1 The Financial Services Sector Flashcards
1
Q
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- What role does the investment chain perform?
A
2
Q
- How does a traditional bank differ from a mutually-owned savings institution?
A
3
Q
If an investment bank is trading in bonds, is it likely to operate in the wholesale or retail
market?
A
4
Q
Who are the typical customers of an investment bank?
A
5
Q
- Which market participant is responsible for the safekeeping of assets?
A
6
Q
. How does discretionary investment management differ from advisory investment
management?
A
7
Q
A
8
Q
A
9
Q
A
10
Q
A
11
Q
A
12
Q
A
