Code of Ethics

Question 1

1st Code of Ethics

Answer 1

Act with integrity, competence, diligence, respect and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.

Question 2

2nd Code of Ethics

Answer 2

Place the integrity of the investment profession and the interests of clients above their own personal interests.

Question 3

3rd Code of Ethics

Answer 3

Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.

Question 4

4th Code of Ethics

Answer 4

Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.

Question 5

5th Code of Ethics

Answer 5

Promote the integrity and viability of the global capital markets for the ultimate benefit of society.

Question 6

6th Code of Ethics

Answer 6

Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.