4.1 - Causes of Chinese Revolution Flashcards
Chinese Culture
- Confucianism – relations built on respect for elders, but those in power expected to care for those below them
- Daoism – believes that natural order of things should not be disrupted so social order should be accepted
- Buddhism – provided hope
Chinese Geography
- 9.6 million km2
- Diverse climate – tropical South; North subject to drought
- Divided into provinces → regionalism
- Mountain ranges cover 60% of the country
- Only 20% of land suitable for farming
- Majority of population live along coast or Yellow or Yangzi Rivers → problem of flooding
- Diverse population – 10% of the population comprises 55 ethnic groups
Social Hierarchy - Peasants
o 80% of population
o Valued due to the food that they produced – some of the most productive farmers in the world
o Lived in simple villages
o Worked hours of backbreaking work, and on major government construction projects
o Population growth → shortages of land → increased land prices → increased poverty and farmers forced to rent land
1930 – peasants made up 70% of population but only owned 17% of land
o Average life expectancy only 25 years old
o Poverty closed off opportunities for social advancement → discontent
Social Hierarchy - Townspeople
o Included merchants, soldiers, tradespeople and labourers
o Wealth varied greatly
o Merchants at bottom of social hierarchy because they benefitted from others’ work
o Soldiers lacked respect
Social Hierarchy - Landlords and Officials
o Rented land to tenant farmers
o 1850 – 60% of land owned by wealthy Chinese
o Acted as informal local administrators → took advantage of peasantry
o Corruption rife
Social Hierarchy - Women
o Least valued group – couldn’t hold official position, often did not have names, allowed to die of neglect when food was scarce
Mandate of Heaven
- Emperor seen as the representative of divine power → demanded obedience
- Emperor reviewed petitions and composed new laws
- If emperor ruled wisely and remained virtuous, peace was guaranteed
- If emperor ruled unwisely and without virtue, disapproval was shown through natural disasters
- A successful coup or rebellion was not immoral as heaven had approved
Sun Yixian
- One of the most important leaders of the Chinese revolutionary movement up to 1912
- Educated in the USA → saw the benefits of a modern, democratic government
- Believed that the imperial system was outdated and needed to be overthrown, and that modernisation was only possible in China adopted Western-style political and economic institutions
- Formed the Revive China Society (1894) – developed plans for an uprising in Guangzhou but uprising failed → Sun fled to Japan
- Kidnapped by Qing Authorities (1896) while in London → increased support for revolutionary cause
- Developed Three Principles of the People
- Believed democracy could be achieved through 3 phrases:
o Military dictatorship
o Tutelage period where democratic procedures would be explained and trialled
o New constitution drawn up, elections held, and military government disbanded - Created Tongmenghui:
o Coalition of revolutionary groups
o Minbao (People’s Paper) smuggled into China
o 10,000 members by 1906
o Sponsored 3 of 4 rebellions (1908-11), but none succeeded - Soldiers that took part in revolution were sympathetic to Sun’s political rhetoric, despite him being in the USA
Three Principles of the People
- Nationalism – domination by foreign powers had to end and Manchus should be ousted
- People’s Livelihood – improve welfare of workers, regulate ownership of land, increase state influence in industry, and create a fairer tax system
- Democracy – modelled on Western style system
Xinhai Revolution
- Officers connected to Tongmenghui had been plotting an uprising → begin to rebel when Qing authorities investigate → rebels take control of Hubei province, and this spreads quickly to 24 provinces within 6 weeks
- Sun Yixian returns to China and becomes a leading figure → Provisional Government proclaimed 29 Dec 1911, with Sun becoming President on 1 Jan 1912
- Provisional Government based in Nanjing
Background on Yuan Shikai
- Yuan Shikai was a general in the Modernised Beijing Army
- Appointed Commander in Chief of Qing Military in 1911, and received a cabinet position
- Yuan marched to restore order during Xinhai Revolution, but began to negotiate with revolutionaries
- Sun agreed to step down as President due to his beliefs on creating a military dictatorship, with Yuan becoming the new President if he could get the Qing Emperor (5 year old Pu Yi) to abdicate
- Pu Yi abdicated 12 Feb 1912
Yuan’s Government
- Willing to reform – projects included:
o Reform to legal system
o Suppression of opium farming
o Encouraging of primary education
o Centralising the national economy
o Irrigation and flood control to increase crop yields - Appointed loyal commanders as provincial governors
- Not interested in creating a democratic republic
- Sun Yixian made Minister of Railways in Yuan’s Government
Guomindang
- Sun Yixian remained leader of republicans, but Song Jiaoren now responsible for day to day political matters
- Song aimed to transform Tongmenghui into a modern political party – achieved this by merging with 4 other small parties to create the Guomindang
- 1913 – Guomindang won a majority of seats and Song became Prime Minister
- Song hoped to restrict Yuan’s use of executive powers by encouraging the development of a ‘responsible’ ministry and parliamentary opposition
- However, Song lacked the power to make these changes
Yuan’s Dictatorship
- Yuan still controlled the military
- Government relocated to Yuan’s stronghold of Beijing
- 1912 – 4 Guomindang members of Yuan’s cabinet pressured to resign, and replaced with loyalists
- Song assassinated in March 1913
- Apr 1913 – Yuan secured a ‘Reorganisation Loan’ of $100m from foreign banks → Guomindang members attempted to impeach Yuan as this violated their policy of nationalism, but they were forced to back down
- July 1913 – Jiangxi declared independence → 6 other provinces rebelling one month after as a ‘second revolution’ but Yuan easily put down the revolution
- Yuan used this as an excuse to increase his power:
o Nov 1913 – Guomindang banned
o Jan 1914 – Parliaments dissolved
o May 1914 – term limit extended from 5 to 10 years; Yuan granted dictatorial powers over military, diplomacy and finance
Twenty One Demands
- Jan 1915 – in return for loans to China, Japan provides ultimatum in the 21 Demands, including:
o Rights to economic development in Manchuria and Mongolia
o Control over mining in central China
o Control over Liaodong Peninsula
o Right to appoint Japanese advisers to Chinese Government - 7 May 1915 – Yuan accepted all demands except for Japanese advisers → patriotic protests and ‘day of shame’ in China
Yuan’s Emperorship
- Jan 1916 – Yuan assumed title as Emperor ‘for the sake of the nation’
- Yuan forced to renounce his claim due to his generals and governors disapproving
New Culture Movement
- Inspired by an increase in nationalistic feelings, political fragmentation and a decline of Confucian influence
- Included feminists, nationalists, Marxists and democrats – not one organised group
- Wanted to create a new cultural identity for China
- Questioned Confucian traditions, found new writing styles and examined China’s future
- Aimed to create peace and unity, after the failure of the 1911 Revolution
- Key Individuals:
o Cai Yuanpei – gathered a community of likeminded, innovative thinkers at Beijing University
o Hu Shi – popularised simpler Baihua style of writing → more accessible and able to spread new ideas
o Lu Xun – wrote in Baihua criticising Confucianism as outdated and exploitative
o Chen Duxiu – founded ‘New Youth’ journal
o Li Dazhao – began a Marxist study group with Mao Zedong
o Ding Ling – rebelled against gender roles
May Fourth Movement
- Students preparing for ‘Day of Shame’ protests on 7th May 1919 received news about Treaty of Versailles – China had not received control over Shandong Province
- Outrage and shame emerged → protests brought forward to 4th May with 3000 students gathering in Tiananmen Square – urged Government not to sign Treaty
- 30 leaders arrested → protests spread across China, workers went on strike and a boycott of Japanese goods occurred
o June – 100k workers on week long strike in Shanghai
o Within 1 month, 20 provinces and 100 towns had protests - Leading figures of New Culture Movement also became involved in May 4 Movement
- Unity of workers, students and intellectuals emerged
- Marked the beginning of a credible nationalist movement against foreign imperialist and warlord corruption
Formation of Chinese Communist Party
- Anger at China’s treatment at the Treaty of Versailles → disillusionment with the West and a shift toward Russia for inspiration, due to:
o Russia’s success in defeating foreign forces in the civil war
o Both countries looking to modernise
o Neither country liked Japan - March 1919 – Comintern established by Russia to support overseas revolutionaries
- July 1919 – Karakhan Manifesto declared that Soviets would renounce all claims in China → increased support for Russia
- April 1920 – Comintern arrives in China and meets with Li Dazhao and Chen Duxiu → formation of 12 Communist cells across China
- July 1921 – First National Party Congress held → Chen elected Secretary General of newly formed CCP
Initial Situation in Chinese Communist Party
- Initially small, with only 57 members
- Significant disagreement existed on whether to include peasants in revolution
o Chen believed peasants were too hard to unify so should not be involved
o Li believed that peasants needed to be involved due to the size of their class - Disagreements between CCP and Comintern – Chen labelled as being too dictatorial by Comintern, and Russians disagreed with Li’s interpretation of Marxism
- Russia remained the main source of finance and guidance for the CCP
Guangzhou Government
- Aug 1917 – Lack of power and unity in national government → realisation that change was needed → members of the National Assembly gathered in Guangzhou
- Sun was elected as the grand marshal as this new military government
- Sun’s government aligned itself with Southern Warlords
- However, infighting and a loss of support with warlords → government forced to end
- May 1921 – Sun returned to Guangzhou and created a new government with General Chen
- Chen wanted to consolidate power in the South but Sun wanted to march North and re-establish the republic
- Failure of Sun’s military expedition → alliance broke down and Chen fled to Shanghai
Sun-Joffe Declaration
- Sun turned attention toward foreign powers for support → came into contact with Comintern
- Aug 1922 – discussion with Comintern regarding reorganisation of Guomindang and conditions for Soviet aid
- Russia believed that ties with Guomindang would be important due to their prestige
- Formation of United Front
o Sun desperate for revolution and other attempts failed
o Chen reluctant to join as he wanted a communist revolution and did not want to associate with Bourgeoisie, but eventually joined due to the CCP’s small size and the Guomindang’s expertise - Sun-Joffe Declaration outlined goals as being national independence and unity
- Did not include any socialist goals – it was believed that a nationalist revolution would lay the foundations for a socialist one
Benefits of First United Front
- Jan 1923 – base established in Guangzhou
- Comintern supported reorganisation of Guomindang:
o New structure of democratic centralism
o Three Principles of the People guided party, with new focus on removing warlords and imperialism, and emphasising the role of peasants and workers - Comintern provided military advice to United Front:
o Jiang Jieshi sent to Russia for training from the Red Army
o May 1924 – Huangpu Military Academy established and funded by Russia - Guomindang impressed by passion of younger Communists → given role of rallying support amongst workers and peasants
Death of Sun Yixian
- 1924 – conflict between Northern warlords → new government likely
- Sun travelled to Beijing to create agreement with powers
- However, upon arrival, he became unwell
- Died 12 March 1925
- Consequences:
o Destabilised United Front – lacked leadership
o Factional disagreements
o Jiang Jieshi had leadership ambitions, but lacked prestige and authority
May 30 Atrocious Incident
- 30 May 1925 – British guards fired on protesting textile workers in Shanghai → 11 deaths
- Solidarity protest in Guangzhou were broken up by British guards → 52 deaths
- Incident led to increased anti-imperialist feeling and renewed the May Fourth Movement
- CCP membership grew to 57k members by 1927
Rise of Jiang Jieshi
- Aug 1925 – Liao Zhongkai (leading member of GMD) was assassinated → establishment of 3 man leadership team for United Front – this included Jiang
- Mar 1926 – alleged kidnapping of Jiang → blamed CCP
- Jiang then placed pressure on the GMD to removed Communists from senior positions
- Wang Jingwei (one of the members of the 3 man leadership team) was forced to resign due to rumours of involvement
- 6 July 1926 – Jiang elected chairman of GMD
Northern Expedition
- 1 July 1926 – Jiang announces mobilisation of Northern Expedition
- Declared aim – overthrow warlords and complete the Revolution
- Undeclared aim – destroy Communists
- 27 July 1926 – 85k troops and 6k Huangpu officers march North
- Advantages held by Nationalist Army:
o Northern forces, despite having 750k, were divided and unable to launch a coordinated attach
o Northern troops were badly equipped and poorly trained
o Nationalist Army was disciplined, well financed, professional and directed by Soviets
o Nationalist Army had high morale - Communist agitators moved ahead of Army with the aim of mobilising workers’ and peasants’ support
- 1927 – Nationalist Army was marching on Nanjing and Shanghai after great success
White Terror
- Nationalist led terror against Communists
- Jan 1927 – United Front Government moved to Wuhan → angered Jiang as this moved the Government away from his supporters in Nanchang
- Mar 1927 – Nationalist Army marches on Shanghai, with unions staging a mass strike → city became paralysed and eventually fell under Nationalist control
- Jiang became increasingly concerned with Communist influence
Shanghai Massacre
- Jiang contacts one of his criminal gang links, the Green Gang, led by ‘Big Ears Du’
- Jiang promises legal immunity and the exclusive right to sell opium in Shanghai, if they removed the Communist problem
- Apr 1927 – Big Ears Du formed 2000 man militia, China Mutual Progress Association → massacre began by rounding up Communists and unionist → 5-10k Communists killed
- White Terror spread across other cities under Nationalist Control → hundreds of thousands killed
End of First United Front
- Comintern greatly underestimated Jiang – Stalin knew about his plan to turn on the Communists, but believed that they would still be able to remove him
- Wang Jingwei accused Jiang of a ‘massacre of the people’ → Wang expelled from the GMD in Apr 1927
- CCP leadership in disarray:
o Cut ties with Jiang, but maintained ties with Wang
o Asked Stalin for permission to build their own army and encourage revolution in the countryside
o Stalin initially rejected, but changed his mind - Comintern advisor makes serious blunder by revealing plan to build CCP army to Wang → makes Wang more suspicious of CCP
- 15 July 1927 – Nationalists expel CCP from United Front → end of United Front
GMD After End of First United Front
- GMD greatly divided with leaders becoming rivals
- Jiang moved away from leadership struggle by travelling to Japan → allowed rivals to fight amongst each other
- End of 1927 – Wang’s Wuhan Government dissolved and joined the Government in Nanjing
- GMD invited Jiang back in as they desired a strong leader
- Jan 1928 – Jiang continues Northern Expedition
- June 1928 – Beijing moved under GMD control
- Oct 1928 – Jiang elected Chairman of Nationalist Government
- Impacts of Northern Expedition:
o Created national unity – first unified government since Yuan Shikai
o Jiang held enormous power - Jiang embarked upon decade of modernisation and reconstruction – ‘Nanjing Decade’
Communists in Crisis
- Breakdown in United Front caused a change in CCP leadership – Chen Duxiu was replaced with Qu Qiubai
- 1 Aug 1927 – Communist uprising against Nationalists → revolutionary government proclaimed but only lasted 4 days
- 7 Sep 1927 – Mao launches Autumn Harvest Uprising with the aim of creating an uprising amongst Hunanese peasantry
o However, this failed after facing significant opposition from GMD forces
o Mao eventually was forced to retreat to Jinggangshan with General Zhu De - 11 Dec 1927 – CCP gains control of Guangzhou but this only lasted 2 days due to a lack of support from workers → Nationalists retook the city and killed 5700 Communists and sympathisers
- Membership of the CCP fell from 57k to only 10k by the end of the 1920s
- Moscow blamed the CCP for the failures of uprisings → CCP Politburo continued focus on proletariat and blamed Mao, with him being removed from the Politburo
- June 1930 – GMD repression of CCP became so widespread that the 6th Party Congress was forced to be held in Moscow
o Qu Qiubai replaced by Li Lisan - During the rise of regional militarism in central China, Li ordered further uprisings
o CCP experienced some success in cities in the Yangzi River valley
o However, attacks on Nanchang and Wuhan failed
o These uprisings also used Red Armies from rural areas → Jiang now focussed on targeting these – where the CCP was gaining strength beforehand - 8 Jan 1931 – Li replaced with the ‘28 Bolsheviks’
o Their inexperience and youthfulness led to them being ridiculed by veteran CCP members - Mao continued to pursue revolution in rural areas
Formation of Jiangxi Soviet
- Base in Jinggangshan allowed Mao to test his theories in isolation
- Mao formed the Communist’s First Workers’ and Peasants’ Army – this had broad inclusion
- Jan 1929 – Mao forced to relocate to Ruijin due to raids by the GMD and food shortages
- 7 Nov 1931 – first All China Congress of Soviets held in Ruijin → debate between Mao and 28 Bolsheviks over policy, but Mao proved successful
o Chinese Soviet Republic was proclaimed at the Congress
Chinese Soviet Republic
- Mao appointed chairman of its executive committee
- Soviet acted as a community, rather than a workers’ council
- The Soviet Republic was its own state – it had its own government, constitution and laws
- The Republic aimed for an end of imperialism and warlord government, and for peace and unification
Red Army
- Mao’s first and most important innovation
- General Zhu was the Commander in Chief
- Mao was the Chief Political Commissar – worked to give army a sense of self work, discipline and direction
- Political instruction given alongside military training
- Volunteer force
- Allowed captured warlord soldiers to join Red Army
- Lacked symbols of privilege or superiority
Red Army Tactics
- Guerrilla tactics
- Discovered that guerrilla warfare was the best approach during Jiang’s ‘bandit extermination’ campaigns against CCP
- Aimed to lure Nationalists deep into Communist territory, then use hit and run style tactics to demoralise and exhaust Nationalists
- Relied on mobility and support from local population for information and camuflague
- Peasants provided Red Army with food, shelter, local knowledge and intelligence
Mao’s Approach to Land Reform
- Policy of redistributing land from rich landowners to peasants → alienated many
- New approach:
o Execute the most brutal landlords
o Redistribute seized land to all (including rich peasants)
o Exploitative rents were abolished
o Fixed grain tax to ensure government received adequate food supplies
Futian Purges
- Oct 1930 – Execution of 1000 Red Army soldiers whose loyalty was questionable
- Protests in town of Futian → Mao called a meeting with 200 leaders under the impression that they would resolve the issues, but instead executed them all
- Killing spread throughout the Soviet → 20k killed
- Purges seriously undermined popular support
Mao Loses Influence
(Jiangxi Soviet)
- Politburo challenged Mao as dissenting from the correct path of a Marxist Revolution
- Politburo also criticised guerrilla tactics
- Mao ignored calls from Politburo to change → replaced as General Political Commissar of Red Army in Oct 1932
- Upon realising that his influence was reducing, Mao began to study economic and social policies
Social Change in Jiangxi
- Importance placed on female education
- Campaigns against foot-binding, forces marriages and child slavery
- Equal marriage and divorce rights
- Opium farming discouraged
- Red Postal Service established
- People’s Bank created
Collapse of Jiangxi Soviet
- German adviser, General Hans von Seekt, adopted new tactic of encircling Communists with barbed wire, and using a scorched-earth policy
- 1m men and 200 aircraft used to target Communists → guerrilla tactics harder to use
- Sept 1934: 60/70 Communist controlled counties lost
- New Communist strategy of positional warfare failed → CCP decided to abandon Ruijin and move to Hunan where another Soviet had been established = Beginning of Long March
Nanjing Nationalist Government
- 18 Apr 1927 – Nanjing Nationalist Government formed
- June 1928 – capture of Beijing → unification of China was complete
- Structed into 5 bureaus – attempt to replicate democracy
o Executive Yuan
o Legislative Yuan
o Judiciary Yuan
o Examination Yuan
o Control Yuan - March 1929 – GMD monopolised power for the period of political tutelage as part of Sun’s program
- Jiang used his control of the military to strengthen support
- 1931 – Jiang assumed position of ‘Generalissimo’ (General of Generals)
- Jiang maintained control over several cliques
o Family clique – links to Sun’s family
o Huangpu clique – ultranationalist group fiercely loyal to Jiang
o Political study clique – associated with financial investors
o CC clique – anti communist and ambitious - Other cliques sought to limit Jiang’s power but had limited success
- Wang Jingwei formed a rival government → prevented unity and cohesion
Regional Pressures on Nanjing Nationalist Government
- Regionalism remained a major issue → forced to spend significant time and money to maintain unity
- Militarist governors, on occasion, broke away from Nanjing and ruled independently → 23 campaigns to subdue rebellious provinces
- Nanjing Government initially only controlled 4 provinces
Financial Challenges on Nanjing Nationalist Government
- Income tax was difficult to enforce and collect, and corruption remained a problem → government continually short on funds
- 80% of spending was on the military
- Budget was in deficit throughout Nanjing Decade → damaging inflationary pressures under HH Kung, who dealt with the debt crisis by printing new banknotes
- Excessive taxation:
o ‘Special taxes’ on everyday items → heavy burden on common people
o Some provinces collected tax years in advance – for example, Sichuan Province collected tax for 1971 in 1933
o Some provinces had tax rates 11x higher than the official rate - Failures of civil service – laziness of officials demonstrated as some read newspaper or slept during work
Modernisation Programs of Nanjing Nationalist Government
- Transport and communications projects:
o Railways extended and rollingstock purchased
o x5 increase to highway network (1927-36)
o National airline established
o Expansion of postal service
o Expansion of radio and telegraph networks - x5 increase to number of high schools
- New power plants, hospitals and flood control walls
- 74% increase in number of factories (1927-32)
- Reform to banking and finance sector
- Central Bank stabilised
- Standardised weights and measures
- Introduced income tax – however, this was ultimately unsuccessful
- 10/23 European concessions over China were given up
o However, China still relied on these foreign concessions for their economy
Jiang and Fascism
- Inspired by Mussolini and Hitler
- Fascism fit in with the ideas of Confucianism – especially principle of filial piety
- Viewed fascism as a ‘stimulant’ and ‘medicine’ for China
- 1932: developed Blue Shirts
o Formed out of Huangpu Military Academy
o Swore to advance Jiang’s leadership by all means
o Jiang rejected their existence - Formed Military Bureau of Statistics – gathered intelligence, surveillance and executed suspected rebels
- Up to 300k people were killed by the Nationalists (1927-37)
New Life Movement
- Launched Feb 1914
- Aims:
o Create national moral rejuvenation through discipline and traditional values
o Militarise the lives of citizens to create courage, swiftness, tolerance of hard work and sacrifice for the nation
o Create a self aware, politically conscious and committed citizenry
o Be an alternative to communism - Introduced 96 rules that detailed ideal behaviours to contribute to the goal of building a new nation
- Impact:
o Very limited impact, especially in rural areas
o Thugs loyal to Nationalists beat and intimidated those who broke the rules
o Intruded into people’s lives
o Discouraged feminist ideals – instead, women were encouraged to maintain the household
Overview of Long March
- Journey took a year – 16 Oct 1934 to 1935
- Travelled 12,000km at rate of 27km/day
- Fought daily skirmished against the GMD, and 15 pitched battles
- Over 60 towns occupied
- 100k set out on the March, but only 7-20k survived
Beginning of Long March
- Only party leaders knew of the March → many soldiers believed it would only last a few weeks
- 28k left to defend Jiangxi Soviet, but suffered terribly when the Nationalists took control of the region
- Jiang did not realise for a few weeks that the Communists had left, potentially due to an agreement between the Communists and southern warlords
- Carried tonnes of equipment, including printing presses, books and records → slow progress marching
Battle of Xiang River
- 25 Nov – 3 Dec 1934
- Jiang ordered an offensive to halt Communists
- Communists attacked with artillery and aircraft → only 30k left to continue
- Led to growing anger in the army
- 12 Dec 1934 – Mao told the CCP leadership that the March was hampered by a predictable route (‘Head on, straight on’) and carrying too much equipment → changing direction to Guizhoz province where Nationalist troop morale was supposedly low
Zunyi Conference
- 7 Jan 1935: Red Army capture Zunyi → called for 12 days’ rest to decide on next steps
- 15 Jan 1935 – Zunyi Conference takes place
- Mao strongly criticised leaders of March (including Bo Go and Braun) and was backed by two senior Politburo members and three Generals
- Mao trusted due to his guerrilla strategist and military commissar role → Mao given role of Chief Advisor to Zhou Enlai
- Mao, Wang Jiaxiang and Zhou now in control of March – ‘Central Triad of Leadership’
Long March after Zunyi Conference
- Mao made a number of reforms to the military:
o Increased number of commissars to build morale
o Troops given explanations of their movement
o Slogans introduced to reinforce tactics and rules
o Reverted to guerrilla warfare tactics - Experienced some victories, such as in the Battle of Loushan Pass
- Held meetings with villagers and peasants to explain the Red Army → built stronger bonds with the peasantry
- Red Army was not always kind:
o Some young men recruited by force
o Some landlords and merchants had their property taken
o Towns were sometimes ransacked and left in ruin
Battle of Luding Bridge
- Nationalist troops began to close in on the Red Army → forced to rush to the Luding Bridge
- Getting to the bridge first was essential for the Communists
- Vanguard unit arrived 29 May 1935 – found the bridge guarded by enemy troops and planking on the bridge had been destroyed
- Communists eventually crossed the bridge and defeated Nationalists → became legendary later in Mao’s rule
Great Snowy Mountains
- Red Army soldiers lacked equipment and preparation to cross mountains – only had cotton clothing and straw sandals
- Some cases of men slipping down cliffs and others died of exposure to elements → only 10k survivors
- Eventually reached Sichuan and met with Zhang Guotao’s Fourth Front Army but rivalry emerged between Zhang and Mao – Zhang was not at Zunyi Conference
- Two weeks allocated for army to rest but compromise could not be reached → two sides went their separate ways:
o Zhang continued to Western Sichuan
o Mao headed North toward Soviet in Shaanxi
High Grassland
- Entered High Grasslands in August 1935
- Red Army faced significant challenges:
o Swampland swallowed men and horses whole
o Food shortages → forced to eat weeds, pick through faeces and boiled leather
o Disease spread as a result
o Nowhere dry to rest - 16 Sept 1935 – Battle of Lazihou Pass: Red Army victory
End of Long March
- 22 Oct 1935 – end of March as Red Army reached Wuqi Zhen (base of Gao Gang’s Soviet)
- Only 7-8k survived
- Dec 1935 – Soviet base moved to Yanan
- Remnants of other abandoned Soviets boosted the numbers to 30k
- Zhang failed to establish a base in Sichuan → 2000 remaining men relocated to Yanan Soviet and threat of Zhang to Mao removed
Significance of Long March
- Jiang failed on his aim to exterminate the Communist army
- Allowed Mao to clarify and refine revolutionary program
- Used as a foundation narrative for the PRC
- Creation of Long March spirit of perseverance, comradery, self sacrifice and determination
- Viewed at the time as a defeat
- By 1935, the GMD has the greatest degree of control of any group in China since the end of the Qing Dynasty
Japanese Invasion of Manchuria
- 1931 – Japan begin to intrude on Chinese territory
- Focus on Manchuria due to resources, and a belief that this was needed to support Japan’s industrial and social needs
- By the end of 1931, Japan controlled all of Manchuria → anger amongst Chinese and caused mass student protesters in Shanghai and Nanjing
o Jiang unable to respond due to his forces being too weak → brought Nationalist government into disrepute - 1937 – beginning of second Sino-Japanese War
Yanan Way
- Yanan: poor region with no industry or major buildings and low literacy rates
- CCP extended its influence and won the support from local peasantry → laid foundation for success in civil war
- Yanan Way: policies, revolutionary ideals and mass mobilisation campaigns during the Yanan Soviet era
- Yanan Soviet allowed for growth of the CCP and Red Army, further experimentation on government, development of Mao Zedong Thought, and increase in support for the CCP
Land and Tax Reform During Yanan Way
- Surplus land taken from landlords and redistributed to those in need by poor peasants’ associations
- Landlords still able to hold some land – ensured that no groups were excluded
- Allowed peasants to be involved in the Revolution
- Emphasised that people must ‘turn over’ established orders
- Loan interest reduced from 18% to 1.5%
- Rents capped at 25% of harvest value
- Landlords who invested in local industry or who had a son in the Red Army were given tax bonuses
Social Change During Yanan Way
- Women’s associations established to support women
- Infant mortality reduced through education and food
- Literacy rate increased from 1% (1936) → 50% (1943)
- Creation of University of Anti-Japanese Resistance attracted left-wing students and intellectuals
- → Increased popularity of CCP as they presented themselves as organised and focussed on being anti-Japanese, and worked to improve livelihoods
Economic Change During Yanan Way
- Embraced Long March Spirit of hardship and adversity to become self-sufficient
- Soldiers not on duty helped peasants
- Land set aside for soldiers on duty – others looked after it
- Everyone involved in growing food and making goods
- Most army units produced 40% of their food
- Opium farming was the greatest source of income
- → High morale and confidence
Political Change During Yanan Way
- Principle of Three Thirds – local government composed of:
o 1/3 from CCP
o 1/3 from leftist groups
o 1/3 from anyone else, excluding landlords, Japanese collaborators and GMD - Officials given independence to meet local needs
- Intellectuals and bureaucrats encouraged to do manual labour amongst peasants
- Mass line: Communists should work among peasants, listen carefully to their concerns, and find solutions
- → allowed Mao to consolidate power and refine theories
Beginning of
Rectification Campaign During Yanan
- During the 1940s, Mao spent up to 14hrs/day studying policies and Marxism
- 1 Feb 1942 – Rectification Campaign introduced
- Aims:
o Teach Mao’s ideas to Chinese Communists, and eliminate the influence of political opponents → Mao wanted his ideas to be pre-eminent
o Ensure party members had a sound grasp of Communist ideology
o Create unity and discipline
o Prevent Communists from becoming ideologically stagnant, and renew their revolutionary energy
Rectification Campaign as a Purge
- Became a purge because Mao:
o Needed to remove rivals to his leadership
o Felt threatened by the influx of intellectuals
o Felt some new recruits were unreliable
o Felt his authority was reduced, especially upon the arrival of Wang Ming - Rectification Campaign followed a set routine:
o Lecture given to mass gathering
o Break into small groups to discuss and study the ideas presented – supposed to grasp the ‘correct’ interpretation, Mao’s
o Those who were not able to were required to attend struggle sessions, where they were humiliated and forced to offer self-criticisms
o Those who needed to reform also were to carry out manual labour – resistance would result in execution - Rectification was successful in removing Mao’s opposition, including from Wang Ming
Maoist Virtues
- Humility
- Primacy of human will over material forces
- Attituded mattered
- Struggle, sacrifice, selflessness, diligence, ingenuity and courage were celebrated – shaped by Long March Spirit
- Continuous struggle expected to lead to revolutionary success
Mao on Theory and Practice
- Believed ideas needed to be grounded in practical application and adjusted to fit current experience in China
- Criticised people who did not put theory into practice
Mao’s Consolidation of Power
- Mao’s Allies:
o Chen Boda (Head of CCP Propaganda Bureau) able to rewrite history of CCP to increase Mao’s involvement → development of a cult of personality
o Kang Sheng (Director of Social Affairs Department) arrested and executed communists who resisted ‘treatment’ and could not be ‘cured’ of their ideological ‘sickness’ - Growth of CCP:
o 50m people in Yanan Soviet by 1940
o CCP governed effectively and largely free of corruption
o 40k CCP members (1937) → 800k (1940) → >1m (1945)
o Growth of Red Army 92k (1937) → 860k (1945)
o Vast support from peasantry and intellectuals
o On New Democracy created a united front against Japan → huge increase in support - Mao Zedong Thought:
o Became part of the collective consciousness of CCP in Yanan → cohesive vision and purpose
o Leadership cult and political dominance of Mao established by 1944
Jiang’s Strategy toward Japan
- Passive strategy due to lack of military strength → Jiang’s supporters uninspired → Fujian Rising (1933), where loyal officers made an alliance with community to make rival government
- 1935 – Jiang makes agreement to allow Japanese to take 6 provinces, while Jiang removes GMD forced from Beijing
- 9th December Movement 1935 – 6000 outraged students in Beijing, Shanghai and Wuhan take to the streets due to anger at Jiang’s strategy
Zhang’s Truce with Red Army
- Zhang Xueliang – General in National Revolutionary Army
o 1928 – declared support for GMD to help unify China
o 1931 – Zhang’s troops fell back into China after Manchuria fell to the Japanese
o 1935 – Jiang ordered Zhang to commence a Sixth Extermination Campaign against Yanan Soviet; however, Zhang wanted to fight the Japanese, not the Communists → became disillusioned with Jiang and only made half-hearted skirmishes and fake battles - Seventh Comintern Congress (Aug 1935) – resolution passed for Communist parties to seek alliances with other leftist groups and anti Japanese forces
- CCP made contact with Zhang and rhetoric appealed to him
- Jan 1936 – truce negotiated between Zhang and CCP
o Allowed for trade between Yanan and Xian
o CCP urged GMD to end civil war and join a united front - Apr 1936 – Zhang met with Zhou Enlai in an effort convince Jiang to end Civil War and bide time for CCP to rebuild
Xian Incident
- 3 Dec 1936 – Jiang flew to Xian to impose order on troops under Zhang’s command, and to discipline Zhang
- Zhang ordered to resume Extermination Campaign – but did not want this
- 12 Dec 1936 – Zhang’s troops attacked temple where Jiang was staying and arrested him
- Debate emerged on whether to execute Jiang or not
- Jiang released on the condition that he end anti-Communist campaigns and agree to a Second United Front – this approach was supported by Stalin
- Significance:
o 25 Dec 1936 – Jiang returned to Nanjing and was seen as a hero due to expected anti-Japanese movement
o CCP were also viewed positively as they put the interests of the nation ahead of the Party
o Zhang was arrested and served an indefinite house arrest sentence
Second United Front
- Mao declared that Red Army would head towards Japanese positions on 20 Aug 1937, with or without an agreement with Nationalists → popular support
- 22 Sept 1937 – Second United Front formally declared
- → Yanan declared an autonomous region
- → Red Army redesignated Eight Route Army – Army remained with Communist Generals but strategy was directed by GMD → any errors now seen as GMD mistakes
- New Fourth Army established soon after – consisted of Jiangxi guerrillas and new Communist recruits
Opening Months of Second Sino Japanese War
- War declared 7 Jul 1937 with minor clash at Marco Polo Bridge
- 13 Aug – Japanese arrived at Shanghai → Jiang sent best troops to defend and ordered troops not to retreat → 60% of best troops (250k) killed or injured
- 15 Aug – GMD declared war as a ‘War of Self-Defence’ and hoped for a long war of attrition to ‘trade space for time’
- Nov 1937 – Shanghai lost
- Dec 1937 – Nanjing lost
- Chinese retreat unprepared → hundreds of thousands blocked roads and railways, and wounded were left with no care
Japanese Atrocities in Nanjing
- Reign of terror from Dec 1937 – Jan 1938
- Racially motivated
- Up to 300k killed and tens of thousands of women/girls raped
Wuhan Government
- Government re-established in Wuhan during Second Sino Japanese War
- 7 June 1938 – Jiang ordered destruction of dykes on the Yellow River to slow Japanese → crops in 3 provinces ruined, up to 5m became homeless, and 500k drowned → support for Jiang fell
- 25 Dec 1938 – Wuhan fell
China During Second Sino Japanese War
- Free China
o 20 Nov 1937 – government moved to Chongqing: capital of Free China
o Relative safe haven; however, Nationalists lost central and coastal China power base, rail network, industrial centres and most fertile farmland
o Smuggling became main way of accessing goods → reduction in tax revenue from 67% to 6% → decision to print more banknotes → hyperinflation of 237% (1942-44) and 251% (Jan-Aug 1945) - Widespread corruption
o Up to 30% of foreign aid ended up on the black market
o Some government members made vast fortunes on speculation and insider trading
o Subversive groups continued to be targeted
o Restrictions of press and free speech grew tighter
o Peasants suffered heavy taxation of 70-90% of crop value - Henan Famine (1942-43)
o 2-3m deaths
o Caused by forced grain requisitioning, corruption, flooding of Yellow River (1938) and severe drought (1942) - Foreign Relations
o US entering into War → Nationalists provided with supplies, advice and equipment, on the condition that it was used against Japanese
o However, Jiang still stockpiled equipment and best troops for future campaigns against Communists
Jiang’s Military Blunders
- Misused US military supplies and equipment, instead choosing to stockpile it
- Pursued a strategy of a stalemate, and was unwilling to take offensive action → ruined morale and made him appear as weak
- Commanders were incompetent
- Interfered in chain of command despite poor intelligence → confusion
- Apr 1944 – Massive Japanese success during Ichigo Offensive → loss of several large cities and loss of newly build airfields in central and southern China
- Jiang more concerned with maintaining political supremacy than driving Japanese out of China
- Treated soldiers poorly:
o Beatings were common
o Soldiers provided with insufficient supplies
o Conscripts roped together so they couldn’t escape
o Up to 50% (1.5m) conscripts dies from hunger, thirst, exposure or disease
o Wealthy rarely conscripted
o Wounded soldiers poorly cared for
End of Second United Front
- 1940 – New Fourth Army incident:
o GMD ordered 4th Army troops to move North over Yangzi River
o Nationalists launched an attack on Communist forces → massacre of troops, imprisonment of commanders and rape of women
o Total of 7000 deaths
o → GMD reputation diminished and public confusion at why the GMD were willing to attack CCP but not Japanese
CCP During Second Sino Japanese War
- Communists largely left out of fighting due to their territory being of little value to Japanese
- Communists continued to fight after 4th Army incident → perceived to be patriotic and loyal defenders of China
- Employed guerrilla tactics against Japanese
- Hundred Regiments Offensive (1940) – large scale assault that was a massive failure → 22k deaths and a return to guerrilla tactics
- Japanese brutality drove peasants to support CCP
Dixie Mission
- Jul 1944 – USA sent mission to China to evaluate the Communists as a force, and attempt to create unity between GMD and CCP
- Mission was impressed by Communists’ morale, organisation, discipline and guerrilla tactics → expected future CCP success
Hurley’s Negotiations
- Nov 1944 – General Hurley sent to Yanan to further encourage cooperation
- Hurley:
o Loud, vain and cowboy like character → Mao described him as a ‘clown’
o Didn’t understand Chinese politics – did not understand the differences between CCP and Nationalists
o Mistrusted Communists - Hurley helped Mao to draft 5 point amendment for GMD – CCP cooperation but Jiang refused to accept it → Mao outraged
End of Second Sino Japanese War
- War ended sooner than Jiang expected as US never launched an assault in China
- Final impact of War:
o 3m soldiers killed, and 18m civilians killed
o 95m people displaced
o Destruction of multiple towns and cities - Nationalists were in a better position to return to government:
o Nationalist Army 3x bigger than Communists’
o Nationalists were equipped with US weapons and vehicles - US airlifted Nationalist forced into major cities and US marines secured coastal ports until Nationalists arrived
Mao Zedong Thought
*Peasants are a significant source of power that must be harnessed for the revolution to be successful
* Need to remove warlords, imperialists, corrupt officials and landlords, and replace them with peasant associations
* Need for a violent revolution
* Need for a strictly disciplined, well behaved and accountable Red Army to build a positive relationship with peasants
* Land redistribution important for peasantry
* Need to improve the wellbeing of the masses to increase support for the CCP
Attempts at Peace Settlement after Sino Japanese War
- Aug 1945 – Hurley attempted to reach agreement but little progress was made
- End of Sino Japanese War → race in the North, where CCP was stronger, for Japanese arms and territory
- Communists withdrew to countryside to build support amongst rural population and surround cities while waiting for them to fall from GMD control – strategy allowed for preparation for conflict
- General Marshall sent to China to facilitate the formation of a coalition government and avoid civil war → 10 Jan 1946 ceasefire signed → gave Communists time to strengthen hold on Manchuria
Land and Men
- Nationalists held a position of strength during first phase of Civil War – considerable military gains including Yanan
- Mao believed that keeping towns for the sake of keeping them was unwise – need to instead focus on building popular support and destroying the enemy
- Red Army therefore prioritised keeping men
- Nationalists spent long periods sitting in towns, were unsure of their fighting strength and faced Red Army’s guerrilla tactics → Nationalist army overstretched
- Mao used himself as a bait to lure Nationalist troops into pursuit and ambush
- 1 May 1946 – Red Army renamed People’s Liberation Army → seen as honourable to fight for them
Nationalist Weaknesses in Civil War
- Troop morale was low due to minimal resistance against Japanese
- Corruption reduced quality of military, tainted reputation and led to them losing US support
- Unable to deal with inflation → lost support from middle class
- Failed retreats and logistics allowed CCP to appropriate US supplies
- Jiang appointed commanders based on loyalty over military skill
- Failed to gain support from local populations due to seizure of land and money, forced enlistment and arrest of protesters
Strengths of CCP in Civil War
- Political structures in CCP controlled areas offered effective administration
- Mao’s leadership inspired commanders and men
- Strong and central leadership allowed for strategy to shift from defensive to offensive
- Strong and skilled commanders to lead campaigns, such as Lin Biao
- Able to appropriate US supplies
- Peasants joined CCP due to land reform policies → CCP accessed food, intelligence and recruits
Campaigns During Civil War
- 1946/47 – Nationalists unsuccessfully attempted to take Communist bases in Manchuria → laid basis for CCP control of Northern China
- 1947 ‘Strong Point Offensive’ → Nationalists took Yanan but lost 4 other North East provinces → Mao shifts to offensive strategy, strengthened with abandoned Nationalist arms
- Sept 1948 ‘Liaoshen Campaign’ – Nationalists attempt to take Manchuria again but irretrievably lost it → North East China conceded to CCP and Nationalists in retreat
- Nov 1948 Huaihai Campaign → Nationalists lost central provinces and Southern China now open to CCP
End of Civil War
- 1948 – guerrilla fighting replaced with strategy of surrounding cities until Nationalists could not longer reinforce or supply them → large scale Nationalist surrender
- 21 Jan 1949 – Jiang resigned as President and fled to Taiwan
- 31 Jan 1949 Pingjin Campaign → PLA forces marched into Beijing
- PLA negotiation with Li Zongren → CCP offered terms of unconditional surrender but this was rejected → offensives resumed with ‘mopping up’ exercise
- Apr 1949 – PLA symbolically cross Yangzi River
- 23 Apr 1949 – PLA captured Nanjing, followed by Shanghai and Guangzhou
- 1 Oct 1949 – Mao proclaimed foundation of PRC at entrance to Forbidden City in Beijing
- Civil War never formally ended
Significance of Jiangxi Soviet
Provided a vision and framework for future revolutionary work