BUSINESS OWNER ALERTS

Question 1

Explore the Options of a SEP or

SIMPLE Retirement Plan

Answer 1

• Self Employed or a Business Owner w/ZERO employees

- NO Work sponsored plan

Question 2

Explore the Options of a SIMPLE Retirement Plan for your Business

Answer 2

• Business owner w/1-99 employees

- NO Work sponsored retirement plan

Question 3

401K Retirement Plan for your Business

Answer 3

• Business owner w/100+ employees

- Currently does NOT have a 401K

Question 4

Fiduciary- You may be personally legally liable

Answer 4

-Business owner
-Has a 401K
(most business owners are not aware they are the fiduciary and may be held liable all the way down to their personal assets if their 401K is deemed inadequate on Diversification or not providing enough guidance for their plan)

Question 5

Potentially Paying High Fees on your 401K

Answer 5

• They are a business owner w/401K

- $1,000,000+ within their company’s 401K

Question 6

Financial Wellness Seminar to increase 401K participation

Answer 6

• Business owner

- they have less then 50% participation in their 401K program

Question 7

Buy - Sell Insurance

Answer 7

• Has a Business Partner
• NO Life Insurance on each other to buy the other out of their business, interest in the business, in the EVENT of a DEATH