Chapter 8 Flashcards by Andrew Brooks | Brainscape

Q

Ch8

A

A

General regulations and guidlines for sales literature

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Q

Ch8

B

A

Mutual fund sales communications

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Q

Ch8

C

A

Electronic communications

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Q

Ch8

D

A

General disclosure requirements

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Q

Ch8

E

A

Communicating trading information to customers

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Q

Ch8

F

A

Handling client complaints

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