Actions that result in discipline against a licensee Flashcards
What are the 5 disciplinary penalties that IDFPR is authorized to impose?
1) refuse to issue or renew license
2) suspend or revoke license
3) censure or reprimand license
4) place licensee on probation
5) civil penalty with a maximum of $25,000 per offense
IDFPR is authorized to impose a civil penalty of no more than…
$25,000 per offense
Making a(n) ___ or ___ representation in attempting to obtain or renew a license can result in disciplinary action.
False or Fraudulent
Being convicted of a ___ can result in disciplinary action.
felony
What 6 types of crimes can result in disciplinary action from IDFPR?
1) Felony
2) Crime involving dishonesty
3) fraud
4) larceny
5) Embezzlement
6) Obtaining money, property, or credit by false pretenses or means of a confidence game
Being unable to practice the profession with reasonable ___, ___, or ___ as a result of physical illness can result in disciplinary action.
skill, judgment, or safety
Practicing as a licensee from an office, desk or space, in a(n) ___ establishment that is not separate from the main business can result in disciplinary action.
retail
If a licensee is subjected to disciplinary action by ___, ___, ___, ___, or ___ this can result in disciplinary action.
another state, DC, territory, foreign nation, or government agency
Engaging in real estate brokerage without a(n) ___ can result in disciplinary action.
license
Engaging in real estate brokerage with a license that is ___, ___, or ___ can result in disciplinary action.
inactive, suspended, or revoked
Engaging in real estate brokerage after the licensee’s temporary permit has ___ can result in disciplinary action.
expired
Attempting to ___ or ___ on the licensing exam can result in disciplinary action.
subvert or cheat
Assisting someone with __ or ___ on their licensing exam can result in disciplinary action.
subverting or cheating
Using advertisement that is ___, ___, or ___ can result in disciplinary action.
inaccurate
misleading
contrary to the Act
Making any substantial ___ or ___ can result in disciplinary action.
misrepresentation
untruthful advertising
Making false promises to ___, ___, or ___ can result in disciplinary action.
influence, persuade, or induce
Pursuing a continued and flagrant course of ___ or making ___ through licensee, employees, agents, advertising, etc can result in disciplinary action.
misrepresentation
false promises
Using any ___ or ___ advertising can result in disciplinary action.
misleading or untruthful
Using any __ or ___ in any real estate organization of which the licensee is not a member can result in disciplinary action.
trade name or insignia of membership
Acting in ___ agency without written disclosure can result in disciplinary action.
Dual agency
Representing, attempting to represent, or performing licensed activities for ___ can result in disciplinary action.
a broker OTHER than the sponsoring broker
Failing to ___ or ___ any monies or documents that come into the licensee’s possession can result in disciplinary action.
account for
remit
Failing to properly ___ and ___ escrow monies in a separate account can result in disciplinary action.
maintain and deposit
Failing to maintain and deposit escrow monies in a(n) ___ can result in disciplinary action.
separate account
Failing to make all escrow records maintained in connection with the practice of real estate available during ___ and within ___ of submitted request can result in disciplinary action.
normal business hours
24 hours
Failing to (on request) furnish copies of ___ relating to a real estate transaction to ___ executing them can result in disciplinary action.
all documents
all parties
Failure of the sponsoring broker or licensee to timely provide ___ or ___ of sponsorship information to the department can result in disciplinary action.
sponsorship or termination
Failure of the sponsoring broker or licensee to timely provide sponsorship or termination of sponsorship information to the ___ can result in disciplinary action.
department
___ the money or property of others with one’s own can result in disciplinary action.
Commingling
Employing any person on a purely ___ or ___ as a means of evading the law regarding illegal payment of fees to non-licensees can result in disciplinary action.
temporary
single deal
Permitting the use of a license as a broker to enable a(n) ___ or ___ to operate a real estate business without actual participation and control by the broker can result in disciplinary action.
leasing agent or unlicensed person
Engaging in any ___ dealing, whether mentioned by the act or not can result in disciplinary action.
dishonest
Displaying a for rent or for sale sign on any property, or advertising in any fashion without ___ can result in disciplinary action.
written consent from owner
Failing to provide requested information within ___ days of the request as related to audits or complaints made against the licensee can result in disciplinary action.
30
Using ___ advertising can result in disciplinary action.
blind
Offering an improper ___ that does not meet the act’s requirements for such plans can result in disciplinary action.
guaranteed sales plan
Violating the IL ___ Act can result in disciplinary action.
Human Rights
Inducing any individual to break out of a(n) ___ to enter into a new one, regardless of type, can result in disciplinary action.
existing contract
Negotiating directly with the client of ___ can result in disciplinary action.
another agent
If a licensee is licensed as an attorney, when can acting as an attorney result in disciplinary action?
If they are acting as an attorney in the same transaction in which they are acting as a real estate licensee
If merchandise or services are advertised for free, any ___ or ___ necessary for receiving them must appear in the same ad or offer.
conditions or obligations
Paying or failing to disclose ___ in violation of the Act can result in disciplinary action.
compensation
Failing to provide the minimum services required under a(n) ___ agreement can result in disciplinary action.
exclusive brokerage
Violating the terms of a(n) ___ order issued by IDFPR can result in disciplinary action.
disciplinary