Civil Regime – MAR Flashcards
1
Q
Difference between civil and criminal
A
- Civil Regime: MAR (covers legal persons as well as natural, unlike CJA which is only individuals). Standard of proof obviously also lower.
- MAR doesn’t require intention to commit market abuse
2
Q
Exam structure
A
- Art 7 MAR: Inside Information?
- Art 8(4) MAR: Person who possesses inside information?
- Art. 14(a)/ Art. 8(1) – engaging in insider dealing offence?
- Art. 14(b)/ Art. 8(2)/(3) – recommending insider dealing offence?
- Art 10 and 14(c) MAR – unlawful disclosure
• Art 11 – Market Soundings Safe Habour - Art 9 – Safe harbours? Only for Art 8
- Penalties.
3
Q
REVISE FROM YOUR WORD DOCUMENT, SO YOU CAN SEE AND FOLLOW THE STRUCTURE
A
REVISE FROM YOUR WORD DOCUMENT, SO YOU CAN SEE AND FOLLOW THE STRUCTURE
