Code of Ethics Flashcards
1
Q
A CFP Professional must.. #1
A
Act with honesty, integrity, competence, and diligence
2
Q
A CFP Professional must.. #2
A
Act in the client’s best interests
3
Q
A CFP Professional must.. #3
A
Exercise due care
4
Q
A CFP Professional must.. #4
A
Avoid or disclose and manage conflicts of interest
5
Q
A CFP Professional must.. #5
A
Maintain the confidentiality and protect the privacy of client information
6
Q
A CFP Professional must.. #6
A
Act in a manner that reflects positively on the financial planning profession and CFP certification
