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Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

By: Luke O'Mahoney

Client Categorisation, COBS, Financial Promotions rules ...

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The FCA's Conduct of Business and Client Assets Sourcebooks

The FCA's Conduct of Business and Client Assets Sourcebooks

By: Joseph Adams

1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS ...

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