Conflicts of Interest Flashcards
Yes, because ignorance caused by a failure to institute reasonable procedures, appropriate for the size and type of firm and practice, will not excuse a lawyer’s violation of the Rules regarding conflicts of interest.
Rule 1.7: Conflict of Interest: Current Clients
Yes, but the attorney must seek court approval where necessary and take steps to minimize harm to the clients, and he must continue to protect the confidences of the client from whose representation the lawyer has withdrawn.
Rule 1.7: Conflict of Interest: Current Clients
No, because the representation involves the assertion of a claim by one client against another client represented by the lawyer in the same litigation or other proceeding before a tribunal.
Rule 1.7: Conflict of Interest: Current Clients
Yes, because the mere possibility of subsequent harm does not itself require disclosure and consent.
Rule 1.7: Conflict of Interest: Current Clients
The attorney would be subject to disqualification, but ordinarily the other lawyers in her firm would not be subject to disqualification.
Rule 1.7: Conflict of Interest: Current Clients
No, because when a lawyer has discussions concerning potential employment with an opponent of the lawyer’s client, or with a law firm representing the opponent, such discussions could materially limit the lawyer’s representation of the client.
Rule 1.7: Conflict of Interest: Current Clients
No, the situation is likely to limit materially the attorney’s ability to recommend or advocate all potential positions that each might take because of his duty of loyalty to the others; representing the group’s overall interests in effect forecloses alternatives that would otherwise be available to the client.
Rule 1.7: Conflict of Interest: Current Clients
Yes, when undertaking representation of multiple clients in a single matter, the information must include the implications of the common representation, including potential effects on loyalty, confidentiality and the attorney-client privilege and the advantages and risks involved.
Rule 1.7: Conflict of Interest: Current Clients
No, because the attorney cannot violate the duty of confidentiality to Husband, which would be necessary to obtain informed consent from Wife.
Rule 1.7: Conflict of Interest: Current Clients
Yes, the attorney can potentially continue representing Shift Supervisor bit not Business Manager, give the nature of the conflict, the fact that Business Manager revoked consent because of a material change in circumstances, the expectations of Shift Supervisor, and so on.
Rule 1.7: Conflict of Interest: Current Clients
Yes, if the client agrees to consent to a specific type of conflict with which the client is already familiar, then the consent ordinarily will be effective regarding that type of conflict.
Rule 1.7: Conflict of Interest: Current Clients
No, because a lawyer seeking to represent an opponent in a class action does not typically need the consent of an unnamed member of the class whom the lawyer represents in an unrelated matter.
Rule 1.7: Conflict of Interest: Current Clients
Yes, a conflict of interest exists if there if a significant risk that a lawyer’s action on behalf of one client in a different case, as when a decision favoring one client will create a precedent likely to seriously weaken the position taken on behalf of the other client.
Rule 1.7: Conflict of Interest: Current Clients
Yes, attorneys can include waiver clauses for specific future conflicts in their contracts, if the clients are aware of the waiver, and if the contract delineates the types of future representations that may arise.
Rule 1.7: Conflict of Interest: Current Clients
Yes, a lawyer who represents a corporation other organization does not, by virtue of that representation, necessarily represent any constituent or affiliated organization, such as a parent or subsidiary, and the lawyer for an organization may provide representation adverse to an affiliate in an unrelated matter.
Rule 1.7: Conflict of Interest: Current Clients
Yes, a lawyer who represents a corporation other organization does not, by virtue of that representation, necessarily represent any constituent or affiliated organization, such as a parent or subsidiary, and the lawyer for an organization may provide representation adverse to an affiliate in an unrelated matter.
Rule 1.7: Conflict of Interest: Current Clients
Yes, assuming both clients provide written informed consent, common representation is permissible where the clients’ interests mostly align, even though there is some difference in interest among them, so a lawyer may seek an agreement between them on an amicable and mutually advantageous basis.
Rule 1.7: Conflict of Interest: Current Clients
Yes, regarding the attorney-client privilege, the prevailing rule is that, as between jointly represented clients, the privilege does not attach, and lawyers should assume that if litigation eventuates between the clients, the privilege will not protect any such communications.
Rule 1.7: Conflict of Interest: Current Clients
Yes, in limited circumstances like this, it would be appropriate for the lawyer to proceed with the representation when the clients have agreed, after receiving adequate disclosures, that the lawyer will keep certain information confidential.
Rule 1.7: Conflict of Interest: Current Clients
No, it was not feasible to obtain or transmit the writing at the time the client gives informed consent, so the lawyer could obtain or transmit it within a reasonable time thereafter.
Rule 1.7: Conflict of Interest: Current Clients
The attorney must advise the other board members that in some circumstances, matters they discuss at board meetings while the attorney is there as a fellow director would not be protected by the attorney-client privilege in later litigation; and that conflict of interest considerations might require the attorney’s recusal as a director, or might require the attorney to decline representation of the corporation in a matter.
Rule 1.7: Conflict of Interest: Current Clients
No, a lawyer may not represent multiple parties to a negotiation whose interests are fundamentally antagonistic to each other, even in a negotiation.
Rule 1.7: Conflict of Interest: Current Clients
Yes, each client in the common representation has the right to discharge the lawyer as stated in Rules of Professional Conduct and the accompanying Comments.
Rule 1.7: Conflict of Interest: Current Clients
Yes, common representation is permissible where the clients’ interests mostly align, even though there is some difference in interest among them, so the attorney may pursue an agreement on an amicable and mutually advantageous basis.
Rule 1.7: Conflict of Interest: Current Clients
The attorney would have no obligation under the ethical rules to inform the citizens group about her representation of the school district, or the school district about her representation of the citizens group against the county planning commission in the road-widening dispute.
Rule 1.7: Conflict of Interest: Current Clients
No, not unless the attorney first obtains effective informed consent of the management of Giant Company, as well as that of Conglomerate, because the ownership of Conglomerate and Giant is not identical, and their interests materially differ in the proposed transaction.
Rule 1.7: Conflict of Interest: Current Clients
Yes, the likelihood of conflicting positions in such matters as plea bargaining requires the attorney to obtain the informed consent of both clients before proceeding with the representation.
Rule 1.7: Conflict of Interest: Current Clients
No, the attorney may purchase litigation cost protection insurance so long as she does not allow the terms of the coverage to adversely affect her independent professional judgement, the client-lawyer relationship, or the client’s continuing best interests.
Rule 1.7: Conflict of Interest: Current Clients
Yes, if the amount charged to the client is fair and reasonable, and the lawyer fully explains to the client when litigation cost protection insurance is, why the lawyer believes a litigation cost protection policy will serve the client’s best interests, that the client should get the advice of independent legal counsel regarding the arrangement, that other lawyers may advance the client’s costs without charging the client the cost of a litigation cost protection policy; and the client gives informed consent in writing, while the lawyer maintains independent professional judgment.
Rule 1.7: Conflict of Interest: Current Clients
Neither the attorney’s earlier advice nor the lawsuit itself creates a conflict of interest that would prevent the attorney from defending against the suit
Rule 1.7: Conflict of Interest: Current Clients
Yes, because a lawyer must meet the written notice requirements of Model 1.8 when the lawyer accepts an interest in the client’s business or other nonmonetary property as payment of all or part of a fee.
Rule 1.8 Current Clients: Specific Rules
Yes, this is a standard commercial transaction between the attorney and the client for a service that the client normally would market to others.
Rule 1.8 Current Clients: Specific Rules
The attorney must withdraw from representing the venture capitalist and the developer on the other matters, at least until the process of forming the corporation is complete, to avoid conflicts of interest.
Rule 1.8 Current Clients: Specific Rules
Yes, because the attorney complied with the requirements of the Model Rules for this type of transaction with a client.
Rule 1.8 Current Clients: Specific Rules
No, because Rule 1.8 does not apply to ordinary fee arrangements between client and lawyer.
Rule 1.8 Current Clients: Specific Rules
No, attorneys can enter into fair and reasonable business transactions with clients assuming the client receives an advisory in writing of the benefit of seeking advice from independent counsel and gives informed consent, in writing and signed by the client, of the transaction details.
Rule 1.8 Current Clients: Specific Rules
Yes, because the client had representation by another lawyer in the transaction.
Rule 1.8 Current Clients: Specific Rules
No, because the transaction was objectively unfair.
Rule 1.8 Current Clients: Specific Rules
The attorney has a common-law fiduciary duty to profit from using client information even if the use complies with the lawyer’s ethical obligations, without accounting to the client for any profits made.
Rule 1.8 Current Clients: Specific Rules
Yes, the attorney may accept payment by Asylum Now and may agree to make contentions that Asylum Now wishes to have tested by the litigation.
Rule 1.8 Current Clients: Specific Rules
Yes, without specific authorization from the employee-client, the attorney may not disclose to Conglomerate how to employee intends to testify.
Rule 1.8 Current Clients: Specific Rules
No, because the attorney should not have prepared the will if the document made a significant bequest to the attorney.
Rule 1.8 Current Clients: Specific Rules
No, attorneys may permissibly include gifts to themselves in a will prepared by an attorney, even if the gift is substantial.
Rule 1.8 Current Clients: Specific Rules
Yes, a lawyer may accept a simple gift such as a present given at a holiday or as a token of appreciation.
Rule 1.8 Current Clients: Specific Rules
Yes, because a prohibition on conduct by an individual lawyer under the conflicts of interest rules would automatically apply to all lawyers associated in a law firm with the personally prohibited lawyer, even if the first lawyer is not personally involved in the representation of the client.
Rule 1.8 Current Clients: Specific Rules
Yes, a lawyer may make an agreement with the client to arbitrate legal malpractice claims, provided such agreements are enforceable and the lawyer fully informs the client of the scope and effect of the agreement.
Rule 1.8 Current Clients: Specific Rules
Yes, the attorney is making an agreement prospectively limiting the lawyer’s liability to a client for malpractice, and the client does not have independent representation in making the agreement.
Rule 1.8 Current Clients: Specific Rules
Yes, because the attorney is making an agreement prospectively limiting the lawyer’s liability to a client for malpractice and the client does not have independent representation in making the agreement.
Rule 1.8 Current Clients: Specific Rules
Yes, the attorney made an agreement with an otherwise unrepresented client that prospectively limited his liability for malpractice.
Rule 1.8 Current Clients: Specific Rules
No, the plaintiff already had independent legal counsel in connection to the malpractice waiver.
Rule 1.8 Current Clients: Specific Rules
No, a lawyer may acquire an act upon a lien authorized by law to secure the lawyer’s fee or expenses.
Rule 1.8 Current Clients: Specific Rules
Yes, Attorney Stevenson cannot seek to rescind on behalf of a new client a contract drafted on behalf of the former client.
Rule 1.9 Duties to Former Clients
No, the matters are not related enough, because they do not involve the same transaction or legal dispute, and any confidential information learned while obtaining the construction permits prior would be unimportant for the nonpayment of rent by a tenant sometime later.
Rule 1.9 Duties to Former Clients
The court should deny it because the government has not met its burden of showing that the attorney would be a necessary witness in the case, or that the possessed confidential information about the other doctor who will serve as a hostile witness in the case.
Rule 1.9 Duties to Former Clients
Yes, because they obtained confidential information during the negotiations in the same matter, or a matter with significant overlap.
Rule 1.9 Duties to Former Clients
No, matters are “substantially related” if there is a substantial risk that confidential information from the prior representation would materially advance the client’s position in the subsequent matter, such as personal financial information.
Rule 1.9 Duties to Former Clients
No, there is no doctrine of double-imputation that would impute a purely imputed conflict from the attorney onto the other lawyers in the new firm.
Rule 1.9 Duties to Former Clients
No, because the subsequent representation would require the attorney to attack the same work the attorney performed for the former client.
Rule 1.9 Duties to Former Clients
No, there is a substantial relationship between the matters, so the attorney may not represent Conglomerate in the matter without effective consent from both Conglomerate and Giant gas.
Rule 1.9 Duties to Former Clients
Yes, the breadth of confidential client information of Conglomerate previously accessible to the attorney during the prior representation, and the breadth of issues open in Giant Company’s contemplate lawsuit, creates a substantial risk that the information would materially prejudice Conglomerate in the upcoming litigation.
Rule 1.9 Duties to Former Clients
No, the attorney’s knowledge of marketability of other tracts is not necessarily relevant to litigation involving the marketability of title to the new parcel, so the attorney may represent the new client without informed consent of the home builder.
Rule 1.9 Duties to Former Clients
No, because the limitation on the representation removes any substantial relationship between the two matters or concerns about confidential information from a former client giving a strategic advantage to the new client.
Rule 1.9 Duties to Former Clients
Yes, because separate firms that publicly identify themselves as “affiliated”, even if they are located several states away from each other, count as the same firm for purposes of imputed conflicts of interest under Rule 1.10.
Rule 1.10 Imputation of Conflicts
No, because under the legal standard for ineffective assistance of counsel, the appeal would potentially require the attorney to disparage the representation of his own colleague as being unreasonably poor.
Rule 1.10 Imputation of Conflicts
The court should grant the motion, because the lawyers have some ongoing duties of confidentiality toward prospective clients, even after declining the representation, and the other lawyer has a conflict of interest by imputation.
Rule 1.10 Imputation of Conflicts
Yes, because the partner’s conflict of interest would impute to all the other lawyers in the firm, especially if the managing partner has the conflict and associates are handling the representation with his permission
Rule 1.10 Imputation of Conflicts
No, because a conflict arising from a lawyer’s marriage to another lawyer at an opposing law firm is not necessarily imputed to all other lawyers in the firm.
Rule 1.10 Imputation of Conflicts
No, because the fact that Xavier Firm and Yankee firm represent opposing clients in a different, unrelated matter would not prevent their affiliation in the patent matter.
Rule 1.10 Imputation of Conflicts
Neither Attorney Ames nor any other member of Company’s corporate legal office may represent Company without obtaining Stevenson’s informed consent.
Rule 1.10 Imputation of Conflicts
The office must either hire a special prosecutor for the case, borrow a prosecutor from a neighboring jurisdiction, or implement effective screening measures to exclude the new attorney from the prosecution.
Rule 1.10 Imputation of Conflicts
Yes, give Lawyer Best’s departure and the fact that nobody else at the firm learned confidential information about Conglomerate Corporation, there is no remaining imputation of Best’s conflict of interest.
Rule 1.10 Imputation of Conflicts
At most, Boutique Firm would need to screen the attorney from the matter and have other lawyers represent the Developer, but even this may be unnecessary, because the attorney learned no confidential information about Big Bank at his previous firm.
Rule 1.10 Imputation of Conflicts
Yes, a client’s informed consent to a conflict can be qualified or conditional, as here, and Big Firm violated the client’s condition, so it did not have the valid consent to the conflict.
Rule 1.10 Imputation of Conflicts
The other lawyer at Boutique Firm can represent the defendant in the matter if the first attorney has not disclosed any confidential information to others in the firm, and the firm carefully screens the attorney completely from the matter and provides written notice to the other party.
Rule 1.10 Imputation of Conflicts
Boutique Firm cannot represent the defendant in the case because an attorney there learned confidential information from the opposing party as a prospective client during an initial consultation two months ago, unless Boutique Firm obtained informed consent in writing from both the defendant and the opposing party, who was a prospective client during a one-time consultation.
Rule 1.10 Imputation of Conflicts
It should reverse the disqualification order because the imputed conflict of interest disappeared when the attorney left Big Firm to work for Region Cancer Center, given that the attorney knew no confidential information about MindGames.
Rule 1.10 Imputation of Conflicts
No, because the firm avoided imputation of the conflict by implementing effective screening measures, and the fact that the lawyer was geographically in another office, and has already departed to work elsewhere, also support denying the motion.
Rule 1.10 Imputation of Conflicts
No, due to imputation of the chairperson’s conflict of interest to her law firm partner.
Rule 1.10 Imputation of Conflicts
Yes, because even though Attorney McCorvey could not effectively represent the client due to her political beliefs, this would not materially limit the representation by the associate at the firm.
Rule 1.10 Imputation of Conflicts
The court will disqualify the attorney from serving as defense counsel because she had participated in the matter personally and in a substantial way as a prosecutor.
Rule 1.10 Imputation of Conflicts
No, after obtaining the necessary written consent, the attorney may represent both the private party and a government agency.
Rule 1.10 Imputation of Conflicts
Yes, when a lawyer is employed by a city and subsequently is employed by a federal agency, the latter agency does not have to screen the lawyer.
Rule 1.10 Imputation of Conflicts