(4) Parliamentary Sovereignty Flashcards

1
Q

What is Parliamentary Sovereignty?

A

The legally unlimited power of Parliament to enact legislation on any topic, in any form of words and at any time of their choosing.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

What was Dicey’s definition of Parliamentary Sovereignty?

A

‘The principle of parliamentary sovereignty means neither more nor less than this, namely, that Parliament … has, under the English constitution, the right to make or unmake any law whatever; and further, that no person or body is recognised by the law of England as having a right to override or set aside the legislation of Parliament’

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

What are the two distinct aspects of Dicey’s definition?

A

Positive Aspect - Parliament can ‘make or unmake any law’

Negative Aspect - ‘[n]o person or body … [possesses] a right to override or set aside the legislation of Parliament’

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

What follows from Parliament’s ability, according to Dicey, to make or unmake any law?

A

If there is no law Parliament is incapable of changing it can be said that no one statute can be considered more important than any other piece of primary legislation. Thus, there is no distinction between ordinary and constitutional laws.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

How does Parliament’s unfettered legislative power effect the idea of entrenchment?

A

The idea of entrenchment is also seemingly incompatible with Parliamentary Sovereignty, for under this doctrine Parliament are unable to impose such limitations upon itself.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

How are Acts of Parliament immune to review by anyone bar Parliament itself?

A

In the UK, unlike in other countries, even the highest judicial body – the Supreme Court – lack the authority to invalidate legislation passed by Parliament, even where it appears to violate the terms of the constitution.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

What did Jennings say about the power conferred upon Parliament by the positive and negative aspects together?

A

He said, that in theory - Parliament may remodel the British constitution, prolong its own life, legislate ex post facto, legalise illegalities … entirely without legal remedy’. In practice it’s slightly more complicated.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

What are the issues with the origins of Parliamentary Sovereignty?

A
  1. There is no codified constitution from which it can be said to stem
  2. It cannot be said to come from an entrenched constitutional document
  3. It cannot be said to come from the Common Law for this would place the Courts above Parliament
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

What do some academic commentators argue is the basis for Parliamentary Sovereignty?

A

For some contemporary commentators the importance of Parliamentary Sovereignty stems from its democratic nature. Parliament should be the dominant force in the constitution because of its largely democratic mandate – the majority of the members of it are elected by the public.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

What is the flaw with the democratic foundation argument of Parliamentary Sovereignty’s origins?

A

While such a position explains why Parliament continues to be of relevance and importance it perhaps fails to explain the origins of Parliamentary Sovereignty as Parliament historically has not been able to boast such democratic features/associations.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

How did the relationship between Monarch and Parliament develop the notion of Parliamentary Sovereignty?

A

The seventeenth century struggles between Parliament and the Monarchy, in part, gave rise to the idea of Parliamentary Supremacy. These disputes centred around where ultimate constitutional authority should reside – the Monarch of Parliament.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

What was the significance of the Glorious Revolution 1688 and the Act of Settlement 1701 in developing the modern constitution?

A

These two pieces of legislation together cemented the transition from monarchical to parliamentary government and established the ultimate supremacy of parliament over the competing source of constitutional authority in the state – the Monarch.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q

Do Parliament enjoy completely unfettered legislative power?

A

In Dicey’s definition Parliament may theoretically legislate to achieve any aim – there is not an implication, however, that there are no restrains upon Parliament when attempting to do so.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q

How may Parliament be subject to restraints when seeking to pass legislation?

A

Dicey’s definition was very much a legal one – Parliament’s legally unfettered power may, however, be subject to political conditions. Indeed, Dicey’s position can be said to ‘denot[e] only an absence of legal limitations, not the absence of all limitations or, a more appropriate word, inhibitions on Parliament’s actions’.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

What is the importance of these potential political restraints on Parliament’s legislative power?

A

These political conditions or expectations serve to practically prevent Parliament from passing given enactments – this tempers the potential absolutism of Parliament’s legal power.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

Can the courts find Acts of Parliament invalid under Parliamentary Sovereignty?

A

No, the courts have made clear that they are unable to Acts (say found to be morally abhorrent by the general public) to be invalid.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
17
Q

What did Baroness Hale say about the restrictions on Parliamentary Sovereignty in the Jackson Case?

A

She noted – ‘the constraints upon what Parliament can do are political and diplomatic rather than constitutional’.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
18
Q

What is the process of devolution?

A

Essentially, Devolution is the process of delegating power from a central legal authority (Parliament at Westminster) to a subordinate body (Scottish Parliament).

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
19
Q

How does devolution potentially create issues in regards to Parliament’s sovereignty?

A

On an orthodox reading, devolution is compatible with parliamentary sovereignty because it involves the delegation of power from Westminster by statute, rather than the division of it, so ‘does not affect the power of the Parliament of the UK to make laws for Scotland’, if Parliament wished to legislate in an area of devolved competence, or restrict the competence they grant, they need only enact subsequent legislation. However, practically this is more complicated as constitutional conventions may present a barrier to this.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
20
Q

How does Bogdanor suggest the devolution of power to Scotland by the 1998 Scotland Act may limit Parliament’s legislative power?

A

As the 1998 Act was passed by 75% of the Scottish electorate at a referendum Bogdanor has suggested it has an ‘extra validity’. Therefore he suggests that a similar Scottish endorsement ought to be required for Parliament to repeal or significantly amend the scheme of devolution. This ‘political entrenchment’ seems to place a restriction of sorts upon Parliament’s ability to legislate to limit the powers available to the institutions of devolved government.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
21
Q

How does The Sewel Convention threaten the unfettered legislative power of parliament?

A

Essentially, this constitutional convention holds that Parliament will not ordinarily legislate on a devolved issue affecting Scotland unless the consent of the Scottish Parliament has been gained in an advance via a legislative consent motion. Thus limiting the legislative power of Parliament.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
22
Q

How severe is the infringement posed by the Sewel Convention?

A

Despite being formalised by the Scotland Act 2016 the Sewel Convention remains operative as a ‘political restriction on the activity of the UK Parliament’ and thus wouldn’t be judicially-enforced – as established by the Supreme Court in the Miller Case.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
23
Q

Why does Jennings suggest the label of Parliamentary Supremacy is more appropriate than Parliamentary Sovereignty?

A

He argued that If we are to acknowledge the potential for various political restrictions upon Parliament the label of sovereign may perhaps be inappropriate - ‘If [we are to acknowledge a source of political authority that may restrict Parliament’s legislative latitude] legal sovereignty is not sovereignty at all. It is not supreme power.’

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
24
Q

How do the courts potentially limit the absolute sovereignty/supremacy of Parliament?

A

While it is the role of Parliament to legislate, it is the role and duty of the courts to interpret and apply legislation – ‘it is always for the courts, in the last resort, to say what is a valid Act of Parliament’.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
25
Q

Can parliament’s powers be restricted by the decisions of its predecessors?

A

According to Dicey the answer would be a resounding no – this account suggests that each general election results in the formation of a new Parliament with the exactly the same sovereign powers as that before it. This idea is known as ‘continuing sovereignty’ – the only limit on Parliament is that it cannot limit its own powers.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
26
Q

How is the idea of continuing sovereignty a potentially problematic one?

A

The potential circularity of the legal sovereignty debate becomes apparent – if Parliament is truly sovereign and can legislate to achieve anything – why can it not legislate to bind itself?

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
27
Q

How may Parliament legislate to the contrary of previous enactments? (evidence of continuing sovereignty)

A
  1. The legislative process of express repeal may see Parliament legislate to override previous enactments, either partially or in their entirety - e.g. Constitutional Reform Act 2005
  2. The legislative process of implied repeal essentially allows for the repeal of old legislation, where it conflicts with more recent enactments, on the grounds that the older legislation has been repealed by implication - If two inconsistent Acts be passed at different times, and if obedience cannot be obeyed without derogating from the first, it is the first which must give way’.
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
28
Q

Can Acts of Parliament be protected from future repeal?

A

Given that Parliament are unable to bind themselves, protecting a statute or provision from repeal is seemingly legally impossible. Nonetheless, Parliament have enacted legislation that purports to apply in perpetuity. An example was s 1 of the Scotland Act 2016 declaring the Scottish Government and Parliament to be a ‘permanent part of the UK’s constitutional arrangements’.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
29
Q

What did LJ Maugham say in the case of Ellen Street Estates v Minister of Health on the issue of Acts of Parliament being protected from future repeal?

A

In this case LJ Maugham seemingly complied with Dicey’s vision of ‘continuing sovereignty’ saying previous Acts of Parliament could not place restrictions of form (to achieve repeal) on later ones.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
30
Q

What is the competing school of thought to continuing sovereignty?

A

Self-embracing sovereignty - this advances the argument that Parliament can in fact place certain limitations on the use of its own powers.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
31
Q

Under self-embracing sovereignty what restrictions are Parliament permitted to place upon itself?

A

According to this ‘new’ view of sovereignty Parliament may place procedural restrictions upon itself which don’t completely preclude the prospect of parliament legislating in a particular way, but rather ensure Parliament do so in a certain way to achieve a certain aim. This view stems from the idea that Parliament’s power to change the law should include the power to change the law affecting itself.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
32
Q

What are the three typical types of limitation to the power of Parliament that may occur under the self-embracing theory of sovereignty?

A
  1. Limitations of manner
  2. Limitations of form
  3. Limitations of substance
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
33
Q

What are limitations of manner?

A

These types of restrictions would typically require a particular legislative procedure to be adopted before a particular legislative provision might come into effect or might be effectively repealed.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
34
Q

What is an example of a restriction of manner?

A

An example of a restriction of manner can be seen in s 1 of the Northern Ireland Act 1998 which stipulates that NI cannot separate from the UK without a majority vote in a referendum.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
35
Q

What are limitations of form?

A

Limitations of this nature would perhaps specify a particular form of words need be used to repeal a legislative measure.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
36
Q

What is an example of a restriction of form?

A

An example of a restriction of form is apparent in s 33(1) of the Canadian Charter of Rights and Freedoms – this ‘notwithstanding clause’ enables suspension of the Charter in respect of particular pieces of legislation.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
37
Q

What are the shared characteristics of restrictions of manner and form?

A

Limitations of manner and form essentially place procedural hurdles in the way of Parliament achieving certain legislative objectives – the relevant objectives are still achievable provided the relevant process is adhered to – thus there restrictions are of process rather than substance.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
38
Q

What are limitations of substance?

A

Limitations of substance are more complex. Substantive restrictions are those that prevent Parliament from legislating on an entire topic and/or from achieving a particular aim (regardless of manner/form).

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
39
Q

How reconcilable are the various limitations (manner, form and substance) with the notion of legislative sovereignty?

A

No legislature could argue to possess legislative sovereignty where limitations of substance are present – limitations of manner or form are, however, more reconcilable with this concept.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
40
Q

How did Heuston formulate the idea of self-embracing sovereignty?

A
  1. Sovereignty is a legal concept – the rules of which identify the sovereign and prescribe its composition and functions are logically prior to it
  2. There is a distinction between rules which govern, on the one hand, (a) the composition, and (b) the procedure, and, on the other hand (c) the area of power, of a sovereign legislature.
  3. The courts have jurisdiction to question the validity of an alleged Act of Parliament on the grounds 2(a) and 2(b) but not on the ground 2(c)
  4. This jurisdiction is exercisable either before or after the Royal Assent has been signified – in the former case by way of injunction, in the latter by way of declaratory judgement.
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
41
Q

In practice, how does the self-embracing theory of sovereignty allow Parliament to limit its own legislative power?

A

The self-embracing theory of sovereignty posits that Parliament may limit its own power, not by placing substantive restrictions on the topics on which legislation may be passed, but through the procedural limitation of making the validity of future legislation contingent on certain manner and form requirements.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
42
Q

What case is used in support of the notion that Parliament can be subject to manner and form requirements?

A

The Australian case of Attorney General for New South Wales v Trethowen. The difficulty in applying this case in the domestic context is that the case concerns a explicitly limited legislature rather than one that purports to be sovereign.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
43
Q

How do courts distinguish between Primary Legislation and those that hold less significance?

A

Historically this was done by looking to the parliamentary roll, the vast majority of Acts of Parliament will now bear the following words of enactment;

‘Be it enacted by the Queen’s most Excellent Majesty, by and with the consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows: - ‘

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
44
Q

Upon distinguishing primary legislation to the courts have authority to challenge or question Acts of Parliament?

A

If the customary words are present, it is not for the court to question the process by which such legislation was adopted or pose any other question regarding the authority of the act. The Courts are concerned only with the enforcement of the end result, the processes and procedures by which the Act came to be on the statute book are matters for Parliament itself.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
45
Q

What are the means by which Acts of Parliament may be passed?

A

It is an oversimplification to suggest the only means by which primary legislation can be enacted is through consent of the House of Commons, Lords and Monarch. Indeed, since 1911 there has been a procedure which allows the House of Commons to propose Bills for Royal Assent without agreement from the House of Lords.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
46
Q

What prompted the initiation of the 1911 Act?

A

The Parliament Act that allowed for this alternative means of enacting Primary Legislation came to be following a dispute between a liberal government who saw a Conservative dominated House of Lords greatly limit there ability to legislate. Following a threat by the Liberal government to persuade the King to pack the House of Lords with Liberal Peers, the House of Lords agreed to the Parliament Act which saw a reduction to it’s powers and enabled this alternative legislative procedure.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
47
Q

How did the 1911 Parliament Act curtail the power of the House of Lords?

A

Previous powers of veto were done away in place of powers of delay. Following this it was established that any Public Bill that wasn’t (a) a Money Bill or (b) a Bill which purported to extend the life of parliament beyond five years may - following its rejection in two successive session by the upper house - become an ‘Act of Parliament’ without consent from the House of Lords. The House of Lords was transformed from a house of veto to a house of deliberation and revision.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
48
Q

What downplays the significance of the 1911 Act as an alternative means of enacting Acts of Parliament?

A

Despite the ability of the House of Commons to pass (or threaten to pass) legislation to which the House of Lords does not consent, the procedure has been used relatively sparingly.

49
Q

How do the courts identify Acts of Parliament passed using the 1911 Act?

A

An Act passed utilising the Parliament Act procedure will typically bear the following words of enactment;

‘BE IT ENACTED by the Queen’s most Excellent Majesty, by and with the advice and consent of the Commons in this present Parliament assembled, in accordance with the provisions of the Parliament Acts 1911 and 1949, and by the authorities of the same, as follows: -‘

50
Q

What significant question arise from the development of the 1911 Act in regards to Parliamentary Sovereignty?

A

(1) Does an Act passed under the Parliaments Act procedure enjoy the same legal status as an Act passed by all three elements of Parliament acting in accord? And, if so;
(2) How could an Act passed under the Parliaments Act procedure enjoy the same legal status as an Act passed by the sovereign legislature enacting legislation under the orthodox manner and form?

51
Q

What was the significance of the case of Jackson v Attorney General?

A

The Jackson litigation was brought about following the prohibition on hunting with dogs, which itself stemmed from the introduction of the controversial piece of legislation the Hunting Act 2004, under the 1911 Parliaments Act procedure. The challenge brought by Jackson questioned the validity of the 2004 Hunting Act, however, as Lord Bingham explained, the real question turned on the validity of the 1949 Parliament Act which in turn depended on the validity of 1911 Parliament Act.

52
Q

What was the line of argumentation in the Jackson case?

A

(1) The 1911 Parliament Act set down a new legislative procedure for making delegated legislation
(2) As the 1949 Parliament Act had been enacted under this legislation it was delegated and not primary legislation
(3) The 1949 Parliament Act was therefore susceptible to invalidation by the Courts
(4) It was impossible for the delegated legislation to expand on the powers allocated under the parent statute, the Parliaments Act 1949 was ultra vires - in other words the 1911 Act could not be used to modify itself
(5) Consequently, each Act passed under the Parliaments Act as amended in 1949 was not only delegated legislation, but also invalid as each had been purportedly implemented under the void terms of the 1949 amendment

53
Q

What was the argument presented by the Attorney General in the Jackson Case?

A

He argued that the Parliaments Act created a new method of creating an Act of Parliament. It was suggested that the validity of the procedure for the enactment of Primary Legislation had been borne out by its acceptance (and acceptance of the Acts subsequently enacted under its provisions) over a period of more than 50 years by constitutional actors.

54
Q

What was the crux of the constitutional issue in the Jackson case?

A

The crux of the two arguments came down to whether Parliament could be so flexible as to redefine itself in order to enact primary legislation. Does Parliament necessarily have to comprise of the House of Lords, Commons and the Monarch or can it enact Primary Legislation through the Commons and Monarch alone, provided the manner and form requirements of the Parliament Acts were adhered to.

55
Q

What issues in regards to the jurisdiction of the courts arose in the Jackson case?

A

There was a question over whether the courts actually even had jurisdiction, in the Jackson Case, to inspect and investigate the validity of instruments that, at first glance appear to be, and on closer inspection are, Acts of Parliament.

56
Q

How did the approaches of the Court of Appeal differ in regards to explaining the actions/jurisdiction of the court?

A

In answering this question the Court of Appeal noted that it was exercising a ‘constitutional’ jurisdiction and operating in an entirely unpredecented manner. Lord Bingham in the House of Lords took a different approach, he suggested that the question for the courts to address was not whether enacted legislation was valid, but whether the measures at issue were ‘enacted legislation’ at all.

57
Q

What were the findings in the Jackson case?

A
  1. The 1949 Parliament Act and the Hunting Act 2004 held as valid pieces of primary legislation enjoying the same status as acts adopted by parliament as traditionally construed.
  2. The effect of this limitation was to create a parallel method to create primary legislation rather than to create a means by which delegate legislation could be created - again as the claimant argued.
  3. The only restrictions to the Parliament Acts were those expressly referred to in s.2(1) of the 1911 Act.
58
Q

What reach did the Court of Appeal give to the Parliament Acts?

A

The Court of Appeal had found that the use of the Parliament Acts procedure was limited by (a) the express provisions of the Act itself and (b) by the implied restriction that the procedure could not be used to give effect to ‘fundamental constitutional change’

59
Q

What reach did the House of Lords give to the Parliament Acts?

A

The House of Lords took a slightly different approach to the Commons on this front. They said that the only limits to the procedure were those expressed in the provisions of the act itself.

60
Q

What did Baroness Hale say about the reasoning of the Court of Appeal in regards to the scope of the Parliament Acts?

A

Baroness Hale said that ‘history … clearly indicates that it was always contemplated that the procedure might be used to bring about constitutional change’. Any distinction therefore between constitutional change already brought about using the procedure and the ‘significant constitutional change’ envisaged by the Court of Appeal was likely to be arbitrary and without foundation in the Act itself or its past uses.

61
Q

To what extent does the 1911 Parliament Act enable legislative action without the consent of the House of Lords?

A

The potential range of legislative ambitions that could be achieved without obtaining the consent of the House of Lords is undoubtedly extensive. However, Lord Hope noted that all legislative competence is only exercisable subject to the demands, pressures and potential repercussions of the political process.

62
Q

How did the Jackson case implicitly acknowledge the legitimacy of manner and form restrictions?

A

The words of Lord Steyn and Baroness Hale in particular acknowledge this. Indeed, such limitations can be either as a matter of legal doctrine, a recognition of political reality, or a combination of both.

63
Q

How did the Jackson Case draw into sharp focus the discrepancy between constitutional principle and practice?

A

Lord Hope - ‘It is impossible for Parliament to enact something which a subsequent statute dealing with the same subject matter cannot repeal. But there is no doubt that, in practice, and as a matter of political reality, the 1911 Act did have that effect.’

64
Q

How does the Jackson Case and decision on the 1911 Act have implications for the ability of Parliament to redefine and limit itself?

A

The Parliament Acts ask us to attribute the characteristics of legislation passed by a sovereign parliament, to legislation passed under a parallel mechanism which is explicitly limited in its scope. We can perhaps only accept this if we also accept that Parliament can redefine itself for the purpose of enacting legislation. If Parliament can redefine itself in this way, and the courts will accept legislation passed by Parliament so redefined, then we must also accept that in order to enact legislation without the consent of the House of Lords, Parliament is bound by the provisions of the Parliament Acts in order for that legislation to be valid. If the manner and form requirements of the Parliament Acts are - for the time being - apparently effective and policed by the courts, then surely it is open to Parliament to impose other comparable limitations on itself.

65
Q

What is the relationship between primary legislation and other sources of law?

A

Statutory provisions provide the supreme source of Law in the UK, naturally it follows from this that Primary Legislation is to be considered at the pinnacle of this hierarchy, while the relationship between various different statutes is governed by implied and express repeal the responsibility of articulating the relationship between statutes and other sources of the UK Constitution falls upon the judges.

66
Q

What is the relationship between primary legislation and the common law?

A

The supremacy of Primary Legislation over domestic sources of Law means that Acts of Parliament will override Common, judicially made, Law in the event that they clash. Parliament may choose to legislate in order to bring areas previously governed by the Common Law under Primary Legislation or perhaps to create clarity in areas regulated in the main by the Common Law.

67
Q

What is the relationship between primary legislation and the prerogative?

A

Just as it can overrule the Common Law, Primary Legislation has supremacy over the prerogative and can override any pre-existing prerogative power. Primary Legislation may curtail the power of the prerogative either expressly through words or more indirectly through ‘necessary implication’. Prerogative power cannot be used to ‘change English Common or Statute Law’ or to ‘frustrate the will of Parliament’.

68
Q

What is the relationship between primary legislation and international law?

A

The dualist nature of the UK flows fairly naturally from the doctrine of Parliamentary Sovereignty. This principle states that there should be no higher form of authority than Primary Legislation, giving automatic effect to International Law would undermine this principle. Furthermore, in the UK it is the role of Parliament and not the executive (the government) to legislate, giving automatic effect to International Laws agreed upon via Treaties signed by government officials would again undermine this.

69
Q

What is the relationship between primary legislation and other constitutional principles?

A

While the constitutional principles of the Rule of Law and the Separation of Powers are both regarded as significant influences in the UK Constitution, neither has, to date, been considered so fundamentally significant as to displace the validity of an Act of Parliament. Indeed the 1998 HRA permits scrutiny of Acts of Parliament on Human Rights Grounds but does not empower courts to strike them down or invalidate them. The furthest a court can go in challenging an Act of Parliament in this sense is through issuing a Declaration of Incompatibility - even Declarations of Incompatibility, however, hold no legally binding authority and amount to little more than political pressure.

70
Q

What interpretive techniques may the courts adopt in relation to Parliamentary Sovereignty?

A

For the majority of the 20th Century Courts used the literal approach to Statutory Legislation - seeking to enforce the natural meaning of the statutory wording. However, more recently Courts have begun to give more weight to the context in which Parliament issues Statutes, Parliament do not operate in a vacuum.

71
Q

What interpretive presumptions may the courts make in relation to Acts of Parliament?

A

In using the literal approach Courts would employ a number of interpretive presumptions, examples of such presumptions, however, include;

  1. Parliament will intend to legislate compatibly with the UK’s obligations under International Law
  2. Domestic Statutes aren’t to apply outside the jurisdiction
  3. Statutes are not to be applied retroactively
72
Q

When will the courts interpretive presumptions take on more significance?

A

These presumptions will be seen to take on more significance in instances of ambiguity in statutory wording.

73
Q

What may displace the use of such interpretive presumptions?

A

In all cases, however, express Statutory wording may displace such presumptions. While Courts acknowledge the degree of judicial discretion in interpreting Statutes they continue to place great significance on the application of Statute Law. Consequently, instances of overt judicial disobedience are hard to come by.

74
Q

How do the courts, through statutory interpretation protect individual rights?

A

The judicial expectation that Parliament will achieve certain objectives only through an explicit statement of intent in Primary Legislation is an important tool of Statutory interpretation which enables the Courts to offer a degree of protection to individual rights threatened by somewhat ambiguous Statutes.

75
Q

Which case illustrated the courts use of such a common law protection?

A

R v Lord Chancellor, ex parte Witham

76
Q

How did R v Lord Chancellor, ex parte Witham represent a common law restriction on the form in which legislation might be expressed?

A

Ultimately, the key finding was that secondary legislation purporting to restrict constitutional rights were unlawful, in circumstances where the relevant parent (primary) legislation was not deemed sufficiently specific.

77
Q

How has the introduction of the HRA affected Common Law protection?

A

While the introduction of the HRA in 1998 has somewhat marginalised the role of the Common Law as a tool for rights protection, yet it still holds some influence and have been deployed and expanded upon in subsequent judicial decisions.

78
Q

In what other way may the courts restrict or limit the implications of Parliaments Primary Legislation in favour of Common Law rights?

A

The principle of legality can be used as a mean of protecting Common Law rights and the values that attach to the Rule of Law.

79
Q

Which two cases demonstrate the courts use of the principle of legality to defy Parliamentary Intention in favour of Common Law Rights/ Values of the Rule of Law?

A
  1. R (UNISON) v Lord Chancellor

2. Evans/Black Spider Memos Case

80
Q

How did the courts restrict the legislative power of Parliament in the UNISON Case?

A

In R (UNISON) v Lord Chancellor the Supreme Court struck down a Statutory Instrument increasing the Court Fees payable in respect of Employment Tribunal Cases on the grounds that the provision under which the instrument was made did not confer a power to limit the Common Law right of access to Courts.

81
Q

How did the courts restrict the legislative power of Parliament in the Evans Case?

A

The Supreme Court decision in the case of Evans saw Lord Neuberger limit the instances in which the power of ‘ministerial override’ could be used by arguing that the source of it - s. 53 of the Freedom of Information Act 2000 - fell far sure of the clarity required by the principle of legality - this explicitly illustrates how the principle of legality can be utilised in the defence of Constitutional Principles.

82
Q

Overall what is the relationship between the principle of legality and parliament’s legislative power?

A

The employment of the principle of legality to ensure the compliance of general or ambiguous provision of Primary Legislation holds the potential to amount to a significant incursion into Parliament’s primary legislative power.

83
Q

What was the significance of the case of Thoburn v Sunderland City Council?

A

In this case Laws LJ argued that the Common Law had come to recognise the existence of ‘constitutional statutes’.

84
Q

How did Laws LJ distinguish between constitutional and ordinary statutes?

A

Laws LJ argued that there should be some sort of recognition of a hierarchy of Acts of Parliament. Some Statutes were to be considered ‘ordinary’ Statutes and thus subject to implied repeal, while ‘constitutional statutes’ are further insulated from the orthodox process of implied repeal, the effective repeal of such a Statute may only be achieved through express words.

85
Q

How did Law LJ define ‘constitutional statutes’?

A

According to him, they were those that either;
1. Condition the legal relationship between citizens and state, in some general overarching manner
Or;
2. Enlarges or diminishes the scope of what we would now regard as a fundamental constitutional rights

86
Q

What is the extent of this infringement to Parliamentary Sovereignty?

A

It certainly appears to contribute to the inroads into Parliaments sovereign power/authority. This inroad should not, however, be overstated. It is one of form rather than substance and Parliament need only use words of a sufficiently clear and precise nature to avoid such a restriction.

87
Q

Which case now provides support for the view that there are indeed a hierarchy of statutes?

A

The HS2 Case

88
Q

How may the courts be said to hold a residual common law limitation on sovereignty?

A

The interpretive powers of the Courts hold great constitutional significance, whether it follows from this that the Court may, in some circumstances, refuse to recognise the legal and political supremacy of Parliament is a much disputed question.

89
Q

Who provided support for the view that the courts held such a residual common law limitation?

A

Prior to the ‘Glorious Revolution’ it was suggested by Coke LJ that the Courts held the ability to control the exercise of legislative power.

90
Q

How has the argument of Coke LJ subsequently been undermined?

A

Such a notion has been undermined significantly by its lack of use/exercising.

91
Q

Who provided further support for the argument of Coke LJ regarding residual common law limitations to sovereignty?

A

Former Lord Chief Justice of England and Wales, Lord Woolf did, however, suggest that if Parliament were to do the unthinkable that the Courts may have to respond in a manner ‘without precedent’, he said there were ‘limits on the supremacy of Parliament which it is the courts’ inalienable responsibility to identify and uphold’.

92
Q

What is the key issue in relation to residual common law limitations on sovereignty?

A

At what point may the Courts decide that a legislative decision no longer carries the authority which makes it immune from judicial review? In reality there is no clear answer to this question, it is largely guesswork.

93
Q

Alongside judicially developed forms of statutory interpretation, how else may Parliaments provisions be subject to interpretive requirements?

A

Parliament themselves can enact legislative provisions that have direct implication for how legislation is interpreted - for instance the HRA 1998.

94
Q

How did the HRA 1998 create interpretive requirements in relation to Acts of Parliament?

A

This Act provides statutory protection for certain right found in the ECHR. It does this in two main ways;

  1. All public bodies are placed under an obligation to act compatibly with the convention rights
  2. All legislation, both primary and secondary, must be interpreted and given effect ‘so far as is possible to do so’ in a way which is compatible with the Convention rights.
95
Q

How do these two requirements of the HRA remain compatible with the doctrine of parliamentary sovereignty?

A
  1. Parliament is not categorised as a ‘public authority’ and thus may still legislate incompatibly with the convention rights - in keeping with complete legislative sovereignty.
  2. Where compatible interpretation of parliament’s legislation cannot be made the courts may make a declaration of incompatibility - but, crucially, such a declaration is not binding and does not affect the validity, continuing operation or enforcement of the provision in respect of which it is given.
96
Q

How, then, does the HRA 1998 have implications for the doctrine of Parliamentary Sovereignty?

A
  1. The HRA, in spite of its constitutional objectives it makes no attempt to insulate itself and can seemingly be repealed in the ordinary way.
  2. It appears not to impliedly repeal inconsistent legislation that pre-dates it – merely results in declarations of incompatibility.
  3. It seeks to exert an influence over legislation which post-dates it’s coming into effect.
97
Q

What is the first issue of parliamentary sovereignty arising from the UK’s enactment of the ECA 1972 and consequent membership of the European Union?

A
  1. Section 2(1) of the ECA says future provisions of European Community Law would become effective as a matter of domestic law ‘without further enactment’. Consequently, future components of Community Law could appear to be translated into the domestic legal system without Parliament Specifically legislating to give effect to them - a fairly significant weakening of the dualism system currently used.
98
Q

What is the second issue of parliamentary sovereignty arising from the UK’s enactment of the ECA 1972 and consequent membership of the European Union?

A
  1. Section 2(4) indicated that domestic legislation not yet passed at the point of accession to the Community would take effect subject to the requirements of Community Law. The prospect arose, as a result, that in the event of a clash between domestic legislation and provisions of the European Community the ordinary process of repeal may not be available. The UK Parliament may find itself constrained by the provisions of the 1972 Act.
99
Q

How are issues arising from the UK’s membership of the EU compounded?

A

The European Court of Justice held that European Community Law was superior to the national laws of member states.

100
Q

How should a clash between two supposedly superior forms of law be resolved?

A

Either Courts could abide by the principle of Parliamentary Sovereignty, but this may lead to enforcement proceedings by the European Community which would inevitably uphold the supremacy of European Community Law, or acknowledgement of the superiority of European Community Law could be given but this then fundamentally challenges the principle of Parliamentary Sovereignty.

101
Q

What was the response of the UK Courts to this issue of conflicting bodies of ‘superior’ law?

A

The initial response by domestic courts was a confused one. Conflicting judgements in the Felixstowe Dock and Railway Co v British Transport Docks Board and Macarthys Ltd v Smith Cases epitomised this.

102
Q

What was the factortame litigation?

A

The factortame litigation was the result of a conflict between primary legislation and directly applicable principles of European Community Law that could not be remedied by way of interpretation.

103
Q

What were the details of the factortame litigation?

A

The litigation was brought by a group of predominantly Spanish Companies who were set to suffer serious financial harm as a consequence of the changes introduced by the 1988 Merchant Shipping Act. Factortame argued that the Merchant Shipping Act was incompatible with Community Law, specifically the right not to be discriminated against on the basis of nationality. Factortame therefore sought a declaration that the Merchant Shipping Act was incompatible with EC Law.

104
Q

What was the original response of the Divisional Court to the factortame case?

A

Initially the Divisional Court referred the question of compatibility to the European Court of Justice and in the mean time granted an interim injunction suspending the application of the Merchant Shipping Act.

105
Q

How did the Secretary of State respond to the granting of an injunction by the Divisional Court?

A

Following an appeal by the Secretary of State the Court of Appeal quashed the injunction and held the Primary Legislation should be upheld.

106
Q

What was Factortame’s response to the decision by the Court of Appeal?

A

Factortame appealed to the House of Lords. The only issue considered in Factortame (1) was whether the domestic courts had jurisdiction to suspend Primary Legislation in cases where there was a potential, but unconfirmed, clash with EC Law.

107
Q

How did Lord Bridge seek to resolve the issue considered in factortame (1)?

A

Lord Bridge was not entirely persuaded that the domestic court did have jurisdiction to suspend primary legislation as the court of appeal had found so sought clarification through a preliminary ruling from the ECJ.

108
Q

What issues did the ECJ consider following referral to them by Lord Bridge?

A

The ECJ considered two key issues following referral by Lord Bridge;

(a) the substantive question concerning the compatibility (or otherwise) of the Merchant Shipping Act with the protections afforded under EC Law
(b) whether, as a matter of EC Law, national courts should have competence to set aside provisions of domestic legislation in order to give effect to directly effective rights in EC Law

109
Q

What were the findings of the ECJ?

A

The ECJ found that the Merchant Shipping Act was in breach of the requirements of EC Law on the basis that it was discriminatory on the grounds of nationality. Considering the previous ECJ judgement in the Simmenthal Case the ECJ also found that domestic courts should indeed have the competence to set aside incompatible national legislation in order to give effect to directly effective EC Law/Norms.

110
Q

What issue did the findings of the ECJ in factortame (1) present for the House of Lords?

A

The following question for the House of Lords then was whether these requirements on the part of the EC could be squared with domestic constitutional doctrines.

111
Q

What radical action did the House of Lords take in Factortame (2)?

A

Factortame (2) saw the House of Lords disappl[y]’ provisions of the Merchant Shipping Act so far as they were incompatible with the directly effective requirements of Community Law. This was an unprecedented alteration to the orthodox reading of the Parliamentary Sovereignty Doctrine.

112
Q

What were the implications of the decision of the House of Lords in Factortame (2)?

A

Following this judgement arguments were put forward suggesting acknowledgment of the supremacy of EU Law would lead to ‘a novel and dangerous invasion by a Community institution of the sovereignty of the United Kingdom Parliament’.

113
Q

What was Lord Bridge’s response to arguments regarding the perceived ‘dangerous invasion’ the House of Lords decision in Factortame (2) enabled?

A

Lord Bridge attempted to dispel this view as a ‘misconception’, he argued that the principle of the supremacy of European Community Law had long since been established by the time the UK joined the Community in 72/73 therefore ‘whatever limitation on its sovereignty Parliament accepted when it enacted the European Communities Act 1972 was entirely voluntary’.

114
Q

What was the key consequence of the Factortame (2) litigation?

A

Factortame (2) saw implicit acceptance by the House of Lords that Parliament’s legislative ability had been in some way limited (the principle of implied repeal didn’t seem to apply for instance in relation to the ECA 1972 and the Merchant Shipping Act 1988). While Sovereignty had clearly been limited in some way the House of Lords refused to be more precise than this.

115
Q

What are the five alternative interpretations of Factortame (2)?

A
  1. Legal Revolution
  2. Evolution of a rule of Statutory Construction
  3. Application of the rule of separate and distinct legal jurisdiction
  4. Controlling influence of the Common Law
  5. The European Union Act 2011
116
Q

What three arguments sought to preserve the supremacy of parliamentary sovereignty in spite of the clash with supreme EU Law?

A
  1. In enacting the 2011 European Union Act Parliament sought to clarify that the influence of EU law over the Constitution was the express result of statutory interpretation.
  2. in the HS2 case Lord Reed indicated that conflicts between EU norms and domestic law ‘cannot be resolved simply be applying the doctrine developed by the Court of Justice of the Supremacy of EU Law, since the application of that doctrine in our law itself depends upon the 1972 Act’.
  3. Jeffrey Goldsworthy in 1999 suggested that Parliament remained sovereign so long as they have the ability to withdraw from the European Community.
117
Q

In summary what was the key issue and finding of the Factortame litigation?

A

The Factortame litigation centred around the issue with reconciliation of the law-making capacities of two supposedly sovereign bodies/institutions. The consequence of the case was to allow, for the first time, a domestic court to disapply a domestic statute on the basis of an incompatibility with law originating from an alternative source of authority.

118
Q

SEE ALSO

A

BREXIT - RECLAIMING SOVERINGTY - LINKS TO EU CON POTENTIALLY