Code of Ethics Code of Ethics & Standards of Conduct Flashcards by Dina Milne | Brainscape

Q

WhataretheStepsofthe“financialplanningprocess”?

A

Establishinganddefiningtheclient-plannerrelationship
Gatheringclientdataincludinggoals
Analyzingandevaluatingtheclient’scurrentfinancialstatus
Developingandpresentingrecommendations
Implementingtherecommendations
Monitoringtherecommendations

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