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Learn Investment Companies

Study Investment Companies using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Series 6 Exam
    Series 6 Exam

    Series 6 Exam

    By: Brandon Kuban
    What Is A Security?, 2.1 Investment Company Offerings, 2.2 Investment Company Registration
    3
    Decks
    73
    Flashcards
    3
    Learners
  • CSQS - Interpreting Financial & Accounting Information
    CSQS - Interpreting Financial & Accounting Information

    CSQS - Interpreting Financial & Accounting Information

    By: Evan Laframboise
    Chapter 1 - The Need to Regulate Financial Reporting, Chapter 15 - Project Appraisal Techniques, Chapter 14 - Company Analysis And Business Valuation Methods ...
    15
    Decks
    266
    Flashcards
    10
    Learners
  • HS 328 Exam Questions
    HS 328 Exam Questions

    HS 328 Exam Questions

    By: Jennifer Kast
    Lesson 1 - Securities Law, Market Structure, and Asset Classes, Lesson 2: Risk and Return, Lesson 3: Portfolio Theory ...
    12
    Decks
    157
    Flashcards
    8
    Learners
  • Series 7- Passed with 83%
    Series 7- Passed with 83%

    Series 7- Passed with 83%

    By: Griffin Horne
    Chapter 1- Equity securities 10-15 questions, Chapter 2- Debt Securities 15-25 questions, Chapter 2- Debt Securities Continued 16-25 ...
    19
    Decks
    1,031
    Flashcards
    44
    Learners
  • CFA Level 1
    CFA Level 1

    CFA Level 1

    By: Yuvaraj P N
    Fixed Income: intro to Fixed Income Valuation, Alternative Investments: intro, Derivatives: Markets and Instruments ...
    50
    Decks
    1,673
    Flashcards
    3
    Learners
  • MATH 3650
    MATH 3650

    MATH 3650

    By: Nishi Patel
    Chapter 1: Company Structures, Chapter 2: Introduction to Financial Statement Analysis, Chapter 3: Financial Decision Making and the Law of One Price ...
    7
    Decks
    103
    Flashcards
    1
    Learner
  • Canadian Securities Course (CSC®)
    Canadian Securities Course (CSC®)

    Canadian Securities Course (CSC®)

    By: Cam V
    Chapter 1 - The Canadian Securities Industry (Done), Chapter 2 - The Capital Market (Done), Chapter 3 - The Canadian Regulatory Environment (Done) ...
    27
    Decks
    503
    Flashcards
    2
    Learners
  • Series 6
    Series 6

    Series 6

    By: Marlene DeMotte
    S6 Regulatory Fundamentals, S6: Marketing, Prospecting, & Sales Presentation, S6: Evaluation of Customers ...
    5
    Decks
    240
    Flashcards
    4
    Learners
  • FAR
    FAR

    FAR

    By: Nicole Aufiero
    01.01 Balance Sheet / Statement of Financial Position, 01.02 Income Statement / Statement of Profit or Loss, 01.03 Statement of Comprehensive Income ...
    37
    Decks
    596
    Flashcards
    1
    Learner
  • Solom
    Solom

    Solom

    By: Ryan Congrove
    Economics, Unit 1 - Chapter 1 - Securities Regs, Unit 1 - Chapter 3B - Fed & State Regulation Of IA & RIAs ...
    23
    Decks
    884
    Flashcards
    1
    Learner
  • CFP Exam Prep
    CFP Exam Prep

    CFP Exam Prep

    By: Marques Young
    Fundamentals & Insurance - Ethics, Law & Code of Ethics, Fundamentals & Insurance - RIAs, Elements of Financial Planning _ Behavioral Considerations _ Economic Business Cycle & Consumer Protection, Fundamentals & Insurance - Financial Statements & Analysis _ Education Planning _ Principles of Insurance ...
    21
    Decks
    561
    Flashcards
    2
    Learners
  • Tax - Direct Tax
    Tax - Direct Tax

    Tax - Direct Tax

    By: Robert Hartley
    PLC - Basic Principles of Income Tax, Beare on Consortium Relief - Tax Journal 25/4/14, PLC - Direct Taxes (Overview) ...
    10
    Decks
    446
    Flashcards
    4
    Learners
  • Series 65 - Unit 3: Pooled Investments
    Series 65 - Unit 3: Pooled Investments

    Series 65 - Unit 3: Pooled Investments

    By: john Allen
    Lesson 3.1: Investment Companies, Lesson 3.2: Pricing of Fund Shares, Lesson 3.3: Private Funds ...
    5
    Decks
    116
    Flashcards
    1
    Learner
  • Dee Review
    Dee Review

    Dee Review

    By: Diane Gutierrez
    Series 7 REVIEW IT!, Unit 1: The New Issues Market, Unit 2: Equity Securities ...
    9
    Decks
    207
    Flashcards
    1
    Learner
  • Business management HL
    Business management HL

    Business management HL

    By: Emilia Karalius
    1.1 - What is a business?, 1.2 - Types of business entities, 1.3 - Business objectives ...
    45
    Decks
    667
    Flashcards
    1
    Learner
  • Interpreting Financial and Accounting Information
    Interpreting Financial and Accounting Information

    Interpreting Financial and Accounting Information

    By: Venera Itibaeva
    1. The regulatory framework and the role of IFRS, 2. The conceptual framework for Financial Reporting, Part 2. Understanding and interpreting financial statements and reports. 3. Presentation of single entity published financial statements ...
    16
    Decks
    191
    Flashcards
    1
    Learner
  • ICAS - Tax
    ICAS - Tax

    ICAS - Tax

    By: Georgie Foster
    Module 5: Income Tax Losses and Module 6, Module 17: Group Companies, Module 4: Other Income ...
    15
    Decks
    322
    Flashcards
    14
    Learners
  • Investments
    Investments

    Investments

    By: John Abel
    Investments 1, Passive Income, Education Funding ...
    9
    Decks
    206
    Flashcards
    1
    Learner
  • R02
    R02

    R02

    By: James Coldwell
    Chapter 1 - Cash Investments & Fixed Securities, Exam Extras, Chapter 11 - The Performance Of Investments ...
    12
    Decks
    187
    Flashcards
    2
    Learners
  • FAR
    FAR

    FAR

    By: BJ Waguespack
    Accrual Accounting, Financial Statements, Financial Accounting Standard Codification ...
    134
    Decks
    1,392
    Flashcards
    7
    Learners
  • Series 7 Key Concepts
    Series 7 Key Concepts

    Series 7 Key Concepts

    By: Coles Romaine
    Unit 1 Types of Accounts, Unit 2 Suitability Information and Approvals, Unit 3 Equity Securities ...
    20
    Decks
    175
    Flashcards
    1
    Learner
  • FAR
    FAR

    FAR

    By: Kanako Miki
    1. FASB, 2. IFRS, 3. General Purpose Financial Stmt ...
    15
    Decks
    932
    Flashcards
    3
    Learners
  • SIE Essentials Unit 3 Debt Securities
    SIE Essentials Unit 3 Debt Securities

    SIE Essentials Unit 3 Debt Securities

    By: Mahogany Marie
    Debt Securities, Investment Company And insurance Based Products
    2
    Decks
    142
    Flashcards
    2
    Learners
  • Interpreting Financial And Accounting Information
    Interpreting Financial And Accounting Information

    Interpreting Financial And Accounting Information

    By: Hayley Kearns
    KCB Week 1, KCB WEEK 3 - SEGMENT REPORTING, KCB WEEK 3 - RATIOS ...
    25
    Decks
    506
    Flashcards
    1
    Learner
  • Advanced Tax
    Advanced Tax

    Advanced Tax

    By: Emily Goad
    Income Tax - Topic 1, Employment Income, Property and Investment income ...
    23
    Decks
    439
    Flashcards
    3
    Learners
  • CFP: Investments
    CFP: Investments

    CFP: Investments

    By: frank graziano
    Terms, Equations, 1. Securities Markets and Market Mechanics ...
    16
    Decks
    169
    Flashcards
    8
    Learners
  • Financial Markets 2
    Financial Markets 2

    Financial Markets 2

    By: Jimmy Tc
    L1 - Introduction & Structure, L2 - Transparency, Anonymity, Fragmentation, L3 - Liquidity ...
    9
    Decks
    156
    Flashcards
    1
    Learner
  • CLU 323
    CLU 323

    CLU 323

    By: MONIKA BARNES
    Chapter 1-Economic Bases of Life Insurance, Chapter 24-Annuities, Chapter 23-Time Value of Money ...
    24
    Decks
    349
    Flashcards
    5
    Learners
  • AF2 October 19
    AF2 October 19

    AF2 October 19

    By: Ellie Lees
    Tax, Debt, Investments ...
    7
    Decks
    87
    Flashcards
    2
    Learners
  • Series 65
    Series 65

    Series 65

    By: Eduardo Senior
    3.1 Markets and Market Participants, 2.1 Investment Company Securities, 2.2.5 Life Insurance
    3
    Decks
    76
    Flashcards
    3
    Learners

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