CFA I (1-200) Flashcards

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1
Q

embark

[ɪm’bɑːk]

You are embarking on a program noted for its high ethical standards and the breadth of knowledge, skills, and abilities it develops.

A

*гл. *вступать

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2
Q

breadth

[bredθ]

You are embarking on a program noted for its high ethical standards and the breadth of knowledge, skills, and abilities it develops.

A

*сущ. *ширина

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3
Q

credential

[krɪ’den(t)ʃ(ə)l]

The credential you seek is respected around the world as a mark of accomplish­ment and dedication.

A

сущ. амер. аттестат

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4
Q

**accomplish­ment **

[ə’kɔmplɪʃmənt]

The credential you seek is respected around the world as a mark of accomplish­ment and dedication.

A

*сущ. * достижение

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5
Q

dedication

[ˌdedɪ’keɪʃ(ə)n]

The credential you seek is respected around the world as a mark of accomplish­ment and dedication.

A

*сущ. *самоотверженность

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6
Q

prestigious

[pres’tɪʤəs]

Successful completion of the program is rewarded with membership in a prestigious global community of investment professionals.

A

*прил. * престижный

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7
Q

outline

[‘autlaɪn]

A broad topic outline that lists the major top-level topic areas (CBOK Topic Outline)

A

*сущ. *очертание

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8
Q

**collaborative **

[kə’læb(ə)rətɪv]

Using the Global Body of Investment Knowledge (GBIK) collaborative website, CFA Institute performs a continuous practice analysis with investment professionals around the world.

A

*прил. * совместный

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9
Q

reinforce

[ˌriːɪn’fɔːs]

*Regional expert panels and targeted surveys are conducted annually to verify and reinforce the continuous feedback from the GBIK collaborative website. *

A

*гл. * усиливать

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10
Q

generalist

[‘ʤen(ə)r(ə)lɪst]

These competencies are used in practice in a generalist context and are expected to be demonstrated by a recently qualified CFA charterholder.

A

*сущ. * универсал

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11
Q

emphasize

[‘emfəsaɪz]

As you structure your personal study program, you should emphasize mastery of the CBOK and the practical application of that knowledge.

A

*гл. * акцентировать

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12
Q

**curriculum **

[kə’rɪkjələm]

The Level I CFA Program curriculum is organized into 10 topic areas.

A

*сущ. *учебный план

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13
Q

accompany

[ə’kʌmpənɪ]

*When an optional segment begins, you will see text and a dashed vertical bar in the outside margin that will continue until the optional segment ends, accompanied by another icon. *

A

*гл. * сопровождать

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14
Q

margin

[‘mɑːʤɪn]

The wide margins in each volume provide space for your note-taking.

A

сущ. ** поле **(страницы)

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15
Q

comprehensive

[ˌkɔmprɪ’hen(t)sɪv]

For your convenience, we have printed a comprehensive glos­sary in each volume.

A

*прил. *исчерпывающий

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16
Q

denote

[dɪ’nəut]

*Throughout the curriculum, a bolded word in a reading denotes a term defined in the glossary. *

A

*гл. *означать

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17
Q

approach

[ə’prəuʧ]

An orderly, systematic approach to examination preparation is crit­ical.

A

*сущ. *подход

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18
Q

dedicate

[‘dedɪkeɪt]

You should dedicate a consistent block of time every week to reading and studying.

A

*гл. *посвящать

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19
Q

consistent

[kən’sɪst(ə)nt]

You should dedicate a consistent block of time every week to reading and studying.

A

*гл. *сообразный

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20
Q

errata

[eʹrɑ:tə]

*Curriculum errata are period­ically updated and posted on the study session page at www.cfainstitute.org. *

A

*сущ. лат. *опечатка

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21
Q

undoubtedly

[ʌn’dautɪdlɪ]

You will undoubtedly adjust your study time to conform to your own strengths and weaknesses, and your educational and professional background.

A

*нареч. *несомненно

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22
Q

conform

[kən’fɔːm]

You will undoubtedly adjust your study time to conform to your own strengths and weaknesses, and your educational and professional background.

A

*гл. *соответствовать

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23
Q

ample

[‘æmpl]

You should allow ample time for both in-depth study of all topic areas and additional concentration on those topic areas for which you feel least prepared.

A

*прил. *достаточный

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24
Q

assess

[ə’ses]

*The CFA Institute topic-based question bank is intended to assess your mastery of individual topic areas as you progress through your studies. *

A

*гл. *оценивать

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25
Q

mimic

[‘mɪmɪk]

*In response to candidate requests, CFA Institute has developed mock examinations that mimic the actual CFA examinations not only in question format and level of difficulty, but also in length and topic weight. *

A

*гл. *имитировать

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26
Q

numerous

[‘njuːm(ə)rəs]

After you enroll in the CFA Program, you may receive numerous solicitations for preparatory courses and review materials.

A

*прил. *многочисленный

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27
Q

solicitation

[səˌlɪsɪ’teɪʃ(ə)n]

After you enroll in the CFA Program, you may receive numerous solicitations for preparatory courses and review materials.

A

*сущ. *настойчивая просьба

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28
Q

supersede

[ˌs(j)uːpə’siːd]

*Some of the concepts in the study sessions may be superseded by updated rulings and/or pronouncements issued after a reading was published. *

A

*гл. *замещать

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29
Q

rulings

[‘ruːlɪŋ]

*Some of the concepts in the study sessions may be superseded by updated rulings and/or pronouncements issued after a reading was published. *

A

*сущ. *постановление

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30
Q

pronouncement

[prəʹnaʋnsmənt]

*Some of the concepts in the study sessions may be superseded by updated rulings and/or pronouncements issued after a reading was published. *

A

*сущ. *заявление

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31
Q

rigorous

[‘rɪg(ə)rəs]

*At CFA Institute, we are committed to delivering a comprehensive and rigorous curriculum for the development of competent, ethically grounded investment pro­fessionals. *

A

*прил. *скрупулезный

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32
Q

**assured **

[ə’ʃuəd]

*You can be assured that we will con­tinue to listen to your suggestions. *

A

*прил. *уверенный

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33
Q

upon

[əʹpɒn]

The guidance expands upon the purpose and scope of each standard, presents recommended procedures for compliance, and provides examples of the standard in practice.

A

*сущ. *на основании

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34
Q

scope

[skəup]

The guidance expands upon the purpose and scope of each standard, presents recommended procedures for compliance, and provides examples of the standard in practice.

A

сущ. рамки

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35
Q

facilitate

[fə’sɪlɪteɪt]

*The Global Investment Performance Standards (GIPS) facilitate efficient compar­ison of investment performance across investment managers and country borders by prescribing methodology and standards that are consistent with a clear and honest presentation of returns. *

A

*гл. *способствовать

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36
Q

prescribe

[prɪsˈkraɪb]

*The Global Investment Performance Standards (GIPS) facilitate efficient compar­ison of investment performance across investment managers and country borders by prescribing methodology and standards that are consistent with a clear and honest presentation of returns. *

A

*сущ. *предписывать

37
Q

ambiguous

[æm’bɪgjuəs]

Having a global standard for reporting investment performance to prospective clients minimizes the potential for ambiguous or misleading presentations.

A

*прил. *двусмысленный

38
Q

misleading

[mɪs’liːdɪŋ]

Having a global standard for reporting investment perfor­mance to prospective clients minimizes the potential for ambiguous or misleading presentations.

A

*прил. *вводящий в заблуждение

39
Q

grapple

[‘græpl]

The Standards of Practice Handbook provides guidance to the people who grapple with real ethical dilemmas in the investment profession on a daily basis.

A

*гл. *сцепиться

40
Q

intersection

[ˌɪntə’sekʃ(ə)n]

The Handbook addresses the professional intersection where theory meets practice and where the concept of ethical behavior crosses from the abstract to the concrete.

A

*сущ. *пересечение

41
Q

diverse

[daɪ’vɜːs]

The Handbook is intended for a diverse and global audience.

A

*прил. *различный

42
Q

navigate

[‘nævɪgeɪt]

CFA Institute members navigating ambiguous ethical situations.

A

*гл. *управлять

43
Q

determining

[dɪ’tɜːmɪnɪŋ]

Supervisors and direct/indirect reports determining the nature of their responsibilities to each other, to existing and poten­tial clients, and to the broader financial markets.

A

*прил. * определяющий

44
Q

mettle

[‘metl]

*Recent events in the global financial markets have tested the ethical mettle of financial market participants, including CFA Institute members. *

A

*сущ. *отвага

45
Q

abide

[ə’baɪd]

*The standards taught in the CFA Program and by which CFA Institute members and candidates must abide represent timeless ethical principles and professional conduct for all market conditions. *

A

*гл. *оставаться верным

46
Q

adherence

[əd’hɪər(ə)n(t)s]

Through adherence to these standards, which continue to serve as the model for ethi­cal behavior in the investment professional globally, each market participant does his or her part to improve the integrity and efficient operations of the financial markets.

A

*сущ. *приверженность

47
Q

integrity

[ɪn’tegrətɪ]

Through adherence to these standards, which continue to serve as the model for ethi­cal behavior in the investment professional globally, each market participant does his or her part to improve the integrity and efficient operations of the financial markets.

A

*сущ. *честность

48
Q

interconnectedness

The Handbook provides guidance in understanding the interconnectedness of the principles and provisions of the Code of Ethics and Standards of Professional Conduct (Code and Standards).

A

*сущ. *взаимосвязанность

49
Q

capture

[‘kæpʧə]

*However, applying **the principles individually may not capture the complexity of ethical requirements related to the investment industry. *

A

*сущ. *охватывать

50
Q

interpret

[ɪn’tɜːprɪt]

*The Code and Standards should be viewed and interpreted as an interwoven tapestry of ethical requirements. *

A

*гл. *интерпретировать

51
Q

interwoven

*The Code and Standards should be viewed and interpreted as an interwoven tapestry of ethical requirements. *

A

*прил. *вплетенный

52
Q

tapestry

[ʹtæpıstrı]

*The Code and Standards should be viewed and interpreted as an interwoven tapestry of ethical requirements. *

A

*сущ. *ткань гобелены

53
Q

revise

[rɪ’vaɪz]

*CFA Institute has revised the language of the Code and Standards and occasionally added a new standard to address a prominent issue of the day. *

A

*гл. *исправлять

54
Q

occasionally

[ə’keɪʒ(ə)n(ə)lɪ]

*CFA Institute has revised the language of the Code and Standards and occasionally added a new standard to address a prominent issue of the day. *

A

*нареч. *периодически

55
Q

prominent

[‘prɔmɪnənt]

*CFA Institute has revised the language of the Code and Standards and occasionally added a new standard to address a prominent issue of the day. *

A

*прил. *бросающийся в глаза

56
Q

clarify

[‘klærɪfaɪ]

The revisions were intended to clarify the requirements of the Code and Standards and effectively convey to its global membership what constitutes “best practice” in a number of areas relating to the investment profession.

A

гл. прояснить

57
Q

convey

[kən’veɪ]

The revisions were intended to clarify the requirements of the Code and Standards and effectively convey to its global membership what constitutes “best practice” in a number of areas relating to the investment profession.

A

*гл. *передавать

58
Q

undertaken

[ˌʌndə’teɪk]

CFA Institute strongly believes that revisions of the Code and Standards are not undertaken for cosmetic change but to add value by addressing legitimate concerns and improving comprehension.

A

*гл. *предпринимать

59
Q

legitimate concern

[lɪˈʤɪtɪmɪt kən’sɜːn]

CFA Institute strongly believes that revisions of the Code and Standards are not undertaken for cosmetic change but to add value by addressing legitimate concerns and improving comprehension.

A

гл. обоснованное опасение

60
Q

far-reaching

[ˌfɑː’riːʧɪŋ]

*Changes to the Code and Standards have far-reaching implications for the CFA Institute membership, the CFA Program, and the investment industry as a whole. *

A

*прил. *далеко идущий

61
Q

implication

[ˌɪmplɪ’keɪʃ(ə)n]

*Changes to the Code and Standards have far-reaching implications for the CFA Institute membership, the CFA Program, and the investment industry as a whole. *

A

*сущ. *значение

62
Q

adhere

[əd’hɪə]

CFA Institute members and candidates are required to adhere to the Code and Standards.

A

*гл. *придерживаться

63
Q

conjunction

[kən’ʤʌŋkʃ(ə)n]

The periodic revisions to the Code and Standards have come in conjunction with updates of the Standards of Practice Handbook.

A

*гл. *сцепление

in conjunction with — в сочетании с

64
Q

violation

[ˌvaɪə’leɪʃ(ə)n]

The sections discuss and amplify each standard and suggest procedures to prevent violations.

A

сущ. нарушение

65
Q

designation

[ˌdezɪg’neɪʃ(ə)n]

Unless otherwise stated, individuals in each example are CFA Institute members and holders of the CFA designation.

A

*сущ. *обозначение

66
Q

urge

[ɜːʤ]

Members are strongly urged to discuss with their supervisors and legal and compliance departments the content of the Code and Standards and the members’ general obligations under the Code and Standards.

A

*гл. *побуждать

67
Q

**contingency **

[kən’tɪnʤ(ə)n(t)sɪ]

*This section cannot cover every contin­gency or circumstance, however, and it does not attempt to do so. *

A

*сущ. *случайность

68
Q

evolve

[ɪ’vɔlv]

The development and interpretation of the Code and Standards are evolving processes.

A

*гл. *эволюционировать

69
Q

prudence

[‘pruːd(ə)n(t)s]

Members and candidates must exercise the same level of prudence, judgment, and care that they would apply in the management and disposition of their own interests in similar circumstances.

A

*сущ. *осмотрительность

70
Q

fiduciary

[fɪ’djuːʃɪərɪ]

In relationships with clients, Members and Candidates must determine applicable fiduciary duty and must comply with such duty to persons and interests to whom it is owed.

A

*прил. *основанный на доверии

71
Q

sustainability

[səˌsteɪnə’bɪlətɪ]

The chapter addresses market integrity and sustainability, the role of CFA Institute, and the importance of ongoing awareness of and education about changes in the investment industry.

A

*сущ. *устойчивость

72
Q

bulleted

*To keep the Handbook as a primary resource for members and candidates as they tackle ethical dilemmas, bulleted tables were added to help the reader locate the guidance within a standard that is most applicable to the situations that may occur in daily professional life. *

A

*прил. *маркированный

73
Q

**oversight **

[‘əuvəsaɪt]

*The CFA Institute Board of Governors maintains oversight and responsibility for the Professional Conduct Program (PCP), which, in conjunction with the Disciplinary Review Committee (DRC), is responsible for enforcement of the Code and Standards. *

A

*сущ. *надзор

74
Q

**enforcement **

[ɪn’fɔːsmənt]

*The CFA Institute Board of Governors maintains oversight and responsibility for the Professional Conduct Program (PCP), which, in conjunction with the Disciplinary Review Committee (DRC), is responsible for enforcement of the Code and Standards. *

A

сущ. **принуждение к применению **(закона)

75
Q

distort

[dɪˈstɔːt]

Members and Candidates must not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead marker participants.

A

гл. искажать

76
Q

deceive

[dɪˈsiːv]

This Standard applies to transactions that deceive the market by distorting the price setting mechanism of financial instruments.

A

*гл. *обманывать

77
Q

rumor

[ˈruːmə]

Spreading false rumors is also prohibited.

A

сущ. молва

78
Q

reluctant

[rɪˈlʌkt(ə)nt]

And thus would be reluctant to respond to rumors.

A

*прил. *неохотный

79
Q

impartial

[ɪmˈpɑːʃ(ə)l]

Treat both individual and institutional clients in a fair and impartial manner.

A

*прил. *беспристрастный

80
Q

simultaneous

[ˌsɪm(ə)lˈteɪnɪəs]

Simultaneous dissemination of new or changed recommendations to all clients who have expressed an interest or for whom an investment is suitable.

A

*прил. * одновременный

81
Q

consistent with

Determine that an investment is suitable to the client’s financial situation and consistent with the client’s written objectives and mandates.

A

*прил. *совместимый

82
Q

**risk-averse **

*Jessica Walters, an investment advisor, suggests to Brian Crosby, a risk-averse client, that covered call options be used in his equity portfolio. *

A

*прил. **эк. *нерасположенный к риску

83
Q

**offset **

[ˈɒfsɛt]

*The purpose would be to enhance Crosby’s income and partially offset any untimely depreciation in value should the stock market or other circumstances affect his holdings unfavorably. *

A

*гл. *компенсировать

84
Q

contemplate

[ˈkɒntəmpleɪt]

An exit strategy is already contemplated but investors will first have to observe a minimum three-year lock-up period.

A

*гл. *пристально рассматривать

85
Q

misstate

[mɪsˈsteɪt]

Members must avoid misstating performance or misleading clients/prospects about investment performance of themselves or their firms,

A

*гл. *ошибочно утверждать что-л.

86
Q

sophistication

[səˌfɪstɪˈkeɪʃ(ə)n]

Considering the sophistication of the audience to whom a performance presentation is addressed.

A

*сущ. *изощренность

87
Q

**capital appreciation **

[əˌpriːʃɪˈeɪʃ(ə)n]

They have asked Connor to recommend investments that would generate capital appreciation in endowment funds to meet projected capital expenditures.

A

*сущ. эк. *повышение ценности

88
Q

endowment fund

[ɪnˈdaʊmənt, ɛn-]

They have asked Connor to recommend investments that would generate capital appreciation in endowment funds to meet projected capital expenditures.

A

*сущ. *благотворительный фонд

89
Q
A