Chapter 10 Flashcards
0
Q
1934 securities exchange act
A
Regulate people
1
Q
1933 securities act
A
Regulate paper
2
Q
1940
A
Regulate mutual funds
3
Q
McCarran ferguson 1945
A
Regulate insurance
4
Q
Glass steagly 1933
A
Put firewalls in banking, insurance, underwriting securities.
5
Q
1974 ERISA
A
Employee pension plan
6
Q
Gramm leach bliley 1999
A
Information sharing
Repealed glass steagal
7
Q
Sat babes oxley 2002
A
Enron accounting
8
Q
Frank Dodd 2009
A
Credit card
