integrity is CD 3
TRUE
True or false
You may maintain your independence is CD4?
False
It’s not May it’s “Must”
What does CD5 state ?
You must not behave in a way which is likely to finish the trust and confidence which the public places in you or in the profession
Does CD6 state it is mandatory to keep the affairs of each client confidential?
Yes
“Must”
Complete the sentence and state the appropriate CD to the following statement:
You must provide a ____________ standard of work and ___________ to each client
- Competent
- Service
CD7
True or false that CD8 states the following
You must not discriminate unlawfully again the vulnerable
False
Correct answer:
You must discriminate unlawfully against any person
CD9 states what ?
You must be open and co-operative with your regulators
True or false that CD10 states the following:
You must take reasonable steps to manage your practice, or carry out your role within your practice, competently and in such a way as to achieve compliance with your legal and regulatory obligations.
True
What guidance is appropriate with CD1
gC1
What does gC1 state ?
Core duties are not presented in order of precendce
True or false
CD1 overrides any other core duty if and to the extent that the two are inconsistent
True
gC1
What core duties do rC3.5 and rC4 specially deal with?
CD1
CD2
CD4
Guidance: gC1
What does gC2 state as an obligation and do the obligations include ?
To meet CD10
Includes taking reasonable steps to mitigating the effects of any breach to those legal and regulatory obligations once your become aware of the same
