CMMC-AB Code of Professional Conduct Flashcards
What is the first Guiding Principle for the CoPC?
- Refrain from dishonesty in all dealing with colleagues, clients, trainees, and others with whom you interact in your role as a credentialed, registered person, or organization.
What is the second Guiding Principle of the CoPC?
Fulfill all commitments as defined by the contract, methods, or license, certification, or registration agreements.
What is the third Guiding Principle of the CoPC?
Do not mislead or exaggerate the services that your organization is authorized to deliver.W
What is the fourth Guiding Principle of the CoPC?
Do not mislead or exaggerate the services that you, as a credentialed or registered individual, are authorized to deliver.
What is the fifth Guiding Principle of the CoPC?
As an organization, ensure that only CMMC-AB credentialed individuals are delivering CMMC assessment or training serves.
What is the sixth Guiding Principle of the CoPC?
Deliver CMMC services according to the agreement with your customer and the CMMC Accreditation Body.
What is the seventh Guiding Principle of the CoPC?
Do not misrepresent your organization, such as selling services for which you are not authorized to deliver, falsifying records or experience, or proposing fees that are far below the level of effort that is required.
What is the eighth Guiding Principle of the CoPC?
Avoid all Conflicts of Interest to the extent possible. When conflicts are unavoidable , disclose them transparently to affected stakeholders, including your organization and your customers. Take action to minimize the impact or eliminate the conflict.
What is the ninth Guiding Principle of the CoPC?
Under no circumstances are credentialed or registered individuals permitted to conduct a certified assessment or participate on a certified assessment team if they have also served as a Consultant to prepare the organization for that assessment. Consulting is defined as “providing direct assistance to the creation of processes, training, and technology required to meet the intent of CMMC controls and processes.”
What is the tenth Guiding Principle of the CoPC?
For the CMMC-AB Certified Third-Party Assessment Organizations (C3PAOs), ensure that when your sponsored CMMC-Credentialed individuals are performing services for another party, they do not actively solicit business from the customer for themselves or your organization. When approached by a customer while performing services for another party, CMMC-Credentialed Individuals are to defer the discussion to a time outside the scope of the immediate work.
What is the eleventh Guiding Principle of the CoPC?
Do not make guarantees of assessment results, which includes guarantees that an organization will succeed in their assessment if they engage with a credentialed individual or authorized organization or the offer of a “money back” guarantee.
What is the twelfth Guiding Principle of CoPC?
As a CMMC-AB Industry Working Group member, do not represent yourself as a CMMC AB employee or member. All references to the AB in social media must be clearly marked as “volunteer”.
