Chapter 3 - Governance and Internal Auditing Flashcards

1
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3.1 Risk Management

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2
Q

3.1.1 Risk Management Process

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3
Q

3.1.2 Risk Mitigating Techniques

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4
Q

3.2 Enterprise Risk Management

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5
Q

3.3 Role of the Internal Auditor

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6
Q

3.4 Traditional vs Risk-Based Auditing

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7
Q

3.5 Control Frameworks

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Control frameworks are models that help companies identify the means of mitigating key risks and confirm that risks are under control.

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8
Q

3.5.1 CICA’s Criteria of Control Board

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Purpose, Commitment, Capability and Monitoring and Learning

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9
Q

3.5.2 Committee of Sponsoring Organizations of the Treadway Commission

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10
Q

3.6 Control Self-Assessment

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11
Q

3.7 Governance and Accountability

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12
Q

3.8 Role of the Audit Committee

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