Chapter 1: Security and Risk Management Domain 1 Questions Flashcards
Dorian automatically backs up his smartphone nightly to the cloud. Does this represent safety, confidentiality, integrity, or availability?
A. Confidentiality
B. Integrity
C. Availability
D. Safety
C. Availability
Answer: C Dorian conducting nightly backups provides him availability in case his smartphone is lost or stolen. There is no mention of encryption or password protection, so confidentiality is not a possibility, and there is no discussion of hashing, so integrity is not a possibility. Finally, there is no mention of personal security to Dorian, so safety is not an option.
Aisha just received an International Information Systems Security Certification Consortium (ISC)² certification. Her primary service as per their Code of Ethics is to:
A. Shareholders
B. Management
C. Users
D. Humanity
D. Humanity
00Answer: D Aisha’s primary concern per the (ISC)² Code of Ethics is the safety and welfare of society and the common good. The preamble finally states: strict adherence to this Code is a condition of certification. Since option D, humanity, includes all of the other options, answer D is correct.
Ian’s private data has been attacked and leaked on the internet. Which of the following is NOT his personally identifiable information (PII)?
A. Password
B. Facial photo
C. Media access control (MAC) address
D. Internet Protocol (IP) address
A. Password
Answer: A PII refers to data that can be used to help identify an individual. A facial photo, MAC address, and IP address can be used to identify Ian, but not a password
Gwendolyn completes all the backups for her cloud subscribers. What is her role at the company?
A. Data owner
B. Data subject
C. Data custodian
D. Data processor
C. Data custodian
Answer: C Gwendolyn’s job, in this case, is the data custodian because her role is to manage data for the data owners, which are her subscribers. Data subjects are the individuals referred to within the PII data. Data processors keep the PII content up to date.
Usain has lost his login and password for the Verbal Co. software-as-a-service (SAAS) system set up in 1999. The system is so old, he no longer has the email account to recover the password. Verbal Co.’s policy is to not provide credentials via technical support. What is his next BEST step?
A. Scour the dark web for the credentials.
B. Recover the login details from 1999 backup tapes.
C. Continue emailing technical support.
D. Give up—he has done everything he can do.
A. Scour the dark web for the credentials.
Answer: A Usain’s next best step is to recover credentials from the dark web. Most websites were not using HyperText Transfer Protocol Secure (HTTPS) during that period, so it is likely hackers stole PII from Verbal Co., which likely contains clear passwords. If this fails, he can try contacting technical support again. Most corporate policies require data over 3 to 7 years old to be destroyed. Also, if the tapes are recovered, it is likely there are no passwords. Technical support firms are required to follow policies of not providing credentials, and recovery resets will not work because he no longer has access to the email account.
Elimu has installed firewalls to protect his users from outside attacks. This is a good example of what?
A. Due diligence
B. Due process
C. Due care
D. Regulatory requirements
C. Due care
Answer: C Installing firewalls is a sign of due care. Exercising due care, such as setting up rules to block traffic and tracking the number of false positives, is due diligence. Due process is fair treatment of citizens in the judicial system. The question does not imply that Elimu’s firm is required to follow specific regulations.
Quinonez, a CISSP security engineer with SMR Tech, has discovered that Mike and Dave, also CISSPs, colluded and harmed a contractor. How should she report this ethics violation to (ISC)²?
A. Only with the sponsorship of another (ISC)²-certified individual
B. By emailing ethics@isc2.org
C. Through the (ISC)² ethics web page
D. In a typed or handwritten letter
D. In a typed or handwritten letter
Answer: D Quinonez must report such incidents in writing. Although additional sponsors would boost the validity of the complaint, this is not required. Electronic submissions are not acceptable.
Which of the following is it only recommended to follow?
A. Policies
B. Procedures
C. Standards
D. Guidelines
Wade is required to rebuild the organization and build an IT helpdesk infrastructure for customer support. Which framework and standards would help him BEST facilitate this?
A. The IT Infrastructure Library (ITIL)
B. The Committee of Sponsoring Organizations (COSO)
C. International Organization for Standardization (ISO) 27001
D. Control Objectives for Information and Related Technologies (COBIT)
A. The IT Infrastructure Library (ITIL)
Answer: A Wade would use ITIL, which provides best practices for delivering IT services. COSO is an internal framework for risk assessments. The ISO 27001 specification provides the framework for ISM systems. COBIT defines a framework for IT management and governance.
Montrie is required to destroy card verification value (CVV) codes after transactions have been completed. She is complying with which standard?
A. The National Institute of Standards and Technology (NIST)
B. ITIL
C. COSO
D. The Payment Card Industry Data Security Standard (PCI-DSS)
D. The Payment Card Industry Data Security Standard (PCI-DSS)
Answer: D Montrie is complying with her PCI-DSS contract to protect PII in credit cards. NIST provides a cybersecurity framework similar to ISO for ISM. ITIL provides best practices for delivering IT services. COSO is an internal framework for risk assessments.
Teecee is running the computer sales department and sees that her team has sold $600,000 of their yearly goal of $1,000,000. What are the key performance indicator (KPI) and the key goal indicator (KGI)?
A. The KPI is 60%, and the KGI is $600,000.
B. The KPI is $600,000, and the KGI is 60%.
C. The KPI is $600,000, and the KGI is $600,000.
D. The KPI is -$400,000, and the KGI is $1,000,000.
A. The KPI is 60%, and the KGI is $600,000.
Answer: B A KPI is a metric that quantifies the current state of reaching a goal, generally in dollars, quality, efficiency, or satisfaction. A KGI is a metric that monitors the evolution of efforts and helps to plan the next course of action, usually shown as a percentage of the goal. KPIs look to the future to see if corrections need to be made, but KGIs look at the past to see if plans are working.
Phillip is reviewing frameworks that would help him with the types of controls that should be in place to secure his organization. Which standard should he use?
A. ISO 27001
B. ISO 27002
C. ISO 27003
D. ISO 27004
B. ISO 27002
Answer: B Phillip will use ISO 27002, which focuses on security controls being put in place. ISO 27001 focuses more on security policy. ISO 27003 provides suggestions and guidance on the proper implementation of controls, and ISO 27004 focuses on the validation of controls after implementation.
Nina, a forensic accountant, suspects fraud within the organization and implemented SoD to mitigate the issues. Later investigation shows the fraud has appeared to continue. What is her BEST next step?
A. Implement countermeasures
B. Implement business continuity
C. Implement job rotation
D. Implement data leak prevention (DLP)
C. Implement job rotation
Answer: C Nina’s next best step is to implement job rotation, which best mitigates collusion. Job rotation is a type of countermeasure because it offsets the threat, but job rotation is more specific. Business continuity means being able to operate after a disaster, and DLP would be an issue if corporate plans or finances were being leaked to the public.
Nina, a forensic accountant, suspects fraud within the organization, and implemented separation of duties (SoD) to mitigate the issues. Later investigation shows the fraud has appeared to continue. What is MOST LIKELY occurring?
A. Collusion
B. Miscalculation of taxes
C. Miscalculation of expenses
D. Miscalculation of net income
A. Collusion
Answer: A Since Nina is a forensic accountant, common accounting practices would have been validated, so this leaves collusion as the only possibility.
What represents the indirect costs, direct costs, replacement costs, and upgrade costs for the entire life cycle of an asset?
A. Total cost of ownership (TCO)
B. Return on investment (ROI)
C. Recovery point objective (RPO)
D. Recovery time objective (RTO)
A. Total cost of ownership (TCO)
Answer: A The TCO includes all costs for the entire life cycle of an asset. ROI is the value returned on an investment less the cost of the investment, divided by the cost of the investment. The RPO is the last point in time where data is in a usable format. The RTO is how long systems can be down without causing significant damage
Negligence uses a reasonable person standard in cybersecurity measures, showing necessary due care when working with PII. This is also known as:
A. Due diligence principle
B. Due care principle
C. Prudent person principle
D. Measured negligence rule
Randi is an engineering manager who hires Percy, a senior engineer, to manage the ASAN Corp account in Cleveland. Bud, also a senior engineer, hears complaints from the ASAN customers and reports them to Randi instead of Percy. What is Randi’s BEST next step?
A. Thank Bud for being a great spy.
B. Get feedback directly from the customer.
C. Immediately transfer Percy to the Detroit office.
D. Follow corporate policies on staff management.
Scoop loaned a job slot to the Systems Engineering (SE) department and stored the details using multi-factor authentication (MFA). The SE department refuses to return the job slot because Scoop cannot prove the loan agreement. What should he use combined with his personal identification number (PIN) to recover the detailed records of the loan agreement?
A. Common access card (CAC)
B. Password
C. Mother’s maiden name
D. His birthday
Yaza is planning on selling COVID-19 masks online to the European Union (EU). Which regulation is the most important for her to consider?
A. The Federal Trade Commission (FTC)
B. Health Insurance Portability and Accountability Act (HIPAA)
C. General Data Protection Regulation (GDPR)
D. The Sarbanes-Oxley Act (SOX)
Dito works in the Detroit office of the organization, and Greg states a management opportunity is soon opening and guarantees that Dito will get the job. Dito would feel more comfortable if the verbal guarantee came with a(n):
A. Non-disclosure agreement (NDA)
B. Contract
C. Intellectual property (IP)
D. Acceptable use policy (AUP)
Trevor is considering transferring much of his organization’s data to the cloud. Which vendor-neutral certification helps him to validate that the cloud provider has good security quality assurance (QA)?
A. Cloud Security Allowance Security, Trust, Assurance, and Risk (CSA STAR)
B. Azure certification
C. Amazon Web Services (AWS) certification
D. Red Hat (RH) cloud certification
Shewan’s credit card information was stolen, and she realizes this occurred at the AXQA store. She believes the owner should go to prison. Which would MOST LIKELY occur?
A. The PCI-DSS is a contractual agreement between the store owner and the credit card provider. At worst, the owner will lose the right to accept credit cards.
B. The PCI-DSS is a federal regulation, violations of which are punishable by up to 5 years in federal prison.
C. The PCI-DSS is an industry standard. At worst, the owner will lose their credit card license.
D. The PCI-DSS is a legal standard, violations of which are punishable by up to 5 years in state prison.
Pat plans on outsourcing their Information Technology (IT) services so that they can focus on designing cars and trucks. Which is the BEST way for them to monitor the effectiveness of the service provider?
A. Key risk indicator (KRI)
B. KGI
C. KPI
D. Service-level agreement (SLA)
Tara’s computer started performing very slowly, and then a popup locked her computer and notified her that unless she paid $300, she would never have access to her data again. Which of the following BEST describes this attack?
A. Malware
B. Ransomware
C. Denial of Service (DoS)
D. Man in the Middle (MitM)
Karthik receives a threatening email stating that they have a video of him performing lewd acts while watching porn. They will release the videos unless he pays them $1,000. This type of attack is BEST called:
A. Social engineering
B. Sextortion
C. Ransomware
D. Spam
Alexis is a security engineer and must secure her network from outside attackers. Which is the first BEST step she can take?
A. Disable File Transfer Protocol (FTP) and Telnet services.
B. Install the latest security update patches.
C. Remove default logins and passwords.
D. Implement security-hardening standards.
Zosimo works for Maximo Smartphones, and for years, their new smartphone plans have been leaked to the public 2 years ahead of time, hurting sales. What is the BEST administrative control he can use to stop this?
A. Have employees sign an NDA
B. Install DLP
C. Install an internal proxy server
D. Have guards scan workers’ briefcases when they leave for the day
Angalina has noticed that several books have gone missing from the corporate library. She would like to install security controls but is on a budget. Which is the BEST solution for her?
A. Add radio-frequency identification (RFID) to books.
B. Security guards
C. Dummy cameras
D. Security cameras
Coop, a security manager, practices decrypting secure documents. He has plain text of some of the files and needs to decrypt the rest. Which attack should he use?
A. Chosen plaintext
B. Known ciphertext
C. Chosen ciphertext
D. Known plaintext
Which of the following is NOT a directive control type?
A. Privacy policy (PP)
B. Terms of service (ToS)
C. Guard dog
D. Beware of dog sign
Ysaline has discovered her staff is spending over 80% of their time on IT-related issues, instead of designing and engineering smartphones. She wants to outsource IT-related issues to AXQO Corp. Which type of risk management is this?
A. Risk mitigation
B. Risk transference
C. Risk avoidance
D. Risk acceptance
Levi has purchased tablets for his staff for $2,000 each. Insurance will cover 50% if they are lost, stolen, or damaged. On an average year, five laptops are lost, stolen, or damaged. What would be the annualized loss expectancy (ALE) calculation?
A. $10,000
B. $5,000
C. $2,000
D. $1,000
Zulene has spent weeks collecting pricing, performance, and tuning data to conduct her risk assessment meeting. Now that she has all the data, her team will perform which type of risk analysis?
A. Quantitative
B. Qualitative
C. Likelihood
D. Impact
Zhenyu advises on security matters, helps draft security policy, and sits on the configuration management board. What is his role in the organization?
A. Senior management
B. Security director
C. Security personnel
D. Systems administrator
Bianca has already contacted SGI News regarding the use of her copyrighted images on their website, but they refuse to take them down. What is her BEST next step to have her images removed from the site?
A. Use stronger watermarking procedures so that her images are not cloned.
B. Consider that the SGI News posting gives her free publicity.
C. Contact her lawyer to take immediate legal action.
D. Submit a Digital Millennium Copyright Act (DMCA) takedown request to the hosting provider.
Roger, the chief financial officer (CFO) of NUS Micro, just received an email from his boss requesting he immediately wire $50 million to China to close a business deal. He calls his boss but cannot reach him. The email looks genuine, including the email address and domain name. He wires the money, only to find out later that his boss did not make this request. This represents which type of attack?
A. Phishing
B. Spear phishing
C. Business email compromise (BEC)
D. Whaling
Sloane received a phone call from her administrator to confirm an email received from her. She then gets a phone call from her CFO that he received a message from her to transfer $1 million overseas. What has MOST LIKELY occurred?
A. Email account compromise (EAC)
B. Spear phishing
C. Phishing
D. Whaling
Rafael, a systems administrator, notices that spam and phishing attacks are increasing. Which is the next BEST step he can take to safeguard the organization?
A. Add additional firewall rules
B. Implement training on spam and phishing attacks
C. Modify the SpamAssassin rules
D. Modify the external proxy server
Which of the following represents an acceptable amount of data loss measured in time?
A. RPO
B. RTO
C. Maximum tolerable downtime (MTD)
D. Work recovery time (WRT)
Individuals from all departments of the organization meet to prioritize risks based on impact, likelihood, and exposure. Which process is this?
A. Business Continuity Planning (BCP)
B. Disaster Recovery Planning (DRP)
C. Incident Response Planning (IRP)
D. BIA