6A: Right to Counsel Flashcards
Regulating Police Questioning
Regulating Police Questioning:
- Miranda & Custodial Interrogation
- Due Process Clause & Voluntariness
- Sixth Amendment Right to Counsel
Under 6a - interrogation = law enforcement intentionally attempts to elicit incriminating responses [focus more specifically on officer intent]
Under 5a – interrogation = law enforcement questioning in an inherently coercive environment [focused on the effect upon the listener]
Brewer v. Williams (Christian Burial Case)
dude turned himself in. spoke to his lawyer and the lawyer spoke to cops transporting him and told them not to talk to him. He was arraigned. Coffered with other lawyer that told him also not to talk. Was given Miranda by judge. During ride to Des Moines, cop gave Christian Burial speech and that led dude to tell cops were items and body were. But he continually told cops he would talk to hem when they got to Des Moines
VIOLATED 6A - wavier requires not merely comprehension but relinquishment, and Williams’ consistent reliance upon the advice of counsel in dealing w authorities refutes any suggestion that he waived that right. His statements that he would tell the whole story after seeing McKnight were clearest expression by Williams himself that he desired presence of atty before interrogation took place.
- Judicial proceedings had begun against Williams: warrant for arrest, arraigned on warrant, committed to jail
- Detective deliberately and designedly set out to elicit info from Williams just as if he had interrogated him.
6TH AMEND APPLIES B/C JUDICIAL PROCEEDINGS HAD BEEN STRATED IN DAVENPORT
Takeaways from Brewer (for 6A)
Takeaways from Brewer (for 6a)
-The 6a rt to counsel attaches at arraignment
-The 6a rt to counsel prohibits police-initiated questioning designed to elicit incriminating statements w/o counsel present, esp while suspect is in custody
o Interrogation defined by officer intent rather than effect on suspect (contra Innis rule under 5a)
o This means counsel must be present when the police interrogate, unless the D waived the 6a rt to counsel
o Brewer held that not all waivers under 5a equal waivers under 6a, although the std from Zerbst (knowing, voluntary, intelligent) is the same
Notable Holdings Post-Brewer
Stimulating conversation (even if undercover) in order to “elicit” incriminating statements post-indictment counts as “deliberate eliciting” under the 6A. (Kuhlmann) (requiring informant “took some action.”; (Us v. Henry)
Kuhlmann limited Henry. In Henry, informant initiated and engaged in convo and that is a violation of 6A. But in Kuhlmann, informant was instructed not to talk and try not to engage. Just try to be a “listening post.” thus, 6A was not violated.
Michigan v Jackson (1986) – once Ds 6a right to counsel has attached and has been asserted by D, the authorities can no longer approach that D to seek waiver of right to counsel, even if Miranda warnings are properly given and D clearly expresses desire to waive. Assertion of 6A right to counsel bars police reinitiation of interrogation and presumptively invalidates any subsequent waiver. BUT SEE - Montejo v. Louisiana
Montejo v. Louisiana, (2009) → OVERRULED Michigan v. Jackson!
Court ordered counsel. He subsequently waived Miranda. wrote apology letter to widow of murder victim.
JACKSON OVERRULED. Jackson would lead to unworkable std or arbitrary distinctions btwn Ds in diff states.
- Assertion of the right to counsel under 5a is sufficient to protect against post-indictment custodial interrogation under 5a and 6a
- The failure to invoke the right to counsel, after Miranda warnings, and even after it has attached under 6a, means police-initiated questioning can cont and police can seek a waiver (similar to police being allowed to question and seek waiver until the moment of invocation under Edwards)
- Wavier under 5a right to counsel is sufficient for waiver under 6a right to counsel * (reaffirming Patterson)
o * Montejo does not seem to disturb Massiah, such that surreptitious (undercover) questioning post-indictment still requires specific waiver under the 6a
- Michigan v. Jackson OVERRULED - it is unworkable - the way the state court interpreted it is WRONG → Jackson requirement that D must ASSERT 6th amend right to counsel is NOT EASILY APPLIED IN ALL CASES - particularly in this case where D seems to have passively accepted the court appointed counsel, instead of expressly asserting it himself - not all states require a D to formally request counsel as many just automatically appoint counsel
5A and 6A intersection
Assertion of the right to counsel under 5A is sufficient to protect against post-indictment custodial interrogation under both the 5A and 6A
the failure to invoke the right to counsel, after Miranda Warnings, and even after it has attached under the 6A, mean police-initiated questioning can continue and police can seek a waiver (similar to police being allowed to question and seek waiver until the moment of invocation under Edwards)
Waiver under the 5A right to counsel is sufficient for waiver under the 6A right to counsel* (reaffirming Patterson)
Montejo does not seem to disturb Massiah, such that surreptitious (undercover) questioning post-indictment still requires specific waiver under the 6A
6A RTC History
- The right to counsel originally meant a court could not deny counsel the opportunity to be heard on behalf of a party
- SCOTUS, in Powell v Alabama, held that in limited circumstances (capital cases + vulnerable D; special circumstances rule) the govt had to appoint counsel to comply w 6A
- Betts v Brady (1942) – Betts indicted for robbery in MD st ct, indigent, judge would not appoint counsel unless murder/rape case. He alleged a denial of right to counsel under 14a. Holding: refusal to appoint counsel for an indigent D charged w felony did not necessarily violate 14a. [noncapital cases, a special circumstances rule that constitutionally required the appointment of counsel only when the absence of counsel would result in a trial offensive to the common and fundamental ideas of fairness and right.]
- Johnson v Zerbst (1938) – held that 6a required the appointment of counsel in all fed noncapital crim prosecutions.
Gideon v. Wainwight
D charged in state court for breaking and entering (felony), he was indigent, and asked for court appointed counsel. Judge declined, not a capital offense.
Holding: BETTS OVERRULED. Betts was wrong in concluding that the 6a guarantee of counsel is not a fundamental right; 6A incorporated via 14A which guarantees the right to counsel in state court. Defense counsel as a NECESSITY to ensure a fair trial.
Post Gideon: Misdemeanors and Actual Incarceration
-Gideon’s rule was extended to all criminal cases that result in jail time. Argersinger v. Hamlin (1972) (D sentenced to 90 days in jail w no counsel; creating “actual incarceration” requirement for right to counsel to exist for misdemeanors).
o No person may be imprisoned for any offense, when classified as a petty, misdemeanor, or felony, unless represented by counsel at his trial (UNLESS valid waiver)
o *Note: Gideon still requires counsel for felony charges even if incarceration does not occur. Nichols v. United States (1994).
-This means that the right to counsel does not extend to defendants who do not receive jail time as part of their sentence, even if they potentially could have. Scott v. Illinois (1979).
o Scott – convicted of crime that carries jail time, but D only got fine. HELD: 6A requires only that no indigent D be sentenced to a term of imprisonment unless state afforded him right to counsel.
-But an uncounseled first conviction can be used to enhance the sentence for a subsequent offense where the defendant receives jail time. Nichols (overruling Baldasar v. Illinois (1980)).
o in Nichols, D convicted of misdemeanor and fined for DUI; yrs later convicted on drug charges, and they used his uncounseled DUI conviction to give him more years on fed prison sentence. SCOTUS upheld the sentence bc uncounseled conviction can be used to enhance sentences for subsequence charges.
Alabama v. Shelton
D convicted of 3rd degree assault, a misdemeanor, w a max punishment of 1 yr imprisonment and $2000 fine. He was sentenced for 30 days, but court suspended the sentence and was placed on 2 yr probation conditions on payment of fines
: suspended sentence that may “end up in the actual deprivation of a person’s liberty” may not be imposed unless D was accorded the guidance of counsel in the prosecution for the crime charged.
Suspended sentence that could result in incarceration of there is a probation violation = right to counsel
- This case is different from Gagnon and Nichols → in those cases, D had a recognized right to counsel when adjudicated guilty of the felony offense for which he was imprisoned - unlike this case which revocation of probation WOULD TRIGGER A PRISON TERM, imposed for a misdemeanor of which D was found guilty WITHOUT THE AID OF COUNSEL
- SHELTON IS ENTITLED TO APPOINTED COUNSEL AT THE CRITICAL STAGE WHEN HIS GUILT/INNOCENCE OF THE CHARGED CRIME IS DECIDED AND HIS VULNERABILITY TO IMPRISONMENT IS DETERMINED
When must counsel be present?
1 - ATTACHMENT: Initiation of proceedings
Gouveia – 6a right to counsel attaches when a D becomes subject to adversary judicial criminal proceedings: formal charges, preliminary hearing, indictment info, arraignment.
NOTE: arrest = limited right to counsel
2 – “CRITICAL STAGE”
Where the presence of counsel is required to protect the legal rights of the D, typically to protect DEFENSE ultimately at trial. See Rothgery (Alito, concurring)
Get counsel at CRITICAL STAGES to protect legal rights of D:
- enter plea
- hearing is held about evidence admissibility
- preliminary hearing (Coleman)
- initial appearance (Brewer)
- arraignment (Hamilton)
- informational meeting between D and representatives of state that’s designed or likely to elicit incriminating info from D (Massiah)
- Suspects who are under investigation, but not yet charged w/ a crime have NO 6th amend right to counsel (but upon moment of their arrest, they acquire a limited 5th amend right to counsel pursuant to Miranda)
- Once a D is FORMALLY CHARGED and brought to court to begin “formal legal proceedings, 6th amend right OFFICIALLY ATTACHES!
Rothgery v. Gillispie
- Court held ATTACHMENT occurs when gov has used judicial machinery to signal a commitment to prosecute, once attachment happens, accused at least is entitled to the presence of appointed counsel during any CRITICAL STAGE of the post-attachment proceedings
- Counsel MUST be appointed w/in a reasonable time after attachment to allow for adequate representation at any critical stage before trial, as well as at trial itself
- RULE: A crim D’s initial appearance before a JUDICIAL OFFICER, where he learns the charge against him and his liberty is subject to restriction, marks the start of adversary judicial proceedings that trigger attachment of 6th amend right to counsel
RTC at Line-ups, Show-ups, and Photo Arrays
- Concern w/ this evidence is that state initiated ID procedures, that are potentially disadvantageous to the D, are going to affect overall the fairness of the adjudication – if law enforcement, post indictment, shows a photo array that is suggestive that one of 6 people in array is actual perpetrator, and that person is the D, b/c this is POST INDICTMENT – b/c no counsel present, this sounds like it is affecting his defense b/c no counsel present to make sure everything going on is constitutional
- especially if the ID is crucial to the case b/c there is no other ID
- Line ups and Show ups POST INDICTMENT= CRITICAL STAGES
- Photo Arrays = NOT CRITICAL STAGES EITHER POST OR PRE-INDICTMENT (no counsel present for photo array – but still subject to due process if photo array was tampered w/ as to be unduly suggestive – but evidence can STILL get in if in Court ID is reliable)
NO RT TO COUNSEL:
-Pre-indictment lineup: (Kurby); no RTC because no adversarial crim proceeding so no 6A trigger
-Photo arrays: (Ash)
6A ID Violations and Admissibility
-Even if an ID violates 6th Amend right to counsel, a later ID at trial by witness can be admitted IF gov can prove by “clear and convincing evidence” that the in-court ID is not tainted by the pre-trial procedure
-Factors to consider include:
- 1. The witness’ opportunity to observe the criminal act
- 2. The accuracy of the description of the accused
- 3. Any failure on the part of the witness to identify the accused beforehand
- 4. The amount of time between the crime and the tainted identification. Wade
Due Process ID Violations and Admissibility
-Even if an ID is “unnecessarily suggestive,” the ID is excluded ONLY IF introduction at trial would create a “substantial likelihood of misidentification.”
-Reliability is assessed under all the circumstances, w/ following factors:
- 1. The witness’ opportunity to view the suspect
- 2. The witness’ degree of attention
- 3. The accuracy of the description of the suspect
- 4. The witness’ level of certainty
- 5. The amount of time between the crime and the identification. Manson v. Brathwaite (1977).