Chapter 1 - A&A Regulation Flashcards
1
Q
Regulation
A
2
Q
Laws
A
3
Q
Professional frameworks
A
4
Q
Standards
A
5
Q
Guidance
A
6
Q
Prescriptions
A
7
Q
Existence
A
8
Q
Growth
A
9
Q
Reputation
A
10
Q
Services
A
11
Q
Multinational
A
12
Q
A
13
Q
Complexity
A
14
Q
Lowballing
A
15
Q
Quality
A
16
Q
Scrutiny
A
17
Q
Investors
A
18
Q
Statutory auditors
A
19
Q
Recognized Supervisory Bodies
A
20
Q
Appropriate qualification
A
21
Q
Corporate reporting
A
22
Q
Discipliners
A
23
Q
Enforcers
A
24
Q
Authoritative
A
25
Q
Publication
A
26
Q
Consultation
A
27
Q
Discussion
A
28
Q
Stakeholders
A
29
Q
Local
A
30
Q
Governance
A
31
Q
Oversight
A
32
Q
Public interest
A
33
Q
Board
A
34
Q
Nomination
A
35
Q
Cooperation
A
36
Q
National
A
37
Q
Notification
A
38
Q
Criticism
A
39
Q
Rigid
A
40
Q
Compliance
A
41
Q
Costs
A
42
Q
Implementation
A
43
Q
Information Flow
A
44
Q
Criminal offence
A
45
Q
Policy
A
46
Q
Recommendation
A
47
Q
Terrorist Financing
A
48
Q
International
A
49
Q
Corporate Governance
A
50
Q
Audit Commitee
A
51
Q
Codes
A
52
Q
Primary decision-makers
A
53
Q
Monitored
A
54
Q
Accountable
A
55
Q
Control actions
A
56
Q
Corporate strategy
A
57
Q
Performance
A
58
Q
Related information
A
59
Q
Access
A
60
Q
Codes of best practice
A
