Chapter 9 - Ethics S1 General requirements Flashcards
1
Q
Who establishes control environment?
A
Leadership
2
Q
Who establishes policies and procedures?
A
Firm appoints ethics partner
3
Q
Who should breaches of ethical standard be reported to?
A
Ethics partner
4
Q
What should the ethics partner do if a threat is identified?
A
assess safeguards
decide to decline or discontinue engagement