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Qualified 401k Consultant > Chapter 11 Code of Conduct > Flashcards

Chapter 11 Code of Conduct Flashcards

Study These Flashcards

Qualified 401k Consultant (11 decks)

Chapter 1 Plans Covering More than 1 Employer

Chapter 2 Other Employer Situations

Chapter 3 CONTROLLED GROUPS AND AFFILIATED SERVICE GROUPS

Chapter 4 Compensation

Chapter 5 Average Benefits Test

Chapter 6 NonDiscrimination

Chapter 7 ESOPs

chapter 8 Fiduciary Standard

Chapter 9 Prohibited transactions

Chapter 10 Distribution Upon Death and Life Insurance

Chapter 11 Code of Conduct

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