Acronym P1 Flashcards
1
Q
SIE Exam
A
Securities Industry Essentials Exam
2
Q
CRD
A
Central Registration Depository
3
Q
Form U4
A
Uniform Application for Securities Industry Registration or Transfer
4
Q
SRO
A
Self-Regulatory Organization
5
Q
CHRI
A
Criminal History Report Information
6
Q
NASAA
A
North American Securities Administration Association
7
Q
NASDAQ
A
National Association of Securities Dealers Automated Quotation
8
Q
CRED
A
Credentialing,
Registration,
Education,
Disclosure
9
Q
TCE
A
Testing & Continuing Education
10
Q
RAD
A
Registration and Disclosure
11
Q
BOS
A
Business Operations Services
12
Q
EWS
A
Enterprise Web Services
