5. Assess the factors that influence market behaviour relevant to investment advice (5) Flashcards
5.1 Assess the factors that influence investment markets and the movement of individual securities.
1
Q
market abuse
A
- insider dealing - using insider informtaion to deal or invoke others
- public disclosure - list of people with insider information
- market manipulation - misleading signals or unfair actions
2
Q
notifiable interest
A
above 3%
