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Series 79 - Version of Detailed Subsections of Chapter > Chapter 3: Fairness Opinions > Flashcards

Chapter 3: Fairness Opinions Flashcards

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Series 79 Top-Off Exam flashcards
1
Q

FINRA Rule 5150

A

Requires a Company issuing the fairness opinion to make certain disclosures and follow certain procedures.

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Series 79 - Version of Detailed Subsections of Chapter (16 decks)

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