2) The CFA Institute Code of Ethics

Question 1

What must members of the CFA institute and candidates for the CFA designation act with? (6)

Answer 1

1) Act with integrity, competence, diligence, respect and in an ethical
manner towards other parties.
2) Place the integrity of the investment profession and interests of clients
above their own personal interests.
3) Use reasonable care and exercise independent professional judgement when undertaking in investment analysis, making recommendations, undertaking investment actions etc.
4) Practice and encourage others to practice in a professional and ethical manner.
5) Promote the integrity and viability of global capital markets.
6) Maintain and improve their own professional competence and
encourage others to do same