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IAD Level 4 > Chapter 4: Ethics CISI Codes Of Conduct > Flashcards

Chapter 4: Ethics CISI Codes Of Conduct Flashcards

1
Q

Personal accountability

A 
Self 
Clients
Regulators
Colleagues
Market participants
Firms 
Society
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2
Q

Client focus

A

Clients

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3
Q

Conflicts of interests

A

Clients
Market participants
Regulators

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4
Q

Respect for market partners

A

Clients

Market participants

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5
Q

Professional development

A

Profession
Clients
Colleagues

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6
Q

Aware of capabilities

A

Clients
Profession
Market oarticupants

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7
Q

Respect others and the environment

A 
Society
Colleagues
Clients
Regulators
Market participants
Profession
Professional body
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8
Q

Speak up and listen up

A

Society

Colleagues

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IAD Level 4 (4 decks)

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