Cisi Uk Regulations Flashcards & Quizzes

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CISI UK Financial Regulations

CISI UK Financial Regulations

By: Bethan Parfitt

1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...

6

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797

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189

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Cisi UK Regulation

Cisi UK Regulation

By: Philippa Carter

The Financial Services Industry, Financial Services and consumer relationships, UK Contract and Trust Legislation ...

6

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102

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4

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CISI UK Financial Regulation 2023/24

CISI UK Financial Regulation 2023/24

By: Georgia Boddy

1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...

6

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224

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8

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CISI UK Financial Regulation 2024

CISI UK Financial Regulation 2024

By: Jack Eden

Chapter 1: The Regulatory Environment, Chapter 2: • The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...

8

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100

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4

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CISI UK Financial Regulations 2023-24

CISI UK Financial Regulations 2023-24

By: Katrina Carter

Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...

5

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36

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1

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Corporate Finance Regulation

Corporate Finance Regulation

By: Phil Moore

1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...

25

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714

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1

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