2 - Actus Reus & Mens Rea Flashcards
What are the three components required to establish criminal liability?
(a) Guilty conduct by the defendant (actus reus);
(b) Guilty state of mind of the defendant (mens rea); and
(c) Absence of any valid defence.
For example, for the crime of murder, the defendant must kill the victim (the actus reus) and do so with
an intention to kill or cause grievous bodily harm (the mens rea). However, the accused will not be liable for murder if they have a valid defence, such as self- defence
Who is the burden and standard of proof generally on during criminal proceedings?
- The legal burden of proof is on the prosecution to prove all the elements of the offence, including (in most cases) disproving the defence.
- The evidential burden is also on the prosecution to provide sufficient evidence for each element of the offence. This may take the form of police interviews, witness or expert
evidence and forensic evidence such as fingerprints or DNA. - The standard of proof, where the prosecution has the burden, is beyond reasonable doubt. This is a very high standard, so that the jury or magistrates should convict only if they are sure of the defendant’s guilt.
When might the defendant have the burden of proving the offence?
Rare instances, for example the partial defence to murder of diminished responsibility.
When such a burden does fall on the defendant, the standard of proof
is lower than for the prosecution, being only on the balance of probabilities; in other words, it is more likely than not that the defence exists.
Proving a defence - There are also occasions when the evidential burden falls on the defence. In such cases the defendant must show sufficient evidence to enable them to rely on a defence, which the prosecution must then disprove. This simply means that the defence must raise some evidence to make the issue ‘live’ and this will usually be done by the defendant and/ or someone else giving evidence in court or by cross- examining a prosecution witness.
Where is the actus reus of an offence found at law?
The actus reus of every offence is different and may be found either:
- In statute, for example criminal damage and theft; or
- In the common law, with murder being the most serious example.
The actus reus elements of an offence are all those that do not relate to the state of mind of the defendant.
What is the actus reus of an offence?
In most instances, the defendant must do something before they can be said to have committed a criminal offence. However, the actus reus may be established by proving that the defendant failed to take action,
or even just by proving that a situation exists.
It may consist of:
- A voluntary act (or sometimes a failure to act) by the defendant (‘conduct’ crimes);
- Certain consequences flowing from the defendant’s conduct (‘result’ crimes), otherwise known as proving causation; and/ or
- The existence of certain circumstances at the time of the defendant’s conduct (‘circumstances / state of affairs’ crimes)
What is the significance of conduct in determining the actus reus of an offence?
For most offences, the actus reus requires specific conduct by the accused.
The definition of the offence often focuses on the defendant’s behavior. For example:
Perjury: This is a “pure” conduct crime where the act of willfully making a false statement under oath is criminalised, regardless of whether it affects the outcome of the trial.
Some offences, like assault occasioning actual bodily harm, require both conduct (such as a punch) and a result (some harm to the victim).
What is a result crime?
- A result crime requires not only that the defendant acts in a particular way but that certain consequences follow from their actions to satisfy the actus reus.
- Examples include murder, where the result is the death of a human being, and criminal damage, where property must be destroyed or damaged.
What is a state of affair crime?
A state of affairs crime does not require any conduct; the actus reus is the existence of a particular set of circumstances. The defendant can be held liable even if they had no control over the situation.
Example: Under s 4(2) of the Road Traffic Act 1988, simply being in charge of a vehicle while unfit through drink or drugs is an offence, if one unknowingly consumed alcohol and was found unfit to drive, even though he hadn’t attempted to drive.
These offences are justified by public policy to prevent risks like drunken driving.
What are omissions in criminal law?
- Omissions refer to cases where a defendant can be convicted for failing to act, rather than for taking a positive action.
- Though most crimes involve active steps, some offences can result from doing nothing. Even serious crimes like murder can be committed through omissions if a particular result, such as death, is produced.
Example: A doctor refusing to administer an antidote, leading to a patient’s death, would be liable for failing to act.
What is the general rule for criminal liability regarding omissions?
- The general rule is that there is no criminal liability for omissions; a person is not legally obligated to act.
- However, there are exceptions to this general rule.
Example: If Beatrice saw a man in danger but chose not to help, despite moral duty, she wouldn’t be criminally liable for his death under the law.
Summary of omissions
The general rule is that there is no liability for omissions.
There are exceptions to this rule where the defendant is under a positive duty to act, namely, where there is:
- A statutory duty to act;
- A contractual duty to act;
- A special relationship between the victim and the defendant;
- A duty based on a voluntary assumption of care; and
- A duty that arises because the defendant, having created and become aware of a dangerous situation, fails to take reasonable steps to avert it
What are statutory offences regarding omissions?
- Certain statutes impose a legal duty to act, making omissions criminally liable.
Example: Failing to provide a breath specimen when requested by the police or failing to stop after a traffic collision are statutory offences where failure to act can lead to prosecution.
What is criminal liability for omissions under common law?
Under common law, liability arises when the defendant has a recognised duty to act and fails to do so.
What duty arises out of contract leading to liability for omissions under common law?
- Contractual obligations may impose a duty to act, and failing to meet those obligations can lead to criminal liability.
Example: In R v Pittwood (1902), a railway worker failed to close a gate, leading to a fatal accident, and was convicted of manslaughter due to his contractual duty to protect the public.
- Care workers also have a contractual duty to look after patients and could be liable for any harm that results from their failure to act.
Example:A care worker, failed to visit her patient, leading to the patient’s death from dehydration, making the care worker criminally liable due to her contractual duty to care for the patient.
What is the duty to act based on a special relationship?
- A defendant may incur criminal liability for omissions when there is a special relationship with the victim, such as family ties or assumed responsibility.
Example: In R v Gibbins and Proctor (1918), a father and his partner were convicted of murder when the father failed to feed his daughter. - This duty can extend beyond close family relationships to situations where a person voluntarily undertakes care for someone who cannot care for themselves.
What is the duty arising from creating a dangerous situation?
- A person who creates a dangerous situation has a duty to take reasonable steps to prevent harm from occurring.
- Example: In R v Miller (1983), the defendant was guilty not for starting a fire but for failing to take steps to prevent the fire from spreading after realising the danger.
- Criminal liability is imposed only on those who create the danger and, having become aware of it, fail to take reasonable measures to counteract it.
What is causation and who must prove it?
- For criminal offences, as part of establishing the actus reus, the prosecution must also demonstrate that
the accused’s act or omission actually caused the prohibited consequence. - Causation is an element of the actus reus and should be dealt with as such, rather than as a separate
entity or as part of the mens rea. - This is known as proving causation
Examples - Daria stabbed Vera (conduct) leading to Vera’s death (result). Deshi failed to seek medical help for his daughter (omission) so that the child died (result).
What two types of causation must be present in order for causation to be established?
- There are two types of causation – factual and legal causation. Both must be present in order for causation to be established as part of the actus reus.
- The general rule is that a defendant is criminally liable only if they can be shown to have caused, both in fact and law, harm to the victim
What is factual causation?
Factual causation means the defendant cannot be responsible for an event if the event would have occurred in the same way without the defendant’s actions.
This is assessed using the “but for” test: But for the defendant’s conduct, would the result have occurred?
- Yes – If the result would have happened regardless, factual causation is not established.
- No – If the defendant’s actions directly caused the result, factual causation is established.
How does the “but for” test apply in factual causation?
The test shows that factual causation requires the defendant’s conduct to have accelerated or caused the result that wouldn’t have otherwise happened at that time.
Example: In R v White (1910), the defendant poisoned his mother’s drink, but she died of a heart attack before the poison took effect. The court ruled that he was not factually responsible for her death since she would have died anyway, so factual causation wasn’t established. He was only guilty of attempted murder.
What is legal causation?
Legal causation requires that the defendant’s conduct be a substantial and operating cause of the consequence, meaning their actions must significantly contribute to the result.
Legal causation is only assessed if factual causation is proven, using the “but for” test: but for the defendant’s conduct, the result would not have occurred.
What role does a culpable act or omission play in legal causation?
Legal causation is only established if the result is due to the defendant’s culpable act or omission.
Example: In R v Dalloway (1847), a child ran in front of the defendant’s cart and was killed. The court ruled that even though the defendant was negligent in not holding the reins, his failure didn’t cause the death, as holding the reins wouldn’t have saved the child.
Can legal causation be established when multiple causes contribute to the outcome?
Yes, the defendant’s act must be a more than minimal cause of the result, even if other causes are also involved.
Example: In R v Benge (1865), the defendant misread a timetable, leading to a collision that caused deaths. Despite other parties being at fault, the defendant was liable since his actions significantly contributed to the outcome.
What is the “eggshell skull rule” in legal causation?
The eggshell skull rule means the defendant must take the victim as they find them, including any pre-existing conditions ot circumstances.
Example: In R v Blaue (1975), the victim died after refusing a life-saving blood transfusion due to religious beliefs. The defendant was still held responsible, as the stab wound caused the death, regardless of the victim’s refusal of treatment.
What is the chain of causation, and why is it important in criminal law?
- The chain of causation refers to the direct link between a defendant’s actions and the resulting consequence, typically death.
- It is crucial because it establishes whether the defendant’s conduct directly caused the consequence. If the chain is broken by an intervening act, the defendant may be absolved of liability.
How can the chain of causation be broken in a criminal case?
The chain of causation can be broken in three ways:
1. When the victim acts in a particular way that contributes to their own harm.
2. Through an intervening act by another person that occurs between the defendant’s conduct and the result.
3. By external events that happen after the defendant’s actions and influence the outcome.
When considering intervening acts regarding causation, what will the court take into account?
When determining the issue of causation, the court will take into account:
- Whether the escape is within the range of reasonable responses to be expected of a victim in that situation;
- Whether the victim’s response is proportionate to the threat; or
- Whether it is so ‘daft’ as to be a voluntary act; and
- The fact that the victim is acting in ‘the agony of the moment’ without time for thought or deliberation.
- Third party intervention if free, deliberate, and informed OR not reasonably foreseeable.
- Unforeseeable events.