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CISI
> Chapter 7 - FCA and PRA Authorisation of Firms and Individuals > Flashcards
Chapter 7 - FCA and PRA Authorisation of Firms and Individuals Flashcards
Study These Flashcards
CISI
(10 decks)
Chapter 1 - The Financial Services Industry
Chapter 2 - UK Financial Services And Consumer Relationships
Chapter 3 - Uk Contract And Trust Legislation
Chapter 4 - Integrity And Ethics in Professional Practice
Chapter 5 - The Regulatory Infrastructure Of The UK Financial Services
Chapter 6 - FCA and PRA Supervisory Objectives, Principles And Processes
Chapter 7 - FCA and PRA Authorisation of Firms and Individuals
Chapter 8 - The Regulatory Framework Relating To Financial Crime
Chapter 9 - Complaints And Redress
Chapter 10 - FCA Conduct Of Business Fair Treatment And Client Money Protection
