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IOC - UK Financial Regulation
IOC - UK Financial Regulation
By: Radleigh Foster
IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation ...5Decks78Flashcards68Learners -
LM1
LM1
By: Laura Bowen
Chapter 1 - Fundamentals, Chapter 2- Principles And Terminology, Chapter 3- COBs in London Market ...8Decks156Flashcards365Learners -
FCA Exams
FCA Exams
By: Meryl Ong
Chapter 1, Chapter 2 COBS, Chapter 3 Corporate Governance ...6Decks312Flashcards2Learners -
CeMap Mock Revision
CeMap Mock Revision
By: MD Tohidul Islam
UK Fr Unit 1, CoBs Rules 1&2, Regulating Firms ...6Decks98Flashcards26Learners -
Sociology
Sociology
By: Charlie Dacey
Class - School Factors, Class Differenves, Concepts ...4Decks39Flashcards1Learner -
UK Financial Regulations
UK Financial Regulations
By: Andrea Ruiz
COBS/CASS1Decks175Flashcards3Learners -
Corporate Finance Regulation
Corporate Finance Regulation
By: Phil Moore
1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...25Decks714Flashcards1Learner -
WEEK 4 (MOD 2)
WEEK 4 (MOD 2)
By: Herlita Carcallas
THIRD-PARTY PAYER REQS, VERIFYING INSURANCE ELIGIBILITY & BENEFITS, FINANCIAL CONSIDERATIONS ...4Decks75Flashcards1Learner -
IAD Level 4
IAD Level 4
By: Lucy O’Connor
Chapter 10- Application of COBS, Chapter 8: Financial Crime, Chapter 4: Ethics CISI Codes Of Conduct ...4Decks153Flashcards7Learners -
July Ranzcog Guidelines
July Ranzcog Guidelines
By: Delwyn Munn
C-Gyn 14 Abdominal Sacrocolpoexy, C-Obs 36 Term PROM, 2020 Endometriosis ...8Decks49Flashcards22Learners -
UK Financial Regulation
UK Financial Regulation
By: Jennie Acharjee
FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...5Decks49Flashcards10Learners -
UK regs and profess integrity
UK regs and profess integrity
By: Jayde Rose
1. UK Financial Services Sector, 5. Reg infrastructure, 8 - fin crime ...6Decks183Flashcards1Learner -
PART1- UK REGULATIONS
PART1- UK REGULATIONS
By: Kaashni Malik
COBS and CASS, Ch 3. Legislation and Regulation, Mixed mock3Decks52Flashcards1Learner -
KIN 100
KIN 100
By: Hannah S
QUIZ 2, Test 2 COB 204, Quiz 3 ...4Decks49Flashcards1Learner -
A-Level History
A-Level History
By: Philip McClory
The Crusades Points Test 1 - Background to the First Crusade, The Crusades Points Test 2 - The First Crusade's Course and Impact, The Crusades Points Test 3 - The Establishment of the Crusader States, 1099-1144 ...54Decks2,006Flashcards164Learners -
SA2 Acronyms
SA2 Acronyms
By: First Last
Critical illness, Critical illness anti selection mitigation, Critical illness needs met ...38Decks318Flashcards27Learners -
UK Regulation and Professional Integrity - Jul 2024
UK Regulation and Professional Integrity - Jul 2024
By: David Bailey
Unit 1 - UK FS sector (2 of 80), Unit 2 - UK FS & Consumer Relations (4 of 80), Unit 3 - UK Contract & Trust Legislation (2 of 80) ...12Decks284Flashcards1Learner -
Prelim Business Studies final exam
Prelim Business Studies final exam
By: Sienna Bou
9.1 NATURE OF BUSINESS - Role of business (NOB), 9.1 NATURE OF BUSINESS - Type of business (COB), 9.1 NATURE OF BUSINESS - influences in the business environment ...9Decks111Flashcards5Learners -
IOC Financial Regulation
IOC Financial Regulation
By: Fraser Wright
Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...5Decks172Flashcards1Learner -
Computer Information Systems
Computer Information Systems
By: Gracie Nathan
COB Test #11Decks43Flashcards1Learner -
AF7 20/21
AF7 20/21
By: Colin stone
STATEMENT OF ENTITLEMENT, PENSION TRANSFER ADVICE, CASHFLOW MODELLING ...18Decks40Flashcards3Learners -
Ciii - CF1
Ciii - CF1
By: R T
1. Purpose & Structure Of The UK FS Industry, 2. Main Areas of Financial Advice: The Present, 3. Areas of Financial Advice: The Future ...12Decks118Flashcards7Learners -
2/ OPÉRATION EMPLOI
2/ OPÉRATION EMPLOI
By: Jv Nounours
Circulaire n° 100000 Emploi des COB et BTA, Circulaire n° 165000 Exercice de la PJ, Circulaire n° 150000 Emploi des EDSR ...11Decks135Flashcards3Learners -
FCA Regulations
FCA Regulations
By: Mads Bowden
Chapter 4: Conduct of Business Sourcebook (COBS)1Decks31Flashcards1Learner -
Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection
Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection
By: Luke O'Mahoney
Client Categorisation, COBS, Financial Promotions rules ...8Decks60Flashcards1Learner -
The FCA's Conduct of Business and Client Assets Sourcebooks
The FCA's Conduct of Business and Client Assets Sourcebooks
By: Joseph Adams
1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS ...11Decks73Flashcards1Learner