Case Summaries Flashcards
Trop v. Dulles
Bucket/Pillar: Pre-Furman
Year: ‘58
J: Warren
Facts: WWII desertion
Issue: Is denaturalization for desertion cruel and unusual under 8A?
Holding: Yes. 8A contains an “evolving standard of decency that marks the progress of an evolving society.”
McGautha v. CA
Bucket/Pillar: Pre-Furman
Year: ‘71
J: Harlan
Facts: ???
Issues: 1) 14A violation for jurors to have unrestricted discretion in deciding whether defendants live or die? 2) 14A violation for unitary merits/sentencing proceedings?
Holdings: No and no. Unitary proceedings do not compel self-incrimination as contemplated by 5A. Enumerating relevant factors for sentencing determinations would do a greater disservice to defendants than not. Guiding capital sentencing discretion is “beyond present human ability.” ***First global challenge to DPen.
Douglas Dissent: a single verdict proceeding is a burden on the exercise of one’s 5A right against compelled self-incriminating testimony, and is at tension with the 8A right to be heard re: sentencing.
Brennan Dissent: no procedural guidance leads to random/arbitrary choices by jurors.
Furman v. GA (per curiam)
Bucket/Pillar: Furman
Year: ‘72
Facts: N/A
Issue: Is GA’s DPen statute, giving juries complete sentencing discretion, cruel and unusual under 8A?
Holding: Yes. GA’s DPen statute can result in arbitrary sentencing.
Opinions - Douglas, Brennan, Stewart, White, Marshall
Dissents - Burger, Blackmun, Powell, Rehnquist
Ford v. Wainwright
Bucket/Pillar: Proportionality
Year: ‘86
Facts: Ford was not legally insane according to TX, because insanity was defined as being unable to determine one’s actions were wrong at the time of the crime.
Issue: Is executing insane persons unconstitutional?
Holding: Yes. Also, adversarial process for determining mental competency at time of execution is now required. Less about cruelty to individual and more by cruelty done by society.
Penry v. Lynaugh
Bucket/Pillar: Individualization/Proportionality
Year: ‘89
J: O’Connor
Facts: Defendant with a “mental age” of 6.5yo was sentenced to death.
Issues: 1) Was defendant’s death sentence when there was no jury instruction that they could consider mitigating evidence (re: TX’s post-Furman statute) a violation of 8A? 2) Is executing persons with “mental retardation” unconstitutional?
Holding: Yes and no.
1) Jurek did not unconditionally save the TX statute from mitigation evidence/special issues challenges. a) Defendant could be deliberate but less culpable because of ID, b) evidence of ID could be used to simultaneously aggravate AND mitigate re: future dangerousness, and c) a response to provocation could be unreasonable but less culpable because of ID. Furthermore, the prosecutor’s argument exploited the limited reach of the special issues and communicated to the jury that they should not consider defendant’s ID.
2) There is insufficient evidence of a national consensus against executing [individuals with ID]…to conclude that it is categorically prohibited by 8A. It cannot be said that all people with ID inevitably lack the capacity to act with the degree of culpability to warrant a death penalty. The concept of “mental age” is insufficient for a categorical 8A rule. BUT, ID is so relevant to culpability that states cannot refuse to allow the jury to consider it as a mitigating factor. Consideration of ID is necessary for the jury to make a “reasoned moral response.”
***O’Connor’s idea that “full consideration” must be given is later undercut in Johnson v. TX (‘93) - only “some consideration”
Scalia Concurrence/Dissent: Requiring consideration of individualization displaces channeling of discretion. Requiring consideration of specific mitigating circumstances will lead the jury to make an “unguided emotional response.”
Atkins v. VA
Bucket/Pillar: Proportionality
Year: ‘02
Facts: ???
Issue: Is executing persons with “mental retardation” unconstitutional?
Holding: Yes. Overrule Penry v. Lynaugh.
A) Objective indicia:
1) in ‘89, 3 jurisdictions outlawed executing persons with ID. By ‘02, 19 jurisdictions outlawed it. 47% of DPen states + 60% of US states do not allow execution of people with ID. Raw numbers are secondary; “consistency and direction of change” is primary.
2/3) only 5 executions of people with ID since ‘89. Juries similarly spared people with ID in large numbers
4) Expert opinion - APA amici
5) Religious opinion - COEXIST amici
6) World opinion - EU
7) Opinion polls
B) Court’s own judgment:
1) Why are people in lowest 1-3% of intellectual functioning the “worst of the worst?”
2) On top of reduced culpability, the fact of impairment makes it more difficult to communicate that reduced culpability.
Scalia Dissent:
1) If basically no states outlawed it in ‘89, what other direction could it have gone? If legislatures didn’t make the prohibition retroactive, is it inherently immoral?
2) No way to know, but probably higher; pre-Atkins, defining “mental retardation” wasn’t dispositive.
3) Special protections problem: if people with ID as a class are given positive special treatment here, will they be given negative special treatment elsewhere?
Roper v. Simmons
Bucket/Pillar: Proportionality
Year: ‘05
Facts: ???
Issue: Is executing defendants whose crimes were committed as juveniles unconstitutional?
Holding: Yes. Overrule Stanford.
1) Objective indicia:
A) 12 jurisdictions outlawed in ‘89; 18 outlawed in ‘05. Although the trend is less strong than that in Atkins re: ID, we “shouldn’t punish earlier recognition of disapproval.”
B) World opinion - only jurisdiction in the world that claims the official sanction.
C) Expert opinion - “anyone with kids…” and emerging brain science.
McCleskey v. Kemp
Bucket/Pillar: Race
Year: ‘87
Facts: ???
Issue: Does a study showing racial discrimination in the application of GA’s DPen (presenting a statistical analysis showing a pattern of racial disparities in death sentences based on race of the victim) make GA’s DPen practice unconstitutional?
Holding: No. An Equal Protection challenge would require a showing of intentional racial discrimination against the defendant. An 8A challenge…???
Herrera v. Collins
Bucket/Pillar: Heightened Reliability
Year: ‘93
Facts: Statements by Herrera’s brother and nephew came to light which implicated his brother. TX courts refused to hear the evidence because 10 years had gone by, and bare innocence claims have a 30 day SOL after conviction. Federal courts refused to hear the evidence because there was no constitutional or federal law violation at issue. Herrera argued his inability to be heard was a 14A Due Process violation, which was rejected out of hand.
Issue: In the absence of other constitutional violations, does new evidence of innocence require a judicial forum to hear that evidence?
Holding: No. The Court left open the possibility that the Constitution bars the execution of someone who conclusively demonstrates that they are actually innocent, but noted that such cases would be very rare.
Woodson v. NC
Bucket/Pillar: Guidance
Year: ‘76
J: Stewart
Facts: ???
Issue: Is the NC DPen statute, which mandates death sentences for those convicted of 1st degree murder, cruel and unusual under 8A and a denial of due process under 14A?
Holding: Yes. Evolving standards of decency, as indicated by the pre-Furman mercy trend by juries and infrequent pre-Furman mandatory statutes enacted by legislatures, mandate consideration of individual differences among defendants. The NC statute does not reflect the actual beliefs of the public but is just an attempt to comply with Furman. Furthermore, a mandatory death sentence just allows for greater jury discretion at the merits phase, possibly making their decision even more arbitrary and capricious. The constitution requires that the sentencer be allowed to consider the defendant’s character, record, and the circumstances of the crime.
Gregg v. GA
Bucket/Pillar: Guidance
Year: ‘76
J: Stewart (Plurality)
Facts: ???
Issue: 1) Is capital punishment clearly unconstitutional without more evidence? 2) Is DPen disproportionate to murder? 3) Does GA’s DPen statute, which - a) provides for bifurcated proceedings, b) requires finding at least one aggravating circumstance beyond a reasonable doubt, and c) requires automatic appellate review re: proportionality - prevent arbitrary and capricious verdicts by guiding discretion?
Holding: No, no, and yes. Objective indicators that the statute comports with evolving standards of decency include a) the post-Furman legislative response and b) that juries are still willing to hand out death sentences.
White Concurrence: 1) unwilling to assume that judicial actors will abuse discretionary powers under new statutes and 2) arguments that government is incompetent to administer capital punishment are really just arguments against the entire criminal justice system.
Brennan Dissent: “evolving standards of decency” are about substance, not procedure.
Marshall Dissent: DPen is not necessary as a deterrent. The majority’s retribution argument is mostly a disguised deterrent argument.
Godfrey v. GA
Bucket/Pillar: Guidance
Year: ‘80
J: Stewart
Facts: Following a domestic dispute during which he threatened her with a knife, Godfrey shot his wife with a shotgun, struck his daughter with the butt of the gun, and shot his mother-in-law.
Issue: Is GA’s DPen statute, which contains an aggravator that the offense was “outrageously or wantonly vile, horrible, or inhuman in that it involved torture, depravity of the mind, or an aggressive battery to the victim,” unconstitutional?
Holding: Yes. The statute is unconstitutionally vague and failed to properly distinguish between those cases that would be eligible for the death penalty and those that wouldn’t. This was worrisome to states who modeled their aggravating/mitigating factors off of the MPC DPen provision, which had a similar “catch-all” aggravator. However, states could save their statutes’ facial vagueness if proper limiting instructions were given to sufficiently narrow/tailor use of the aggravator. GA Supreme Court actually did use such proper limiting instructions, and just applied them improperly.
Lockett v. OH
Bucket/Pillar: Individualization
Year: ‘78
J: Burger
Facts: pre-Enmund non-triggerperson case.
Issue: Does OH’s DPen statute, which requires imposition of a death sentence for murder if 1 out of 2 enumerated aggravators is found and 1 out of 3 enumerated mitigators is not found, violate 8A and 14A because it narrowly limits the sentencer’s discretion to consider the defendant’s character, record, and circumstances of the crime as mitigating?
Holding: Yes. The three enumerated mitigators - a) the victim induced/facilitated the murder, b) the defendant was coerced, provoked, or under duress, and c) the defendant was insane or experiencing psychosis - do not allow the jury to account for all potentially relevant aspects of a defendant’s character, record, and circumstances of the crime. In fact, the enumerated mitigators are more like defenses relevant to the merits phase than properly individualizing mitigators.
Thompson v. OK
Bucket/Pillar: Proportionality
Year: ‘88
Facts: ???
Issue: Is imposing DPen for murders committed by a person who was younger than 16 at the time of the offense cruel and unusual?
Holding: Yes. 16 is the new floor.
Stanford v. KY
Bucket/Pillar: Proportionality
Year: ‘89
Facts: ???
Issue: Does 8A prohibit DPen for murders committed at 16/17?
Holding: No. 16 is still the floor.
The Scottsboro Case (Powell v. AL)
Bucket/Pillar: Pre-Furman
Year: ‘32
Facts: 9 Black boys and young men were charged with capital rape after 2 white women accused them of rape. They did not receive counsel until the morning of trial and were quickly convicted and sentenced to death.
Issue: Do capital defendants have a right to pretrial and trial counsel?
Holding: Yes. “[D]uring perhaps the most critical period of the proceedings…from the time of their arraignment until the beginning of their trial, when consultation, thoroughgoing investigation and preparation were vitally important, the defendants did not have the aid of counsel in any real sense, although they were as much entitled to such aid during that period as at the trial itself.”
Strickland v. Washington
Bucket/Pillar: IAC
Year: ‘84
Facts: ???
Issue: Was counsel’s representation ineffective to the extent that it was unconstitutional?
Holding: No. For counsel’s representation to be ineffective assistance of counsel, the defendant must prove 1) counsel’s representation was deficient AND 2) there is a reasonable probability that, but for counsel’s deficiency, the outcome of the trial would have been different. This is a very high standard, and defense counsel will be “strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment.”
Williams v. Taylor
Bucket/Pillar: IAC/Habeas
Year: ‘00
Facts: ???
Issues: 1) Was failure to conduct a thorough investigation of the client’s background ineffective assistance of counsel? 2) How should federal courts in habeas proceedings interpret new AEDPA provisions re: state deference?
Holdings: 1) Yes. 2) Federal courts in habeas proceedings should now review questions of law in state postconviction proceedings according to whether the state court’s legal analysis was “unreasonably wrong” (as opposed to pre-AEDPA de novo). In concert with Strickland’s high deference to trial counsel’s representation, this is known as “double deference.”
Wiggins v. Smith
Bucket/Pillar: IAC
J: O’Connor
Year: ‘03
Facts: Evidence found via reports in state postconviction was vastly different from that found at trial. Defendant suffered extreme physical and sex abuse throughout his entire childhood from several actors.
Issues: Was failure to conduct a thorough investigation of the client’s background ineffective assistance of counsel?
Holding: Yes. It was not constitutional error to not make abuse the centerpiece of counsel’s sentencing phase presentation. However, it WAS constitutional error to not do enough investigation to unearth the extent and severity of that abuse. Standard practice in MD in ‘89 included the preparation of a social history report, which his attorneys did not commission even though necessary funds were available. The lack of investigation met the Strickland test; this was a) ineffective assistance of counsel and b) prejudicial. Furthermore, the 4th Circuit should have found that the MD Supreme Court was “unreasonably wrong” in not holding ineffective assistance of counsel.
***Wiggins did not overtly adopt a “guidelines” approach to ineffectiveness claims, but relied heavily on ABA guidelines (as of ‘89) in its analysis. O’Connor had recently hinted that Strickland was proving untenable because no capital defendants were getting relief on IAC claims.
*Court overapplied Strickland
Rompilla v. Beard
Bucket/Pillar: IAC/Habeas
Year: ‘05
Facts: ???
Issues: Was counsel’s failure to continue investigation ineffective assistance of counsel even though defendant and his family suggested no mitigating evidence is available?
Holding: Yes. Counsel is bound to make reasonable efforts to obtain and review material that counsel has reason to believe the prosecution will rely on as evidence of aggravation at the trial’s sentencing phase.
US v. Shipp
Bucket/Pillar: Pre-Furman
Year: 1906
Facts: Ed Johnson, Black man, accused of raping white woman. No actual i.d. of Johnson, and he had 12 alibi witnesses. Thwarted lynch attempt prior to trial. The jury handed down a death sentence, and it was obvious to everyone Johnson would be lynched otherwise. Black lawyers appealed for new trial, eventually via federal habeas. Harlan approved appeal for a hearing. Johnson was then brutally lynched. US AG investigated, found conspiracy to lynch involving local sheriff, Shipp.
Issue: 1) Does SCOTUS have authority to intervene in state criminal proceedings via federal habeas? 2) Is Shipp guilty of contempt of court?
Holding: Yes and yes. Shipp was guilty because he actively worked to kill Johnson while Johnson’s constitutional rights were still being litigated. This is the only SCOTUS original jurisdiction criminal case EVER. Huge assertion of rule of law and an independent judiciary. Groundbreaking, brilliant Black lawyers (first ever as lead counsel at SCOTUS) who argued 6 different constitutional arguments that the Court eventually adopted.
Robinson v. CA
Bucket/Pillar: Pre-Furman
Year: ‘62
Facts: ???
Issue: Is it cruel and unusual to punish someone for having a drug addiction? Can 8A be applied to a state criminal sanction?
Holding. Yes and yes (incorporated 8A against states).
Rudolph v. AL (Goldberg Dissent from Denial of Cert)
Bucket/Pillar: Pre-Furman
Year: ‘63
Facts: Rudolph was convicted of raping a white woman.
Issues: 1) Does use of the electric chair violate 14A equal protection because that DPen has only been used on Black people? 2) Was Rudolph’s confession coerced in violation of 14A due process because he was interrogated by armed cops with vicious police dogs?
Goldberg Dissent: Worthy questions - 1) Does punishing rape with death violate “evolving standards of decency” that mark progress or are universally accepted because the world and US both usually don’t do that? 2) Is taking human life to protect a value other than human life inconsistent with the Constitution because excessively severe/greatly disproportionate? 3) Can permissible aims of punishment (deterrence, isolation, rehabilitation) be achieved as effectively by life imprisonment? ***shifted from 14A to 8A. “Shot across the bow”; not a global challenge but set the stage for moratorium and Furman.
Furman v. GA - Douglas Opinion
Bucket/Pillar: Furman
Inherently unconstitutional? No.
Main Argument: Equal protection violation (as-applied). Its arbitrary and discriminatory application also qualifies as “unusual.” US DPen as it exists essentially is a caste system. It is under-inclusive in that it exempts wealthy and non-marginalized groups. It is over-inclusive in that it only applies to the poor and marginalized groups.
Furman v. GA - Brennan Opinion
Bucket/Pillar: Furman
Inherently unconstitutional? Yes.
Main Argument: Death is Different.
Principles:
1) DPen does not comport with HUMAN DIGNITY (first and last articulation of dignity argument in 8A jurisprudence). It is unusually severe in finality and enormity.
2) States may not inflict unusually severe punishments ARBITRARILY. It is used infrequently, and there is a strong inference of irregular and unfair application.
3) DPen is almost universally REJECTED BY SOCIETY. It enjoys some legislative and public opinion support, but is tolerated only because of its actual disuse.
4) Unusually severe punishments may not EXCEED PURPOSES for which they are used. There is no valid penal purpose that can’t be served by other punishments.
*tracks LDF strategy/principles the closest
Furman v. GA - Stewart Opinion
Bucket/Pillar: Furman
Inherently unconstitutional? No.
Main Argument: 1) US DPen is cruel in that it exceeds legislatively determined necessary punishments in kind, not degree (death is different). 2) US DPen is unusual in that it is infrequently imposed for murder and extremely infrequently imposed for rape -> “wantonly and freakishly imposed…cruel and unusual in the way being struck by lightning is cruel and unusual.”
Furman v. GA - White Opinion
Bucket/Pillar: Furman
Inherently unconstitutional? No.
Main Argument: 1) Does not serve any valid deterrent purpose. 2) Likely does not serve any valid retributive purpose, given its disuse. 3) Does serve incapacitation purpose, but that could be achieved with a life sentence. 4) Likely does not serve any valid community value reinforcement purpose, given its disuse. If punishment doesn’t serve any valid penal purpose, it is cruel and unusual.