Code of Ethics

Question 1

A CFP Professional must

Answer 1

act with honesty integrity competence and diligence
act in the clients best interests
exercise due of care
avoid or disclose and manage conflicts of interest
maintain confidentiality
act in a manner that reflect positively on the CFP designation

Question 2

At all time to clients

Answer 2

integrity
competence
sound and objective judgement
professionalism
comply with the law
privacy
duties when communicating with a client
duties when selecting and using technology
refrain from borrowing/ lending or commingling money

Question 3

at all times to firms

Answer 3

use reasonable care when supervising
comply with lawful objectives of a CFP firm
provide notice of discipline

Question 4

at all times to CFP Board

Answer 4

refrain from adverse conduct
reporting
cooperation
compliance