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  • FCA
    FCA

    FCA

    By: Lucy Ayres
    Values and Core Skills, HR
    2
    Decks
    60
    Flashcards
    1
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  • FCA Regulations
    FCA Regulations

    FCA Regulations

    By: Mads Bowden
    Chapter 4: Conduct of Business Sourcebook (COBS)
    1
    Decks
    53
    Flashcards
    1
    Learner
  • FCA(SA) Primaries
    FCA(SA) Primaries

    FCA(SA) Primaries

    By: Mariechen Puchert
    Haematology
    1
    Decks
    94
    Flashcards
    1
    Learner
  • FCA
    FCA

    FCA

    By: blanca foncillas
    Chapter 4
    1
    Decks
    19
    Flashcards
    1
    Learner
  • FCA 111 Law and Governance
    FCA 111 Law and Governance

    FCA 111 Law and Governance

    By: Anne Gacer
    Week 1 Law and Governance, Week 2 Constitution and Charter, Week 3.a Charter of Rights and Freedoms ...
    6
    Decks
    32
    Flashcards
    1
    Learner
  • Chapter 7 - FCA and PRA Authorisation of Firms and Individuals
    Chapter 7 - FCA and PRA Authorisation of Firms and Individuals

    Chapter 7 - FCA and PRA Authorisation of Firms and Individuals

    By: Luke O'Mahoney
    Regulated and Prohibited Activities, Authorisation, Relevant European Regulation ...
    4
    Decks
    19
    Flashcards
    2
    Learners
  • FCA Primaries
    FCA Primaries

    FCA Primaries

    By: Daniel Potgieter
    GIT Physiology, Haematology, Pharmacology
    3
    Decks
    27
    Flashcards
    1
    Learner
  • FCA Exams
    FCA Exams

    FCA Exams

    By: Damian Meertens
    Regs
    1
    Decks
    18
    Flashcards
    1
    Learner
  • FCA - Lecture 1-4
    FCA - Lecture 1-4

    FCA - Lecture 1-4

    By: Samantha Lachance
    Inflammatory Process, Wounds & Burns
    2
    Decks
    33
    Flashcards
    1
    Learner
  • The FCA's Conduct of Business and Client Assets Sourcebooks
    The FCA's Conduct of Business and Client Assets Sourcebooks

    The FCA's Conduct of Business and Client Assets Sourcebooks

    By: Joseph Adams
    1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS ...
    11
    Decks
    73
    Flashcards
    1
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  • Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection
    Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

    Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

    By: Luke O'Mahoney
    Client Categorisation, COBS, Financial Promotions rules ...
    8
    Decks
    60
    Flashcards
    1
    Learner
  • FC - A + E
    FC - A + E

    FC - A + E

    By: Fu Chuen
    Trauma, Paracetamol poisoning, SBA ...
    4
    Decks
    18
    Flashcards
    1
    Learner
  • R01 - 10 FCA's Use of Principles and Outcomes-based Regulation
    R01 - 10 FCA's Use of Principles and Outcomes-based Regulation

    R01 - 10 FCA's Use of Principles and Outcomes-based Regulation

    By: gabriela priede
    FCA Principles for Businesses (PRIN)
    1
    Decks
    18
    Flashcards
    1
    Learner
  • Family Court (Senior Court Clerk)
    Family Court (Senior Court Clerk)

    Family Court (Senior Court Clerk)

    By: Jennifer Lloyd
    FCA Article 1, FCA Article 2, FCA Article 3 ...
    18
    Decks
    279
    Flashcards
    192
    Learners
  • Senior Court Clerk Practice Test
    Senior Court Clerk Practice Test

    Senior Court Clerk Practice Test

    By: Jennifer Lloyd
    Practice Test (CPLR, CPL, FCA)
    1
    Decks
    56
    Flashcards
    39
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities ...
    18
    Decks
    407
    Flashcards
    113
    Learners
  • 1. SBA & MCQ
    1. SBA & MCQ

    1. SBA & MCQ

    By: Abongile Vanda
    MCQ 1, MCQ 2, MCQ 3 ...
    54
    Decks
    2,430
    Flashcards
    3
    Learners
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation ...
    19
    Decks
    340
    Flashcards
    16
    Learners
  • Family Court Act 2022
    Family Court Act 2022

    Family Court Act 2022

    By: Emily Monsees
    FCA Quiz Article 3, FCA Quiz Article 4, FCA Quiz Articles 1 & 2 ...
    6
    Decks
    256
    Flashcards
    3
    Learners
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism ...
    14
    Decks
    777
    Flashcards
    31
    Learners
  • Senior Clerk Exam Prep
    Senior Clerk Exam Prep

    Senior Clerk Exam Prep

    By: Crystal F
    Test questions, Mental Hygiene Law, FCA Article 3 ...
    19
    Decks
    210
    Flashcards
    5
    Learners
  • Cemap 1 Unit 2
    Cemap 1 Unit 2

    Cemap 1 Unit 2

    By: Kelly Court
    FCA Principles For Business, The FCA's 6 Outcomes, FCA's Powers ...
    4
    Decks
    24
    Flashcards
    27
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    18
    Learners
  • Court Clerk Exam
    Court Clerk Exam

    Court Clerk Exam

    By: Samantha Rauscher
    FCA 3, CPLR 44, CPLR 50 ...
    47
    Decks
    1,014
    Flashcards
    6
    Learners
  • R01 Jan 2020
    R01 Jan 2020

    R01 Jan 2020

    By: Jennifer Barker
    The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice ...
    13
    Decks
    514
    Flashcards
    38
    Learners
  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them ...
    14
    Decks
    1,180
    Flashcards
    3
    Learners
  • Delta
    Delta

    Delta

    By: Andrew Vermette
    ACC-DFW, Reverse ACC-DFW, DEN-JNB ...
    10
    Decks
    260
    Flashcards
    6
    Learners
  • IMC Unit 1 -Chapter 3
    IMC Unit 1 -Chapter 3

    IMC Unit 1 -Chapter 3

    By: Sam Nota
    Section 3.1 - International Regulation: EU Directives, Regulation and Guidance, Section 3.2 - UK regulation, Section 3.3 - FCA Objectives and Standards ...
    8
    Decks
    166
    Flashcards
    10
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    7
    Decks
    475
    Flashcards
    136
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...
    6
    Decks
    797
    Flashcards
    280
    Learners

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