Complete Deck Flashcards
Core message
I’ve been on the bench for 12 years. The best evidence of the type of District Judge I will be is how I have been for the last 12 years as a Magistrate Judge.
Judicial Philosophy
I consider the text first. I look for Supreme Court precedent and any 9th Circuit precedent. I look to the methods of interpretation those court used. And in cases like Heller and Crawford, they used originalism and I follow the higher courts to know which canons of construction or which methods to use.
In my view, trial judges play an important but limited role, so in my 12 years on the bench, I have approached the cases with an open mind. I have sought to decide them based upon the evidence presented, keeping in mind the importance of judicial restraint and without attempting to answer broader questions. To the extent I have a judicial philosophy, this is it.
I am reluctant to adopt any particular label for my approach, because the ones commonly used can mean different things to different people.
Statutory Construction
I begin with the text. If it is clear, my job is done. If it is not, I would consider statutory context, including analogous contexts, then the canons of construction, and, if necessary, to the legislative history.
Role of Advocate v. Role of a Neutral
A judge must set aside the kind of partisanship and the loyalty to client that we were duty bound to have as an advocate. The judge must instead apply neutrally and evenhandedly the precedents of the U.S. Supreme Court to the case at hand.
Why is diversity important?
Diversity enhances the credibility of the court. It tells people also that the courts are for all people and not just for some people. It says that we, as a country, “We judge ourselves,” because we are all part of it and no one is excluded.
Astronaut Sally Ride said, “You can’t be what you can’t see.” Diversity serves an important role-modeling function. It also increases discussions between people
Do we need more judges?
I can’t speak to the system as a whole, but in my 12 years on the bench in the CAED, I’ve seen judges become exhausted, to become sick, and, ultimately, to leave the court, because the massive workload isn’t sustainable. For the last 20 years, the caseload in Eastern California has been 213% of the national average. For more than 40 years, CAED has received no new judgeships, despite the population explosion. So, yes, we need more judges.
Why is the jury system important?
The Founders of our Country viewed juries as an essential protector of liberty. A jury stands between the accused, who is faced with the loss of their liberty, and the government, which seeks to take that liberty.
When originalism does not apply?
Questions involving cruel and unusual punishment, searches and seizure of information held on a cell phone are situations when the court does not use originalism.
What test will a judge use to determine whether a right exists that is not explicitly stated in the Constitution?
Courts look to the Due Process clause, according to Wash. v. Glucksberg to consider whether the claimed right was “deeply rooted in this Nation’s history and tradition and implicit in the concept of ordered liberty, such that neither liberty nor justice would exist if they were sacrificed.”
Should courts consider international law when interpreting the Constitution?
In general, I would look to the text and structure of the Constitution, rather than international law. There may be circumstances in which it plays a role, but, at most, it would be merely informative, rather than dispositive.
Legislative intent
The best evidence of what a legislature intended is what it wrote in the statute. If the text is clear and unambiguous, courts are duty-bound to apply it as written.
Judicial activism
In my view, this is when a judge interjects the judge’s personal view into decision-making rather than adhering to the law as written.
Living Constitution
The Constitution has survived for more than 230 years, and it is indisputably the supreme law of the land. This suggests to me that it will survive for as long as our nation exists not because it has a life unto its own, but because we, the American people, have an abiding and unwavering commitment to its fundamental dictates. (Consider the preamble.)
Agree with a case?
Brown v. Board of Education, Bolling v. Sharpe, Loving v. VA, Marburg v. Madison
In the context of this process, I join with numerous other nominees who agree that it would be inappropriate to comment on the correctness of any precedent, except I will faithfully follow them.
For a trial judge, all precedents must be followed, and any personal feelings are irrelevant.
Quasi-suspect classes
The Court has identified, for example, sex as a quasi-suspect class and subjects laws impinging on these classes to intermediate scrutiny.
Strict scrutiny
The governmental interest must be compelling and the law at issue must be narrowly tailored to further the interest.
Intermediate scrutiny
The governmental interest must be important and the law at issue must be substantially related toward furthering the interest.
Suspect classes
- Race
- Religion
- National origin
- Alienage (non-citizenship)
A suspect class has:
- An immutable trait
- Has suffered historical discrimination
- A discrete and insular minority (politically powerless)
Rational basis
The law will be upheld if it is rationally related to a legitimate governmental interest.
Separation of powers
Ensures that governmental power is not concentrated in any one person or any one branch as a check on the government’s power over the people
Importance of federalism
Federalism helps to further individual liberty in the sense of additional protection. State law may provide greater protection of individual liberty for the people of the state. For example, it ensures that the government entities, which have most day-to-day impact on people, can pass laws, which protect them in the way the people want. In doing so, it ensures more direct accountability and responsiveness.
Tenth Amendment
All power not delegated to the federal government is reserved to the state.
Ninth Amendment
“The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage other retained by the people.”
Laurence Tribe believed that it was not so much as a source of rights as a rule of interpretation. Until the Supreme Court confronts a case raising only 9th Amendment claims, I can’t say that I know for certain what it means.
Younger abstention
Under Younger, Federal courts must abstain from deciding a cases if:
- There is an ongoing state proceeding;
- the claim raises important state interests; and
- The state proceedings provide an adequate opportunity to raise the federal constitutional claims.
Pullman abstention
“Questions of state law Pulls the court off the federal constitutional questions of the case”
Federal courts should avoid issues of federal constitutional questions when the case may be decided on questions of state law.
Erie Doctrine
When the court sits in diversity, it applies federal procedural law and the state substantive law.
Is the federal judicial system systemically racist?
When I think of “systemic racism,” I think it concerns a pervasive and ongoing practice of intentional racist conduct.
I think we all now understand that certain laws have had a disparate impact on people of color, for example, the sentencing disparities for crack and powder cocaine. I know that this Committee, specifically Chairman Durbin and Ranking Member Grassley, have worked very hard to address these disparities because we all agree that sentences should not depend upon the color of a person’s skin.
What is Justice?
Justice occurs when everyone is treated equally.
McCullough v. Maryland
The federal government may establish a federal bank, and the states may not tax it. Marshall interpreted the Necessary and Proper Clause to mean that Congress could employ appropriate and legitimate means to further the objective covered by the enumerated powers.
Test to overturn precedent
Must have “strong grounds” to do so and may consider (QWDeFactR):
- the quality of the reasoning of the precedent;
- Whether the standards established by the precedent are unworkable;
- Whether the precedent departs from other decisions on similar constitutional questions;
- Whether the underlying facts have undermined the authoritativeness; and
- Whether there has been reliance on the precedent
(Janus v. Am. Fed’n of State, Cty., & Mun. Emps., Council 31 (2018))
Standards for nationwide injunction
FRCP 65 governs injunctions.
In Califano v. Yamasaki, the Court held that “the scope of injunctive relief is dictated by the extent of the violation” rather that the geographical location. In Lewis v. Casey, the Court held that only where the constitutional violation has been shown to be “systematic” should the corresponding injunctive relief be given that scope. Justice Thomas has criticized the practice. Justice Gorsuch noted last year in Dep’t of Homeland Security v. New York, that the Court had not yet addressed “the underlying equitable and constitutional questions raised” by national injunctions.
The Ninth Circuit has held that though “there is no bar against . . . nationwide relief in federal district court or circuit court,” but such broad relief must be “necessary to give prevailing parties the relief to which they are entitled. (California v. Azar, 911 F.3d 558, 582–84 (9th Cir. 2018))
“[N]ationwide injunctive relief may be inappropriate where a regulatory challenge involves important or difficult questions of law, which might benefit from development in different factual contexts and in multiple decisions by the various courts of appeals.”California v. Azar, 911 F.3d 558, 582–84 (9th Cir. 2018)
Penumbras
A penumbra is a right tangential to or implicated by another right that is explicit in the bill of rights.
Griswold v Connecticut (1965) found that the right of privacy was implicated by other explicit rights in the Bill of Rights.
I believe the Court has used this word only in one case, Griswold v. Connecticut.
Fundamental Rights
In general, they are rights that are so deeply rooted in our Nation’s history and traditions.” They are found in the Bill of Rights or under the Due Process Clause of the 14th Amendment and include, for example:
- marriage;
- privacy;
- interstate travel;
- having custody of own children;
Independent and adequate state grounds
When the petition for review to the US. Sup. Ct rests upon both federal and state grounds the Court lacks jurisdiction if:
- the state grounds is adequate to decide the case; and
- the state grounds is independent of federal law.
Affirmative action
Racial quotas are unconstitutional. The question of the extent to which race can be considered in college admissions, is an active question.
D.C. v. Heller
and
McDonald v. City of Chicago
Individuals have the right to have an operational gun. This is a “core” purpose of the 2nd Amendment.
Burwell v. Hobby Lobby
Religious Freedom Restoration Act (of 1993) applies to for-profit corporations, so they are protected from the government’s attempts to burden the exercise of religion unless it uses the least restrictive means, and the government interest is compelling. The Court concluded that ACA’s mandate to provide health care coverage for employees, which includes contraception, is not the least restrictive means of achieving the governmental interest that people are provide health care.
Espinoza v. Montana Dept of Revenue
The Free Exercise Clause protects those practicing their religions from government action, which imposes disabilities on the basis of religious status. Any such law that does this must be narrowly tailored to achieve a compelling interest. (In this case, the state sought to prohibit recipients of state provided scholarships, from using them at private, religious schools.)
Our Lady of Guadalupe School v. Morrissey-Berru
The government may not intrude on the autonomy of religious organizations with respect to their management decisions essential to the institution’s central mission, including who plays key roles. This forms the “ministerial” exception to courts adjudicating employment claims based upon federal law, first announced in Hosanna Tabor.
Masterpiece Cakeshop v. Colorado Civil Rights Commission
The government must evaluate neutrally the religious justification for the refusal to provide a service for homosexual people, which constitute” a form of art through which the faithful may honor God. Failure to do so violates the Free Exercise Clause of the First Amendment.
Is discrimination based upon sex a violation of Title VII?
In Bostock v Clayton County, the Court held that Title VII protects against discrimination based upon “sex,” which includes sexual orientation and gender identity
Planned Parenthood v. Casey
The law may not place an “undue burden” (which is a substantial obstacle) on a woman seeking an abortion before the fetus attains viability.
(At issue was a 24-hour waiting period, consent of one parent if a minor, and notice to the husband, if the woman was married. The requirement of notice to the husband was stricken, but the other two requirements were upheld.)
The Court discussed that the fact that there has been significant reliance on Roe.
June Medical Services v. Russo
Whole Woman’s Health v. Hellerstedt
Courts must conduct an independent review of the legislative findings given in support of an abortion-related statute and weigh the law’s “asserted benefits against the burdens.”
Whole Woman’s Health v. Jackson
TX law prohibits an abortion after 6 weeks if the doctor can detect a heartbeat and delegates enforcement of the law to the citizens—thus, insulating the State from responsibility for implementing and enforcing the law. The Sup Ct denied injunctive relief, finding there was no showing of irreparable harm, because there was no evidence the defendant would seek to enforce the law
Religious Land Use and Institutionalized Persons Act (RLUIPA)
No land use regulation may impose a substantial burden on the exercise of religion exercise of a person, and a prison or jail cannot substantially burden a prisoner’s exercise of religion unless there is a compelling interest that cannot be achieved through any other less restrictive means.
Batson Challenge
Use of peremptory challenges in a racially discriminatory manner, violates the Equal Protection Clause.
- The objecting party must make out a prima facie case of discrimination based upon the totality of the relevant facts. If there is an inference that discrimination has occurred, it is enough. Akin to probable cause or “some evidence” finding;
- If the prima facie case is made, the burden of production shifts to the other party to come forward with a nondiscriminatory explanation the strike (i.e., gender or race-neutral reason).
- Court must then decide whether the objecting party has proved purposeful discrimination.
Beyond a reasonable doubt
Evidence that leaves the jury firmly convinced the defendant is guilty.
Hypothetical questions
If confronted with these facts, I would fairly and impartially evaluate them. I would survey the law in the area and determine whether there is precedent on point or legal authority which guides my analysis.
If confronted with a quote and asked opinion
“I don’t know the context of that quote, but I would follow precedent in the area, as I have in the cases I have handled while on the bench”
Implicit bias
As I understand it, our human brains use unconscious assumptions to assist us to make quick decisions. This is our brains noticing patterns and making generalizations so that it can work more efficiently, more quickly.
It is incumbent upon judges to slow down and think about the decision being made and to consider whether it is based upon a past experience or whether it is based upon the specific person or circumstance before them.
Having unconscious assumptions doesn’t mean that anyone is discriminatory, it is simply a function of how our brains work.
Powerpoint slide re: “Can comply with both”
The slide should have been worded differently, but it was attempting to make a difficult topic more easily understood.
The discussion I had with the group was that federal law and state law both prohibited the use of marijuana. In this way, the state law did not mandate anything that the federal law prohibited. This was the rationale of the courts interpreting the validity of the state law at the time.
The discussion also included the fact that the state law immunity was no defense to charges for possession of marijuana brought in federal court.
Feelings about marijuana use
My loyalty is to the law. As long as Congress says that the use of marijuana or any other drug is prohibited, that is the law I will apply.
For the last 12 years, I have faithfully enforced Congress’ laws related to illegal drugs and I will continue to do so. On dozens of occasions, I have found defendants guilty for possession of marijuana and other drugs and sentenced them. I have never dismissed these types of charges unless the government urged me to do so.
Opinion in Vazquez v. Anderson - Sexual harassment of inmates
The facts were quite troubling. In the order, I noted that the conduct was “absolutely unacceptable.” I was required, however, to consider whether the conduct rose to the level of a constitutional violation. In doing so, I relied upon the precedent from the Ninth Circuit, which had held repeatedly that acts significantly more egregious than those alleged in the case before me, did not state a constitutional violation.
On appeal, the Ninth Circuit clarified the standard for determining cases in this context. Consequently, if I am confronted with such a case in the future, I will apply the 9th Circuit precedent.
Daubert standard
It is designed to assess whether the expert’s scientific testimony is based on scientifically valid reasoning:
- Can it be tested?
- Has it been peer reviewed/published?
- What is its known or potential error rate?
- Are there standards controlling its operation? and
- Does it have widespread acceptance within a relevant scientific community?
Jurisdiction – Criminal Law
Any crime that impacts interstate commerce, it occurs over state, country or territorial lines or impacts our nation, it is investigated by federal law enforcement.
Privileges and Immunities
Restrains the power of states to discriminate against out-of-state citizens as to fundamental rights
Supremacy Clause
In general, it establishes that the US Constitution and federal law take precedence over state law.
28 USC 2254 – Habeas
May be used by a person in custody pursuant to a state court judgment to challenge the fact of the conviction or the length of the sentence.
28 USC 2241 - Habeas
May be used by a person who is not being held pursuant to a state court judgment, such as a pretrial detainee, civil detainee, or a federal inmate, to challenge the confinement.
Enumerated Powers of Congress
- To tax and spend for the general welfare and common defense
- To borrow money
- To regulate commerce with states, other nations and Native American tribes
- Establish citizenship naturalization laws and bankruptcy laws
- Coin money
- Power to punish counterfeiters of money and stocks
- Power to establish post offices and roads
- Power to regulate patents and copyrights
- Power to establish lower courts from the Supreme Court
- Power to establish piracy laws of the sea
- To declare war
- Power to raise and support Army
- Provide and maintain the Navy
- Make rules for the Government and regulation of naval forces
- Power to call a militia (National Guard today)
- Power of regulating a militia
- Power to govern the District of Columbia and properties for federal government purposes
- Authority to create laws that are necessary and proper to carry out the laws of the land (Necessary and Proper Clause)
What are the primary sources of a federal district court’s jurisdiction?
(Fun Divas Sing Right)
28 USC 1331 (Federal question)
28 USC 1332 (DIVersity)
28 USC 1367 (Supplemental)
28 USC 1441 (Removal).
Ex Parte Young, 209 US 123 (1908)
Holds that sovereign immunity does not protect state official who act unconstitutionally.
Apprendi v. New Jersey, 530 U.S. 466 (2000) (Stevens)
Held that the Sixth Amendment right to a jury trial, incorporated against the states through the Fourteenth Amendment, prohibited judges from enhancing criminal sentences beyond statutory maximum based on facts other than those decided by the jury beyond a reasonable doubt.
When does a court have personal jurisdiction over a defendant?
- Defendant waives personal jurisdiction
- Defendant is served with process while in the state (Pennoyer v. Neff)
- Defendant consents to jurisdiction, such as in a contract or
- The coercive exercise of jurisdiction complies with the Due Process Clause.
General jurisdiction–jurisdiction over a case unconnected to the defendant’s case-specific actions in the state–is generally reserved to residents of a State, but also extends to instances where a defendant’s contacts with the state are “so continuous and systematic as to render it essentially at home in the forum state.”
Specific jurisdiction may be exercised when the defendant has “minimum contacts” with the forum state such that the exercise of jurisdiction does not offend traditional notions of fair play and substantial justice.
What is the political question doctrine?
First recognized by Baker v. Carr (1962) (Brennan), the doctrine holds that a federal court should not decide the issue when:
- there is a “textually demonstrable constitutional commitment of the issue to a coordinate political department; or
- a lack of judicially discoverable and manageable standards for resolving it,” Zivitofsky v. Clinton (2012)(Kennedy).
(In Zivitofsky, the plaintiff sought to have “Jerusalem, Israel” listed on his passport as his place of birth. Because it raised sensitive issues bearing on the US’s attempt to facilitate a peace process between Israel and Palestine, the court dismissed the case on “political question” grounds.
What are the four abstention doctrines?
Please Call Your Boyfriend
Pullman, Colorado River, Younger, Burford
What is Pullman abstention?
Abstention is appropriate where a case “presenting a federal constitutional issue” “might be mooted or presented in a different posture by a state court determination of pertinent state law.”
What is Burford abstention?
Burfordallows a federal court to dismiss a case only if:
The case presents:
- “difficult questions of state law”
- raising substantial policy questions
- which are important beyond the parties “ or
- The federal decision would disrupt state efforts to establish a coherent policy about the matter of substantial public concern.
What is Colorado River abstention?
Colorado River= Exceptional CONCURRENT
Abstention is appropriate in “exceptional circumstances” due to the presence of a concurrent state proceeding for reasons of wise judicial administration.
What is the Rule 12(b)(6) standard?
Pursuant to Ashcroft v. Iqbal (2009) (Kennedy), a complaint must be dismissed unless the non-conclusory facts it alleged, if taken as true, present a prima facie claim for relief. The complaint must contain sufficient nonconclusory factual allegations to support a reasonable inference that the conduct occurred.
What are the two primary mechanisms by which an individual can seek relief against government actors for violations of their constitutional rights?
42 USC 1983 allows claims against state officers.
Bivens v. Six Unknown Fed. Narcotics Agents (1971)(Brennen) allows a private right of action against a federal officer who violates the claimant’s Fourth Amendment rights
Which case held that the line item veto is unconstitutional?
Clinton v. New York (1998) (Stevens)held that the line item veto violated the Presentment Clause of the United States Constitution because it impermissibly gave the President of the United States the power to unilaterally amend or repeal parts of statutes that had been duly passed by the United States Congress.
What is a legislative veto? And is it constitutional?
A legislative veto occurs when a legislative chamber purports to invalidate executive action with a resolution. In INS v. Chadha (1983)(CJ Burger), SCOTUS held that Congress may not promulgate a statute granting to itself a legislative veto over actions of the executive branch (agencies)because such a veto is inconsistent with the bicameralism principle and Presentment Clause of the United States Constitution.
Can Congress limit the President’s ability to remove inferior officers who determine policy and enforce laws?
No. In Free Enterprise Fund v. Pub. Co. Accounting Oversight Bd. (2010)(Roberts), SCOTUS held that such congressional limitations intrude upon the President’s obligation to “take Care that the Laws be Faithfully executed.”
First Amendment?
Congress shall make no law respecting an establishment of religion or prohibiting the free exercise thereof:
- Freedom of speech
- Freedom of peaceable assembly
- Freedom to petition the government
- Freedom of press
“Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances.”
Second Amendment?
A well regulated militia, being necessary to the security of a free state, the right of the people to keep and bear arms, shall not be infringed.
Third Amendment?
No soldier shall, in time of peace be quartered in any house, without the consent of the owner, nor in time of war, but in a manner to be prescribed by law.
Fourth Amendment?
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
Fifth Amendment?
No self-incrimination;
No double jeopardy;
Nodeprivationof life, liberty, or propertywithout due process of law;
No taking of private property for public usewithout just compensation.
No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury, except in cases arising in the land or naval forces, or in the militia, when in actual service in time of war or public danger; nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation
Sixth Amendment?
Speedy trial by jury; notice of crime of which charged; right to confront witnesses; right to counsel
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the state and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense.
Seventh Amendment?
In suits over $20 there is a right to a jury trial and facts found by the jury can’t be reexamined except as allowed by common law.
In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise reexamined in any court of the United States, than according to the rules of the common law.
Eighth Amendment?
Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.
Ninth Amendment?
The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.
Tenth Amendment?
The powers not delegated to the United States by the Constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people.
Federal government violates this when it commandeers the states.
Eleventh Amendment?
State sovereign immunity - forbids actions involving damages payable from the state treasury. Does not protect local governments and does not cover actions seeking to enjoin state officials from violating federal law.
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
Twelfth Amendment?
Electoral college -one votedesignated for the president, the otherfor the vice president.
Thirteenth Amendment?
Abolished slavery
Fourteenth Amendment?
Section 1:
All persons born in the USare citizens.
State’s can’t make laws abridging the “privileges or immunities” of citizens of other states;
A person cannot be deprived of “life, liberty, or property, without due process of law”;
The people in the country are entitled to “equal protection of the laws.
Section 2: Apportions representation based on number of citizens, blacks included.
Section 3: Bars those who aided the South from serving in the federal government.
Section 4: deals with debt incurred as result of the war.
Section 5: The Congress shall have the power to enforce, by appropriate legislation, the provisions of this article.
Fifteenth Amendment
Extends right to vote to the freed slaves.
Sixteenth Amendment?
Income tax
The Congress shall have power to lay and collect taxes on incomes, from whatever source derived, without apportionment among the several States, and without regard to any census or enumeration.
Seventeenth Amendment?
Senators are elected by the people, not state legislatures.
The Seventeenth Amendment restates the first paragraph of Article I, section 3 of the Constitution and provides for the election of senators by replacing the phrase “chosen by the Legislature thereof” with “elected by the people thereof.” In addition, it allows the governor or executive authority of each state, if authorized by that state’s legislature, to appoint a senator in the event of a vacancy, until a general election occurs.
Eighteenth Amendment?
Passed in 1917 and repealed by 21st Amendment in 1933
19th Amendment?
Women’s right to vote.
The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of sex. Congress shall have power to enforce this article by appropriate legislation.
Twenty Sixth Amendment?
Everyone over 18 can vote.
What are Congress’ primary enumerated powers?
The Next Best Money Is RAD, No Problem
Tax, Naturalization, Bankruptcy, Money, Interstate commerce, Roads, Armies, Declare war, Necessary and Proper laws,
The power to tax and spend, to make laws on naturalization and bankruptcy, to coin money, to establish roads and post offices, to declare war, to raise and support armies, to make all laws that are necessary and proper for carrying into execution its powers, and to regulate interstate commerce.
Describe Congress’ power to regulate interstate commerce.
CIT(E) with the E beingan aggregate substantially affecting interstate commerce.
- the channels of interstate commerce
- the instrumentalities of interstate commerce
- persons or things in interstate commerce,
- economic activities that in the aggregate substantially affect interstate commerce.
It does not extend to intrastate non-economic activity where regulation of such activity is not “an essential part of a larger regulation of economic activity” (Lopez and Morrison), nor to intrastate inactivity (NFIB v. Sebelius).
What is the dormant commerce clause?
It is not found in the constitution, but has nonetheless been invoked to:
- invalidate state laws that discriminate against interstate commerce, or
- impose excessive burdens on other states
(under the rationale that such laws were “one of the chief evils that led to the adoption of the constitution.” Comptroller of Treasury of Maryland v. Wynne (2015) (Alito)).
Inferred from Congress’s power to regulate interstate commerce - the power to (1) regulate and (2) limit state/local regulation
Pike v. Bruce Church (1970)’s balancing test governs laws that merely burden, and says that the burden must be weighed against the local benefits.
What framework typically governs challenges to the exercise of presidential power?
The tripartite framework established by Justice Jackson’s concurring opinion in the Steel Seizure cases (1952):
(1) when the President acts pursuant to an express or implied authorization by Congress, “the strongest of presumptions and the widest of latitudes of judicial interpretation attaches to his action;
(2) when the President acts in the absence of congressional authorization orprohibition, “there is a zone of twilight in which the President and Congress may have concurrent authority, or in which its distribution is uncertain”;
(3) when the President acts contrary to the express or implied will of Congress, his power is “at its lowest ebb, for then he can rely only upon his own constitutional power minus any constitutional powers of Congress over the matter.”
What are the key features of the APA?
Requires agencies wishing to create rules governing private conduct and having the force and effect of law to:
- give the public notice of proposed rules,
- give them an opportunity to comment on the rule, and,
- only then to finalize the rule through publication in the Federal Register.
What is the case that established the doctrine of inevitable discovery as an exception to the exclusionary rule?
Nix v. Williams, 467 US 431 (1984) (Burger)
(Because, inevitably, the body would have been found by the volunteer search teams, there was no need to exclude the un-Mirandized statements of the defendant indicating where the body was located.)
When is it okay for Congress to delegate rule making power to administrative agencies?
According to Whitman v. American Trucking Assn. (2001) (Scalia), only where Congress provides an “intelligible principle” to guide the agency.
When can a court set aside an agency interpretation under the APA?
- When it’s arb/capricious;
- The agency has acted contrary to law; OR
- The agency acted in a manner that cannot be attributed to agency expertise.
Generally, only where the agency has acted “arbitrarily and capriciously,” which means that the agency RIFE:
- Relied on factors Congress didn’t intend it to consider,
- acted so Implausibly that its action cannot be ascribed to mere difference in views of the product of agency expertise,
- Failed to consider an important part of the problem, or offered an explanation of its decision that runs
- counter to the Evidence before the agency.
What is Chevron deference?
The Chevron 2-step!
(1) ambiguity
(2) reasonableness
It’s the doctrine whereby courts defer to administrative agencies. It comes from Chevron v. NRDC (1984) (Stevens), and more precisely says that when a statute is ambiguous, indicating congressional intent to leave the matter to the agency, a court will uphold agency action so long as it is reasonable.
What is Booker?
United States v. Booker, 543 U.S. 220 (2005)
The United States Supreme Court held that the mandatory sentencing guidelines violated defendants’ Sixth Amendment right to a trial by jury by giving judges the power to make factual findings that increased sentences beyond the maximum that the jury’s finding alone would support. A different majority concluded that the constitutional deficiency could be remedied if the guidelines were treated as discretionary or advisory rather than mandatory.
What did Ring v. Arizona hold?
RING in the death by jury
Ring v. Arizona, 536 U.S. 584 (2002) (Ginsburg), held that held that the Sixth Amendment requires a jury to find the aggravating factors necessary for imposing the death penalty. Ring overruled a portion of Walton v. Arizona, 497 U.S. 639 (1990), that had previously rejected this contention.
What case held that indigent criminal defendants have a right to counsel?
Gideon v. Wainwright, 372 U.S. 335 (1963) (Black), held that states are required under the Sixth Amendment to the U.S. Constitution to provide an attorney to defendants in criminal cases who are unable to afford their own attorneys.
The case extended the right to counsel, which had been found under the Fifth and Sixth Amendments to impose requirements on the federal government, by imposing those requirements upon the states as well.
What pleadings are allowed?
- Complaint
- Answer to complaint
- Answer to a counterclaim
- Answer to a crossclaim
- Third party complaint
- Answer to third party complaint
- Reply to an answer
FRCP 7(a)
What federal law creates the federal sentencing system?
The Sentencing Reform Act of 1984 (SRA), 18 USC 3551 et seq.
What seven factors does the SRA say that a judge must consider when sentencing?
No Person Kicks Red Pigeons At Rest 18 USC 3553:
- the Nature and circumstances of the offense and the history and characteristics of the defendant;
- the need for the sentence imposed to reflect the four primary Purposes of sentencing, i.e., retribution, deterrence, incapacitation, and rehabilitation;
- the Kinds of sentence available;
- the sentencing Range provided by the guidelines;
- any relevant “Policy statements” promulgated by the Sentencing Commission;
- the need to Avoid sentencing disparities; and
- the need to provide RESTtitution to victims.
What has SCOTUS described as the “starting point and the initial benchmark” in the sentencing process?
The guideline range.
When must a presentence report be provided to the prosecution and defense?
At least 35 days before the sentencing date.
Objections must be made at least 14 days prior to the sentencing date.
What is the difference between a “departure” from the sentencing guidelines, and a “variance” from the sentencing guidelines?
A “departure” whether upward or downward from the calculated sentence is for reasons contained in the Guidelines.
A “variance” is where the change from the calculated sentence is due to an exercise of the court’s discretion under § 3553(a).
Reviewed on appeal for procedural reasonableness (de novo on legal Qs and clear error on facts) and substantive reasonableness (rebuttable presumption of reasonableness for sentences within the guidelines range)
Do normal evidentiary rules apply at a sentencing hearing?
No. Neither the FRE nor constitutional evidentiary rules (e.g., the Confrontation Clause) apply.
What is the Rooker-Feldman doctrine
Federal courts—except for theSupreme Court—should not sit in direct review of state court decision unless Congress has specifically authorized such relief.
What must happen after the court orally pronounces sentence?
The court must complete two documents:
(1) the “Judgment in a Criminal Case,” which is filed as part of the public case, and
(2) a “Statement of Reasons,” which is part of the sealed record and which provides information about whether the sentence was within the guideline range, and if not, the reasons for the departure.
The court must also advise the defendant of his right to appeal, and his right to counsel for that appeal.
What two types of sentence are available by statute?
Probation or prison.
What is the maximum allowable term of probation?
5 years
What are the three primary types of financial penalties a court can impose?
Special assessments, restitution, fines
Is parole available?
No. The SRA abolished parole, and replaced it with “supervised release,” which, unlike parole, is served in addition to the term of imprisonment.
What is the three-step sentencing process required by Booker?
- Calculate the sentencing range,
- consider policy statements or commentary in the guidelines (in deciding whether to depart from the range), then
- consider all of the 18 USC 3553 factors to decide the sentence to impose, including whether a departure or variance is appropriate.
What is the cornerstone of the federal sentencing system?
“Relevant conduct” encompasses a defendant’s “real offense conduct” before, during, and after the commission of the offense. It is the conduct that is relevant to determining the applicable offense level.
Relevant conduct must be found by a preponderance of the evidence.
In a civil matter, when must the judge issue a scheduling order?
According to Rule 16, within 60 days after the appearance of a defendant, or within 90 days after the complaint has been served on a defendant.
What dates must the court set at the Rule 16 conference?
DAMP
- Deadlines for discovery
- Amending the pleadings
- Motions deadlines
- joining other Parties
The judge may also modify the times for Rule 26 disclosures and set dates for the pretrial conference and trial.
What rule of civil procedure generally governs discovery?
Rule 26
Who conducts voir dire?
Rule 47 allows either the judge or the lawyers to perform void dire. Most judges do it themselves.
What is an Allen charge?
An instruction given to a deadlocked jury to encourage further efforts to reach a verdict.
An Allen Charge has also been referred to as a “nitroglycerin charge,” “the third degree instruction” and a “shotgun instruction.”
On appeal, Allen charges can sometimes be overturned if they are determined to have had an “impermissibly coercive” effect on the jury.
For example, judges are generally not supposed to tell juries that they “must” reach a verdict.
Also, judges have been advised not to give an Allen charge after inquiring into the numerical division of the jury, because holdout jurors could interpret the charge as directed specifically at them.
When must the Rule 26 meet and confer occur?
According to Rule 26(f), at least 21 days before the Rule 16 conference or the scheduling order is due (60 days after the appearance of a defendant, or 90 days after the complaint has been served on a defendant).
The parties must also prepare a joint discovery plan report and file it with the court within 14 days of the conference.
What may be obtained by discovery?
According to Rule 26(b)(1), “any non-privileged matter that is relevant to any party’s claim or defense,” so long as it appears “reasonably calculated to lead to the discovery of admissible evidence.”
What case holds that a criminal defendant has a right to waive assistance of counsel and proceed pro se?
Faretta v. California (1975) (Stewart).
The defendant must knowingly and willingly waive the right to counsel.
The right is not absolute; a court may revoke it in certain circumstances, such as when it is untimely, and when the pro se litigant is obstructionist or dilatory.
Can a criminal defendant waive his right to a jury trial?
Yes. According to FRCrP 23(a), the waiver must be in writing with the approval of the court and consent of the government. The waiver must also be knowing and intelligent and voluntary.
Can a criminal case be tried with less than twelve jurors?
Yes. According to FRCrP 23(b), the parties can stipulate in writing, with the approval of the court, to any number less that twelve. The waiver must be knowing and voluntary.
What is a peremptory challenge?
A striking of a juror without cause.
FRCRrP 24(b) bases the number of peremptory strikes available to each party on the seriousness of the offense.
- Capital case = 20 strikes
- Non-capital, felony case, 6 for USA, 10 for the defense
- Misdemeanors = 3 per side
Can a peremptory challenge be used by prosecutors to exclude a juror based on gender?
No. J.E.B. v. Alabama (1994) (Blackmun).
Are parties entitled to all discovery that is relevant to the claims and defenses?
No. The judge has a duty to ensure that discovery is proportional to the needs of the case.
Under Rule 26(b)(2)(C), the court must limit:
- unreasonably cumulative or duplicative discovery, and,
- discovery the burdens of which outweigh its likely benefit.
What is a “non-waiver order” or a “claw-back order” re: privileges?
Under FRE 502(d), an order–which does not require party agreement, that precludes the assertion of a waiver claim based on production in discovery. It reduces the need for pre-production review.
Is it permissible for a party to use summaries of exhibits at trial?
Yes. FRE 1006 provides that a “proponent may use a summary, chart, or calculation to prove the content of voluminous writings, recordings, or photographs that cannot be conveniently examined in court. The proponent must make the originals or duplicates available for examination or copying, or both, by other parties at a reasonable time and place.”