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Intro to FP > 15 Financial Services Industry Regulation Requirements > Flashcards

15 Financial Services Industry Regulation Requirements Flashcards

Study These Flashcards

Intro to FP (15 decks)

1 Basic Economic Concepts

2 Time Value of Money

4 Buying vs Leasing

5 Function, Purpose and Regulation of Financial Institutions

7 CFP Board's Code of Ethics and Standards of Conduct

8 CFP Board's Procedural Rules

9 Personal and Business Financial Statements

10 Emergency Fund Planning

11 Credit and Debt Management

12 Life Cycle Planning

13 Education Planning

14 Monetary Settlements and Special Circumstances

15 Financial Services Industry Regulation Requirements

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