Chapter 9 - Ethics S1 General requirements Flashcards

1
Q

Who establishes control environment?

A

Leadership

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2
Q

Who establishes policies and procedures?

A

Firm appoints ethics partner

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3
Q

Who should breaches of ethical standard be reported to?

A

Ethics partner

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4
Q

What should the ethics partner do if a threat is identified?

A

assess safeguards

decide to decline or discontinue engagement

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