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IMC UNIT 1 (Edition 21 - Dec 23) > ABBREVIATIONS > Flashcards

ABBREVIATIONS Flashcards

1
Q

What does the following abbreviation stand for: SEAQ

A

Stock Exchange Automated Quotation

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2
Q

What does the following abbreviation stand for: AUM

A

Assets Under Management

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3
Q

What does the following abbreviation stand for: ADR

A

American Depositary Receipt

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4
Q

What does the following abbreviation stand for: CMA

A

The Competition and Markets Authority

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5
Q

What does the following abbreviation stand for: REIT

A

Real Estate Investment Trust

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6
Q

What does the following abbreviation stand for: PETs

A

Potentially Exempt Transfers

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7
Q

What does the following abbreviation stand for: SDD

A

Simplified Due Diligence (AML Checks)

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8
Q

What does the following abbreviation stand for: PSR

A

Payment Systems Regulator

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9
Q

What does the following abbreviation stand for: REIs

A

Recognised Investment Exchanges

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10
Q

What does the following abbreviation stand for: BEIS

A

Department for Business, Energy and Industrial Strategy

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11
Q

What does the following abbreviation stand for: CD

A

Certificate of Deposit

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12
Q

What does the following abbreviation stand for: SDLT

A

Stamp Duty Land Tax

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13
Q

What does the following abbreviation stand for: NEST

A

National Employment Savings Trust

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14
Q

What does the following abbreviation stand for: RCHs

A

Recognised Clearing Houses

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15
Q

What does the following abbreviation stand for: SPS

A

Statement of Professional Standing

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16
Q

What does the following abbreviation stand for: ICVC

A

Investment Company with Variable Capital

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17
Q

What does the following abbreviation stand for: DB (Pensions)

A

Defined Benefit Pensions

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18
Q

What does the following abbreviation stand for: ICO

A

Information Commissioner’s Office

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19
Q

What does the following abbreviation stand for: CIS

A

Collective Investment Scheme

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20
Q

What does the following abbreviation stand for: PRs

A

Prescribed Responsibilities

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21
Q

What does the following abbreviation stand for: FSAVC

A

Free Standing Additional Voluntary Contributions

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22
Q

What does the following abbreviation stand for: RDR

A

Retail Distribution Review

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23
Q

What does the following abbreviation stand for: AIFM

A

Alternative Investment Fund Manager

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24
Q

What does the following abbreviation stand for: ECP

A

Eligible Counter Party

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25
Q

What does the following abbreviation stand for: MiFID

A

Markets in Financial Instruments Directive

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26
Q

What does the following abbreviation stand for: PEP

A

Politically Exposed Person

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27
Q

What does the following abbreviation stand for: DMM

A

Designatory Marker Maker

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28
Q

What does the following abbreviation stand for: FCA

A

Financial Conduct Authority

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29
Q

What does the following abbreviation stand for: ISA

A

Individual Savings Account

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30
Q

What does the following abbreviation stand for: IDBs

A

Inter-Dealer Brokers

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31
Q

What does the following abbreviation stand for: PIP

A

Primary Information Provider

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32
Q

What does the following abbreviation stand for: AIFMD

A

Alternative Investment Fund Management Directive

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33
Q

What does the following abbreviation stand for: CFDs

A

Contracts for Differences

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34
Q

What does the following abbreviation stand for: OTC

A

Over the Counter

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35
Q

What does the following abbreviation stand for: MTFs

A

Multilateral Trading Facilities

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36
Q

What does the following abbreviation stand for: LIBOR

A

London InterBank Offer Rate (now ceased)

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37
Q

What does the following abbreviation stand for: GIPS

A

Global Investment Performance Standards

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38
Q

What does the following abbreviation stand for: PPF

A

Pensions Protection Fund

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39
Q

What does the following abbreviation stand for: EPA

A

Enduring Power of Attorney

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40
Q

What does the following abbreviation stand for: IHT

A

Inheritance Tax

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41
Q

What does the following abbreviation stand for: MiFIR

A

Markets in Financial Instruments Regulation

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42
Q

What does the following abbreviation stand for: EMIR

A

European Market Infrastructure Regulation

43
Q

What does the following abbreviation stand for: TTCAs

A

Title Transfer Collateral Agreements

44
Q

What does the following abbreviation stand for: RIS

A

Regulatory Information Service

45
Q

What does the following abbreviation stand for: IPO

A

Initial Public Offering

46
Q

What does the following abbreviation stand for: FOS

A

Financial Ombudsman Service

47
Q

What does the following abbreviation stand for: PTM

A

The Panel on Takeovers and Mergers

48
Q

What does the following abbreviation stand for: CFTC

A

Commodities Future Trading Commission

49
Q

What does the following abbreviation stand for: MLRO

A

Money Laundering Reporting Officer

50
Q

What does the following abbreviation stand for: LCH

A

London Clearing House

51
Q

What does the following abbreviation stand for: EQS

A

European Quoting System

52
Q

What does the following abbreviation stand for: NCA

A

National Crime Agency

53
Q

What does the following abbreviation stand for: SEIS

A

Seed Enterprise Investment Scheme (EIS)

54
Q

What does the following abbreviation stand for: LSE

A

London Stock Exchange

55
Q

What does the following abbreviation stand for: CLTs

A

Chargeable Lifetime Transfers

56
Q

What does the following abbreviation stand for: PDMRs

A

Persons Discharging Managerial Responsibilities

57
Q

What does the following abbreviation stand for: ART

A

Additional Rate Taxpayer

58
Q

What does the following abbreviation stand for: CCP

A

Compulsory Central Counterparty (Clearing House)

59
Q

What does the following abbreviation stand for: UCITS

A

Undertakings Collective of Transferable Securities

60
Q

What does the following abbreviation stand for: KID

A

Key Information Document

61
Q

What does the following abbreviation stand for: DPB

A

Designated Professional Body

62
Q

What does the following abbreviation stand for: ICMA

A

International Capital Markets Association

63
Q

What does the following abbreviation stand for: SWFs

A

Sovereign Wealth Funds

64
Q

What does the following abbreviation stand for: GEMM

A

Guilt-Edged Market Makers

65
Q

What does the following abbreviation stand for: EIS

A

Enterprise Investment Scheme

66
Q

What does the following abbreviation stand for: OTF

A

Organised Trading Facility

67
Q

What does the following abbreviation stand for: CP

A

Commercial Paper

68
Q

What does the following abbreviation stand for: SMFs

A

Senior Management Functions

69
Q

What does the following abbreviation stand for: ETF

A

Exchange Traded Fund

70
Q

What does the following abbreviation stand for: FSCS

A

Financial Services Compensation Scheme

71
Q

What does the following abbreviation stand for: VCT

A

Venture Capital Trusts

72
Q

What does the following abbreviation stand for: MLR

A

The Money Laundering Regulations 2017

73
Q

What does the following abbreviation stand for: AUT

A

Authorised Unit Trust

74
Q

What does the following abbreviation stand for: CRD

A

Capital Requirement Directive

75
Q

What does the following abbreviation stand for: DMO

A

Debt Management Office

76
Q

What does the following abbreviation stand for: LPA

A

Lasting Power of Attorney

77
Q

What does the following abbreviation stand for: ACD

A

Authorised Corporate Director

78
Q

What does the following abbreviation stand for: FPC

A

Financial Policy Committee

79
Q

What does the following abbreviation stand for: OEIC

A

Open Ended Investment Company

80
Q

What does the following abbreviation stand for: SETS

A

Stock Exchange Trading System

81
Q

What does the following abbreviation stand for: KIID

A

Key Investor Information Document

82
Q

What does the following abbreviation stand for: EDD

A

Enhanced Due Diligence

83
Q

What does the following abbreviation stand for: SDRT

A

Stamp Duty Reserve Tax

84
Q

What does the following abbreviation stand for: LME

A

London Metal Exchange

85
Q

What does the following abbreviation stand for: FSMA

A

The Financial Services and Markets Act 2000 (as amended by Financial Services Act 20212)

86
Q

What does the following abbreviation stand for: JMLSG

A

Joint Money Laundering Steering Group

87
Q

What does the following abbreviation stand for: POCA

A

Proceeds of Crime Act 2002

88
Q

What does the following abbreviation stand for: RPA

A

Research Payment Account

89
Q

What does the following abbreviation stand for: AGM

A

Annual General Meeting

90
Q

What does the following abbreviation stand for: HRT

A

Higher Rate Taxpayer

91
Q

What does the following abbreviation stand for: VAT

A

Value Added Tax

92
Q

What does the following abbreviation stand for: IOB

A

International Order Book

93
Q

What does the following abbreviation stand for: (UK) MAR (2021)

A

Money Abuse Regulation 2021

94
Q

What does the following abbreviation stand for: AIF

A

Alternative Investment Fund

95
Q

What does the following abbreviation stand for: (FCA) DTR

A

FCA Disclosure & Transparency Rules

96
Q

What does the following abbreviation stand for: SEC

A

Securities and Exchanges Commission

97
Q

What does the following abbreviation stand for: UTP

A

Universal Trading Platform

98
Q

What does the following abbreviation stand for: CDD

A

Customer Due Diligence

99
Q

What does the following abbreviation stand for: NIC

A

National Insurance Contributions

100
Q

What does the following abbreviation stand for: CGT

A

Capital Gains Tax

101
Q

What does the following abbreviation stand for: PRA

A

Prudential Regulatory Authority

102
Q

What does the following abbreviation stand for: FATCA

A

Foreign Account Tax Compliance Act

103
Q

What does the following abbreviation stand for: BRT

A

Basic Rate Taxpayer

104
Q

What does the following abbreviation stand for: AQSE

A

What does the following abbreviation stand for: Aquis Stock Exchange

IMC UNIT 1 (Edition 21 - Dec 23) (7 decks)

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