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Chapter 3 - Regulation of financial markets and institutions > 3.4: REGULATION OF INVESTMENT EXCHANGES > Flashcards

3.4: REGULATION OF INVESTMENT EXCHANGES Flashcards

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Chapter 3 - Regulation of financial markets and institutions (7 decks)

3.2: UK REGULATION

3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS

3.4: REGULATION OF INVESTMENT EXCHANGES

3.5: FCA BUSINESS STANDARDS

3.6: FCA SUPERVISION AND REDRESS

3.7: FINANCIAL CRIME

3.1: International Regulation

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