1 ETHICS + REGULATION Flashcards

1
Q

what must sols meet in their behaviour?

A

high standards of ethical behaviour

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

how are thee standards shown?

A

through how the profession is regulated

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

what does “professional conduct” refer to?

A

rules + regs sols must follow

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

who must sols obey the laws of?

A

the country, like everyone else

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

why do sols face additional requirements?

A

bc of the nature of their work

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

what’s central to being a sol according to the law society?

A

ethical behaviour

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

what are ethics?

A

system of moral principles/values guiding behaviour

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

what does acting ethically mean?

A

“doing the right thing”

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

is ethical same as legal?

A

no

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

can action be unethical w/o being illegal? give example

A

yes, eg adultery

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

eg of overlap b/w ethics + law?

A

breaking law = also unethical

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

what ethical principles must sols follow?

A

same ethical principles like everyone else eg refraining from killing innocent people

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q

are sols subject to additional ethical obligations?

A

yes

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q

what did lord justice moses state in law society (SRA) v emeana and others [2013]?

A

“unacceptable for people behaving unethically to act as sols”

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

what does SRA v emeana case show about society’s expectations?

A

society expects higher ethical standards from solicitors

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

do general ethical principles apply the same to sols as to the public?

A

no, they may apply differently to sols

17
Q

what’s a general ethical expectation for a member of the public?

A

report crime they know about

18
Q

is sol always under same obligation to report crime?

A

no, not if defendant is client

19
Q

why might sol not report client’s crime?

A

bc of the duty of client confidentiality

20
Q

sources of ethical expectations for sols?

A

their special relationship w clients + special role in justice system

21
Q

what must clients trust sols to handle?

A

personal info + valuable assets

22
Q

what can unethical behaviour by 1 sol do?

A

taint justice system + reduce public trust in system

23
Q

recent regulatory approach based on what?

A

rules-based - ethical response defined by detailed rules

24
Q

what’s current ethical focus in legal profession?

A

on consequences of behaviour

25
what defines an ethical approach under the current focus?
approach producing the best outcome
26
challenges of current ethical approach?
not always easy to determine + may not have single correct answer
27
what does current ethical approach require?
application of core standards, use of personal judgment, and consideration of individual facts of each case
28
what's the aim of current ethical approach?
to choose a path that procedures the most good or least harm
29
what underpins the regulation of the legal profession?
ethics
30
what does SRA aim to ensure?
that sols are competent
31
what kind of culture does the SRA aim to promote?
culture w embedded ethical values + behaviour
32
who does SRA regulate?
sols, bodies sols work in, all individuals working w/in those bodies
33
what is 1 of SRA's key roles?
publish + enforce rules on sol behaviour + business conduct
34
where are SRA's rules found?
in SRA standards + regs
35
what must anyone regulated by SRA do?
comply w SRA standards + regs
36
what power does SRA have over those who fail to comply?
power to take action
37