Acronyms Flashcards
0
Q
AGI
A
Adjusted Gross Income
1
Q
ADR
A
American Depository Receipt
2
Q
AIR
A
Assumed Interest Rate
3
Q
AMEX
A
American Stock Exchange
4
Q
AMT
A
Alternative Minimum Tax
5
Q
AON
A
All or none
6
Q
APO
A
Additional Public Offering
7
Q
BAN
A
Bond Anticipation Note
8
Q
BE
A
Break Even
9
Q
BOP
A
Balance of Payment
10
Q
BSA
A
Bank Secrecy Act
11
Q
CB
A
Short Credit Balance
12
Q
CBOE
A
Chicago Board Options Exchange
13
Q
CD
A
Certificate of Deposit
14
Q
CDSC
A
Contingent Deferred Sales Charge
15
Q
CESA
A
Coverdell Education Savings Accounts
16
Q
CMO
A
Collateralized Mortgage Obligation
17
Q
CMV
A
Current Market Value
18
Q
COGS
A
Cost of Goods Sold
19
Q
CPI
A
Consumer Price Index
20
Q
CQS
A
Consolidated Quotation System
21
Q
CRD
A
Central Registration Depository
22
Q
CTR
A
Currency Transaction Report
23
Q
CV
A
Convertible Bond
24
DB
Debit Balance
25
DCA
Dollar Cost Averaging
26
DDM
Dividend Discount Method
27
DNR
Do Not Reduce
28
DOT
Designated Order Turnaround
29
DPP
Direct Participation Programs
30
ECN
Electronic Communications Network
31
EPS
Earnings Per Share
32
ERISA
Employment Retirement Income Security Act
33
ESOP
Employee Stock Ownership Plan
34
FAC
Face Amount Certificate
35
FHLMC
Federal Home Loan Mortgage Corporation
36
FIFO
First in First Out
37
FINRA
Financial Industry Regulatory Authority
38
FNMA
Federal National Mortgage Association
39
FOF
Fund of Funds
40
FOK
Fill or Kill
41
FRB
Federal Reserve Board
42
GDP
Gross Domestic Product
43
GNMA
Governmental National Mortgage Association
44
GO
General Obligation
45
GSE
Governmental-sponsored enterprise
46
GTC
Good 'till cancelled
47
GTM
Good thru month
48
GTW
Good thru week
49
ICA 40
Investment Company Act of 1940
50
IDD
Industrial Development Debt
51
IOC
Immediate or cancel
52
IOI
Indications of interest
53
IPO
Initial Public Offering
54
IPS
Investment Policy Statement
55
IRA
Individual Retirement Agreement/Account
56
IRR
Internal Rate of Return
57
IRS
Internal Revenue Service
58
LIFO
Last in first out
59
LLC
Limited Liability Company
60
LMV
Long Market Value
61
LOI
Letter of intent
62
M&A
Mergers and Acquisitions
63
MAGI
Modified Adjusted Gross Income
64
MRD
Minimum Required Distribution
65
MSRB
Municipal Securities Rule Making Board
66
NASAA
The North American Securities Administrators Association
67
NASD
The National Association of Securities Dealers
68
NASDAQ
National Association of Securities Dealers Automated Quotations (system)
69
NAV
Net Asset Value
70
NMM
National Major Market
71
NPV
Net Present Value
72
NYSE
New York Stock Exchange
73
OBO
Order Book Official
74
OCC
Options Clearing Corporation
75
OMC
Open Market Committee
76
OSJ
Office of Supervisory Jurisdiction
77
OTC
Over the counter
78
PAC
Planned Amortization Contract
79
P/B
price to book
80
P/E
price to earnings
81
PC
Participation Certificate
82
POD
Pay on Death
83
POP
Public Offering Price
84
PPI
Producer Price Index
85
REIT
Real estate partnership and investment trust
86
REMIC
Real estate mortgage investment conduit
87
RIC
Regulated Investment Company
88
RMD
Required Minimum Distribution
89
SAR
Suspicious Activity Report
90
SBI
Shares of Beneficial Interest
91
SC
Sales Charge
92
SD
Statutory Disqualification
93
SEC
Securities and exchange commission
94
SEP
Simplified Employees Pension (plan)
95
SIMPLE
Savings Incentive Match Plan for Employees
96
SIPC
Securities Investor Protection Corporation
97
SLMA
Student Loan Marketing Association
98
SMA
Special Memorandum Account
99
SMV
Short Market Value
100
SOES
Small Order Execution System
101
SP
Strike Price
102
SRO
Self-regulatory organization
103
STRIPS
Separate trading of registered interest and principal securities
104
TAC
Targeted Amortization Contract
105
TAN
Tax Anticipation Note
106
TDA
Tax-deferred Annuity
107
TIPS
Treasury Inflation Protected Securities
108
TOD
Transfer on death
109
TSA
Tax-sheltered Annuity
110
UGMA/UTMA
Uniform Gift/Transfer to Minors Act
111
UIT
Unit Investment Trust
112
DVP(/RVP)
Delivery versus payment
