Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Learn Direct Participation Program

Study Direct Participation Program using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(27)
Decks
Flashcards
Learners
  • SERIES 7 TOPOFF -- SANDBOX
    SERIES 7 TOPOFF -- SANDBOX

    SERIES 7 TOPOFF -- SANDBOX

    By: Andrew Cohen
    Communications with the Public & New Issue Market, Customer Accounts & Retirement Plans, Securities Products & Suitability ...
    8
    Decks
    1,521
    Flashcards
    7
    Learners
  • Series 7 by Chapter
    Series 7 by Chapter

    Series 7 by Chapter

    By: Leo O'Connor
    Annuities and Variable Products, Complex Options Strategies, Corporate Debt Securities and Money-Market Instruments ...
    24
    Decks
    1,348
    Flashcards
    81
    Learners
  • Series 7
    Series 7

    Series 7

    By: Mark Ofreneo
    Issuing - Primary Market, Debt Instruments, Customer Accounts ...
    10
    Decks
    783
    Flashcards
    6
    Learners
  • series 7 take 2
    series 7 take 2

    series 7 take 2

    By: chris foster
    equity securities, debt securities, municipal securities ...
    17
    Decks
    651
    Flashcards
    10
    Learners
  • Series 7 Flashcards
    Series 7 Flashcards

    Series 7 Flashcards

    By: Spencer Willhite
    Module 14 - FINRA Rules, Module 1 - Equities, Module 2 - Corporate Debt Securities ...
    10
    Decks
    744
    Flashcards
    30
    Learners
  • Series 7 Rep Level
    Series 7 Rep Level

    Series 7 Rep Level

    By: Tom Brandt
    Chapter Test Questions, Chapter 1: Equity Securities, Chapter 2: Issuing - Primary Market ...
    14
    Decks
    4,465
    Flashcards
    3
    Learners
  • Pass the 7
    Pass the 7

    Pass the 7

    By: Paul Tierney
    01 Equity Securities, Random, 02 Debt Securities ...
    21
    Decks
    1,357
    Flashcards
    15
    Learners
  • Dummies Series 7
    Dummies Series 7

    Dummies Series 7

    By: David Freiler
    Manually Entered, Chapter 5: Underwriting Securities, Chapter 6: Stocks ...
    13
    Decks
    380
    Flashcards
    67
    Learners
  • Series 22
    Series 22

    Series 22

    By: Rebecca Plaine
    A - Direct Participation Programs
    1
    Decks
    40
    Flashcards
    6
    Learners
  • Series 7
    Series 7

    Series 7

    By: Josh Abercrombie
    Options, Rules & Regs, Securities Markets ...
    13
    Decks
    407
    Flashcards
    2
    Learners
  • Series 7
    Series 7

    Series 7

    By: Tyler Davis
    Equity Securities, Debt Securities, Equity Options ...
    25
    Decks
    864
    Flashcards
    8
    Learners
  • Series 7
    Series 7

    Series 7

    By: Steven Hermann
    Issuing - Primary Markets 8%, Trading - Secondary Market 6%, Option Contracts 16% ...
    12
    Decks
    616
    Flashcards
    3
    Learners
  • Series 7 Exam
    Series 7 Exam

    Series 7 Exam

    By: Justin Paradis
    Chapter 1 – Equity Securities, Chapter 2 - Issuing: Primary Market, Chapter 3: Trading - Secondary Market ...
    14
    Decks
    766
    Flashcards
    1
    Learner
  • Unit Questions
    Unit Questions

    Unit Questions

    By: m w
    Unit 1: Equity Securities, Unit 2: Debt Securities, Unit 3: Municipal Securities ...
    18
    Decks
    857
    Flashcards
    22
    Learners
  • Series 7
    Series 7

    Series 7

    By: Clay Crosby
    Annuities and Variable Products, Complex Options Strategies, Corporate Debt Securities and Money-Market Instruments ...
    24
    Decks
    1,350
    Flashcards
    2
    Learners
  • CFP 3 Tax
    CFP 3 Tax

    CFP 3 Tax

    By: David Freiler
    Tax 1-1 Describe terms related to income taxation., Tax 1-2 Identify the steps in the tax calculation process., Tax 1-3 Identify items of inclusion, exclusions, deductions, or tax credits. ...
    54
    Decks
    1,134
    Flashcards
    449
    Learners
  • Series 7
    Series 7

    Series 7

    By: J. H.
    Terms, Chapter 1 - Equity Securities, Chapter 2 Debt Securities ...
    20
    Decks
    1,251
    Flashcards
    2
    Learners
  • Section 2
    Section 2

    Section 2

    By: Rene Cisneros
    Equity Securities, Debt Securities, Equity Options ...
    11
    Decks
    194
    Flashcards
    1
    Learner
  • Series 7- Passed with 83%
    Series 7- Passed with 83%

    Series 7- Passed with 83%

    By: Griffin Horne
    Chapter 1- Equity securities 10-15 questions, Chapter 2- Debt Securities 15-25 questions, Chapter 2- Debt Securities Continued 16-25 ...
    19
    Decks
    1,031
    Flashcards
    44
    Learners
  • Series 7
    Series 7

    Series 7

    By: Garin Rydalch
    Chapter 1 - Securities, Chapter 2 - Corporate Bonds, Chapter 3 - Municipal Bonds ...
    16
    Decks
    404
    Flashcards
    3
    Learners
  • Series 7
    Series 7

    Series 7

    By: Ellen Wildman
    Muni's, Options, Investment Companies ...
    8
    Decks
    188
    Flashcards
    1
    Learner
  • SERIES 7
    SERIES 7

    SERIES 7

    By: talia bennick
    Unit 5- Customer Accounts, Unit 6- Margin Accounts, Unit 7- Issuing Securities ...
    13
    Decks
    415
    Flashcards
    2
    Learners
  • S7 Wiley
    S7 Wiley

    S7 Wiley

    By: Barry Feddema
    C10 Issuing Corporate Securities, C17 Direct Participation Programs (DPPs), C1 Equity Securties ...
    6
    Decks
    180
    Flashcards
    1
    Learner
  • Series 7
    Series 7

    Series 7

    By: Taylor Edens
    Chapter 1 - Equity Securities, Chapter 2 - Primary Market Issuing, Chapter 3 - Secondary Market ...
    11
    Decks
    350
    Flashcards
    1
    Learner
  • Securities Industry Essentials® (SIE®) - Sandbox
    Securities Industry Essentials® (SIE®) - Sandbox

    Securities Industry Essentials® (SIE®) - Sandbox

    By: David Giles
    1.1.1 The Securities and Exchange Commission (SEC), 1.1.2 Self-regulatory Organizations (SROs), 1.1.3 Other Regulators and Agencies ...
    34
    Decks
    183
    Flashcards
    2
    Learners
  • Series 65 - Unit 5: Alternative Investments and Other Assets
    Series 65 - Unit 5: Alternative Investments and Other Assets

    Series 65 - Unit 5: Alternative Investments and Other Assets

    By: john Allen
    Lesson 5.1: Direct Participation Programs, Lesson 5.2: Alternative Pooled Investments, Lesson 5.3: Other Alternative Investments ...
    4
    Decks
    65
    Flashcards
    1
    Learner
  • ontwikkelings psychologie; changes in development and education
    ontwikkelings psychologie; changes in development and education

    ontwikkelings psychologie; changes in development and education

    By: Sanne Wessteijn
    p1; Juvonen en Graham (2014) Bullying in Schools: The Power of Bullies and the Plight of Victims, P1: Artikel Vreeman & Carroll: a systematic review of school-bases interventions to prevent bullying, P1: Artikel Jiménez-Barbero: effectiveness of anti-bullying school programs: a meta-analysis -> Meta-analyse ...
    28
    Decks
    275
    Flashcards
    1
    Learner

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions