Chapter 3 Review Flashcards

1
Q

Once the licensee has received a revocation or suspension notice, the licensee’s license and pocket card must be returned to the Department within_____days after receiving the notice.

A

5

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2
Q

An Article 78 proceeding refers to which of the following?

A

An applicants or licensees right to appeal a Department hearing decision to the New York Supreme Court.

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3
Q

Which section of a hearing decision explains what violations the respondent committed?

A

Opinion and Conclusions of Law

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4
Q

Which of the following is NOT a penalty the DOS may impose for license law violations?

A

$5,000 fine

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5
Q

Which of these activities is prohibited for an unlicensed assistant?

A

Hold an open house.

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6
Q

In the case studies, the person and/or firm against whom the complaint was filed is always which party?

A

Respondent

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7
Q

Which of these is not a law violation?

A

Placing a sign on a property with the owner’s permission.

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8
Q

The Determination section of a hearing decision

A

Cites the penalty the court is imposing on the respondent.

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9
Q

Under which of the following circumstances would a broker lose or have their license suspended for a law violation committed by an associated licensee?

A

If the broker had actual knowledge of the violation.

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10
Q

10 of 18
In cases brought against licensees in New York by the Department of State which of the following are the correct names of the parties?

A

Complainant/Respondent

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11
Q

Which of these actions is a power that belongs to the Department of State?

A

Issue a reprimand upon a licensee’s conviction of a violation.

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12
Q

In the hearing decision the licensee being charged with a violation is always which party?

A

The respondent

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13
Q

Who may a salesperson receive a fee or commission payment from for a real estate service that has been performed?

A

The salesperson’s employing broker.

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14
Q

The section of a hearing decision that describes what the respondent may have done is called what?

A

The complaint

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15
Q

Which of the following statements is FALSE?

A

The DOS can impose a fine of up to $5,000.

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16
Q

In the case studies, the Department of State is always which party?

A

Complainant

17
Q

If a licensee has received any commission in conjunction with a transaction in which the license law was violated, that licensee could be held liable for up to ______times the amount of the commission, in addition to having their license suspended or revoked

A

4

18
Q
A
19
Q
A