Chapter 3 - Statutory Interpretation Flashcards

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1
Q

What are the four main sources of English Law?

A

Case Law, UK Legislation, Retained EU/Assimilated Law, and the European Convention on Human Rights.

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2
Q

Why is Statutory Interpretation Necessary?

A

Statute is the primary source of law in England and Wales, but changes in society mean that statutes are being applied to issues drafters couldn’t have foreseen. This leads to ambiguities that must be resolved to find a statute’s true meaning.

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3
Q

Give an example of why Statutory Interpretation is needed.

A

The Sale of Goods Act was passed in 1979, who could have predicted internet shopping back then? The Merchant Shipping Act 1995 was passed before the invention of jet skis, would they be considered a ship?

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4
Q

What are some problems with the meaning of words in Statutes?

A

Words can have multiple meanings. Sometimes vague or general words are used when specific terms would be better. English legal drafting attempts to be all-encompassing which can lead to ambiguity.

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5
Q

What happened in Corkery v Carpenter \ 1 KB 102?

A

This case concerned the Licensing Act 1872. The defendant was found drunk in charge of a bicycle. It was decided that a bicycle was a ‘carriage’ for the purposes of the Act. This illustrates how the meaning of a word can determine the outcome of a case.

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6
Q

What are the problems of interpretation outlined in Activity 1 of the source?

A

Even a simple statute like ‘It is a criminal offense to wear red socks in a public place’ is open to interpretation. What is ‘red’, what constitutes ‘wearing’ socks, what if the person is only wearing one sock? These issues mean statutes must be carefully interpreted.

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7
Q

What is the Modern Approach to Statutory Interpretation?

A

Summarized by Lord Bingham in R (Quintavalle) v Secretary of State for Health \ UKHL 13, the court’s task is to give effect to Parliament’s purpose within the permissible bounds of interpretation.

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8
Q

Describe the issue at hand in R (Quintavalle) v Secretary of State for Health \ UKHL 13.

A

The Human Fertilisation and Embryology Act 1990 defined ‘embryo’ in a way that only covered embryos created through fertilization. The question was whether this definition covered embryos produced by cell nuclear replacement (CNR), as this process did not exist when the act was drafted.

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9
Q

What was the outcome of R (Quintavalle) v Secretary of State for Health \ UKHL 13?

A

The House of Lords decided that the purpose of the Act was to regulate all embryos created outside of the body. They ruled that the definition of ‘embryo’ should be interpreted to include those created by CNR, even though the Act predates the process.

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10
Q

What is the ‘Always Speaking’ Principle?

A

This principle states that a statute can be applied in circumstances not envisioned by the legislature if the statute, properly construed, applies to the new situation. This was used in Quintavalle to justify applying the Human Fertilisation and Embryology Act 1990 to CNR.

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11
Q

What are the Rules of Construction?

A

These are traditional judicial tools for Statutory Interpretation. The main rules are the Literal Rule, the Golden Rule, and the Mischief Rule. They are principles rather than strict rules, and judges aren’t obligated to use them.

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12
Q

What is the Literal Rule?

A

This rule states that words in a statute should be given their plain, ordinary, and literal meaning. It is the oldest rule of construction and emphasizes the grammatical meaning of the statute.

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13
Q

Explain the problems with the Literal Rule, giving an example from case law.

A

The Literal Rule can defeat the intention of Parliament and lead to absurd or unjust outcomes. In Whiteley v Chappell \ LR 4 QB 147, a defendant was acquitted of impersonating a dead voter because a deceased person isn’t literally entitled to vote.

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14
Q

What happened in the case of London & North Eastern Railway Co v Berriman \ AC 278?

A

A railway worker’s widow was denied compensation because he was killed oiling points, which the court decided was ‘maintaining’ the line, not ‘relaying’ or ‘repairing’ it. This is an example of the Literal Rule leading to an arguably unjust outcome.

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15
Q

What is the Golden Rule?

A

This rule is an adaptation of the Literal Rule. It dictates that words should be given their ordinary meaning unless it creates an absurd or obnoxious outcome, in which case the meaning can be modified to avoid this.

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16
Q

Describe the two ways in which the Golden Rule can be used.

A

The narrow application is used when a word has multiple meanings and one meaning would lead to absurdity. The wider sense is used to avoid an outcome that goes against public policy, even if words only have one meaning.

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17
Q

What happened in Adler v George \ 2 QB 7?

A

The defendant obstructed an officer while on an air force base. He argued he wasn’t ‘in the vicinity’ of a prohibited place as he was inside it. The Golden Rule was applied to avoid the absurd outcome of the offense only applying outside the base.

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18
Q

Explain the issue and the court’s solution in R v Allen (1872) LR 1 CCR 367.

A

The defendant was charged with bigamy, which the law defines as someone already married marrying another. A literal interpretation would mean no one can commit this crime as a second marriage wouldn’t be legal. The court ruled ‘marry’ meant ‘going through the ceremony’ to avoid this.

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19
Q

Explain how the Golden Rule was applied in Re Sigsworth \ Ch 89.

A

This case involved a son who murdered his mother. The law stated he would inherit her estate. While there was no ambiguity, the court ruled he couldn’t inherit to avoid the obnoxious outcome of him benefiting from his crime. This is an example of the wider use of the Golden Rule.

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20
Q

What is the Mischief Rule?

A

This rule aims to determine the legislator’s intention. It considers what ‘mischief’ in existing law the statute was meant to fix.

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21
Q

What are the four stages of the test used in applying the Mischief Rule?

A

1: What was the law before the statute? 2: What ‘mischief’ did this law fail to address? 3: What remedy did Parliament intend? 4: What is the true reason for that remedy?

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22
Q

What happened in Royal College of Nursing v DHSS \ AC 800?

A

The court had to decide if nurses giving hormonal abortions was lawful. The Abortion Act 1967 stated terminations must be performed by doctors. The House of Lords ruled that the mischief the Act intended to address was unsafe abortions, and that nurses administering medication under a doctor’s supervision was lawful.

23
Q

Explain the key issue and outcome of R (on the application of Electoral Commission) v Westminster Magistrates’ Court \ 1 AC 496.

A

This case involved the UKIP party accepting donations from an unregistered, but eligible, donor. The law stated that such donations must be forfeited, but didn’t specify if partial forfeiture was possible. The Supreme Court, analyzing the mischief the law was meant to prevent (foreign donations), ruled that partial forfeiture was allowed.

24
Q

Explain the cynical view of how judges use the rules of Statutory Interpretation.

A

Critics argue that judges decide their desired outcome and then choose the rule that supports it. Different rules can lead to different conclusions, as seen with the Literal and Mischief Rule’s potential application to Whiteley v Chappell.

25
Q

Summarize the facts and outcome of Smith v Hughes \ 2 All ER 859.

A

Prostitutes soliciting from their windows were prosecuted. The Literal Rule would mean they were not guilty as they weren’t in a ‘street or public place’. However, the court used the Mischief Rule and found them guilty as the Act intended to prevent soliciting, regardless of location.

26
Q

What is the Purposive Approach?

A

This modern approach prioritizes the statute’s purpose, even if it means changing the ordinary meaning of words. It is influenced by EU law and is considered the predominant approach in modern Statutory Interpretation.

27
Q

How was the shift from the Literal Approach to the Purposive Approach demonstrated in Quintavalle?

A

Lord Steyn stated that the emphasis had shifted to purposive methods, largely due to the influence of EU law.

28
Q

How is the importance of the Purposive Approach demonstrated in Test Claimants in the FII Group Litigation v HMRC \ UKSC 47?

A

The leading judgment stated that courts have a duty to favor an interpretation of legislation that achieves its purpose rather than hindering it. This reinforces the significance of the Purposive Approach in modern case law.

29
Q

What is ‘Rectification of a Statute’?

A

This refers to the court’s ability to add words to a statute to fix a clear drafting error.

30
Q

What happened in Inco Europe Ltd v First Choice Distribution \ 1 WLR 586?

A

The wording of the relevant statutes meant there was technically no right of appeal to the Court of Appeal. The House of Lords added this right, acknowledging that it meant adding words to the statute, but deeming it necessary to give effect to Parliament’s intent.

31
Q

What three conditions must be met for a court to rectify a statute?

A

1: The court must be certain of the statute’s purpose. 2: The court must be certain that the drafter and Parliament failed to achieve that purpose. 3: The court must be certain of what provision Parliament would have made to achieve that purpose.

32
Q

How does UK law address legislation related to EU law, even after Brexit?

A

While the UK has left the EU, retained EU/assimilated law remains a significant part of the legal system. The Purposive Approach, favored in EU law, will be applied in interpreting this legislation.

33
Q

Explain the key facts and outcome of Litster v Forth Dry Dock and Engineering Co Ltd \ 1 AC 546.

A

Employees dismissed an hour before a business transfer claimed unfair dismissal. The law stated that contracts couldn’t be terminated ‘immediately before’ a transfer. The House of Lords applied the Purposive Approach and added words to the law to protect employees from being unfairly dismissed to avoid the transfer regulations.

34
Q

How does the Human Rights Act 1998 impact Statutory Interpretation?

A

Section 3 of this Act requires legislation to be interpreted in a way compatible with the Convention rights. If this isn’t possible, the court can make a declaration of incompatibility under Section 4.

35
Q

What was the main issue in R v A (No 2) \ 1 AC 45?

A

The House of Lords had to decide if a law restricting a rape defendant’s ability to question the victim about their sexual history was compatible with the right to a fair trial.

36
Q

What was the outcome of R v A (No 2) \ 1 AC 45?

A

While the literal meaning of the law prevented the defendant from asking certain questions, the majority ruled that the right to a fair trial meant the questions should be allowed if they were relevant to the issue of consent. This highlights the impact of the Human Rights Act 1998 on Statutory Interpretation.

37
Q

What are the Rules of Language?

A

These are principles used by judges to aid Statutory Interpretation. The key rules are Noscitur a Sociis, Eiusdem Generis, and Expressio Unius Est Exclusio Alterius. Unlike the Rules of Construction, judges still frequently use Rules of Language.

38
Q

What is Noscitur a Sociis?

A

This rule states that a word derives its meaning from the surrounding words. For example, in a lease that allows ‘dogs, cats, hamsters, and gerbils,’ the word ‘cats’ would mean domestic cats, as the other animals are also domestic pets.

39
Q

How was Noscitur a Sociis applied in Pengelly v Bell Punch Co Ltd \ 1 WLR 1055?

A

The Factories Act 1961 stated that ‘floors, steps, stairs, passageways, and gangways’ should be kept clear. Applying Noscitur a Sociis, the court ruled that a floor used solely for storage was not covered as the other terms related to passageways.

40
Q

What is Eiusdem Generis?

A

This rule states that when general words follow specific words, the general words only apply to items of the same type as the specific words.

41
Q

Explain the three steps in applying the Eiusdem Generis rule.

A

1: Identify the general words following a list of specific words. 2: Determine the common type or feature of the specific words. 3: Decide if any new item is of the same type; if so, it is included under the statute.

42
Q

What is the Eiusdem Generis rule?

A

This rule states that when general words follow specific words, the general words only apply to items of the same type as the specific words.

43
Q

How was Eiusdem Generis applied in Wood v Commissioner of Police of the Metropolis 1 WLR 796?

A

The defendant was charged with carrying ‘any gun, pistol,…or other offensive weapon’. The court had to decide if broken glass was covered. Applying Eiusdem Generis, they ruled it was not, as the specific words were all items made or adapted to be weapons, and broken glass was not.

44
Q

What is Expressio Unius Est Exclusio Alterius?

A

This rule means ‘to express one thing excludes others’. Mentioning specific things can imply that others of the same type are excluded.

45
Q

Give an example of Expressio Unius Est Exclusio Alterius being applied in case law.

A

In R v Inhabitants of Sedgley (1831) 2 B & Ald 65, a law levied taxes on ‘lands, houses, and coal mines’. The court ruled that this excluded other types of mines, as the inclusion of ‘coal’ implied the exclusion of others.

46
Q

What are Intrinsic Aids?

A

These are aids to interpretation found within the statute itself, including the long and short titles, preamble, punctuation, and headings. They help courts interpret a statute by reading it as a whole and considering context.

47
Q

How is an interpretation section used as an Intrinsic Aid?

A

Some Acts contain a section defining key words. Using ‘means’ in a definition indicates a complete definition, while ‘includes’ suggests an expansion or clarification of the word’s natural meaning.

48
Q

What are Extrinsic Aids?

A

These are aids to interpretation found outside of the statute, including Interpretation Acts, dictionaries, other statutes, and Hansard (under certain conditions).

49
Q

What are Interpretation Acts, and how are they used as Extrinsic Aids?

A

These Acts define words commonly found in legislation. The Interpretation Act 1978, for example, states that masculine terms also include the feminine unless otherwise specified.

50
Q

When can dictionaries be used as Extrinsic Aids?

A

Dictionaries are helpful when a word lacks a specific legal meaning, particularly when the Literal Rule is being applied.

51
Q

Explain the limitations of using Hansard as an Extrinsic Aid.

A

Hansard is the record of Parliamentary debates. Traditionally, courts couldn’t refer to it. Pepper v Hart AC 593 allowed its use if the statute is ambiguous, and the material contains clear statements by the Bill’s promoter.

52
Q

What are Presumptions?

A

These are assumptions applied in interpreting legislation, but they can be rebutted with strong evidence that Parliament intended otherwise.

53
Q

List at least 5 Presumptions applied in Statutory Interpretation.

A

Against alteration of the common law; Against the retrospective operation of statutes; Against criminal liability without mens rea; Against deprivation of the liberty of the individual; Against deprivation of property.

54
Q

How does the source recommend you approach a Statutory Interpretation problem?

A

1: Start with the Literal Rule, checking definitions within the Act. 2: Consider which Rules of Language might apply. 3: Consider relevant Presumptions. 4: Apply the Purposive Approach to assess the intention of Parliament.