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CISI UK Financial Regulations 2023-24 > Chapter 4 - The FCA's Conduct of Business and Client Assets Sourcebooks > Flashcards

Chapter 4 - The FCA's Conduct of Business and Client Assets Sourcebooks Flashcards

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CISI UK Financial Regulations 2023-24 (5 decks)

Chapter 1 - The Regulatory Environment

Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012

Chapter 3 - Associated Legislation and Regulation

Chapter 4 - The FCA's Conduct of Business and Client Assets Sourcebooks

Chapter 5 - Complaints and Redress

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